Policy-Governed Software Agents for Predictable Secure Behavior

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Solution Overview

Problem

Existing software agents operate autonomously, leading to unpredictable behavior and concerns regarding security, privacy, and control, particularly in high-assurance environments.

Innovation Solution

A policy-governed system that constrains agent actions within predefined boundaries, integrating policy management with the agent system to ensure compliance and reduce programmer burden, even for buggy or malicious agents.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If software agents operate autonomously, then productivity and adaptability are improved, but reliability and security deteriorate due to unpredictable behavior

Engineering Contradiction:
Improveagent autonomyVSAvoidbehavior predictability
Core Design Contradiction:
ProductivityVSReliability

Solution Approach 1:

The patent introduces a policy server as an intermediary between software agents and the host system. This policy server mediates agent actions by evaluating them against predefined policies before execution, thereby maintaining agent autonomy while ensuring predictable and secure behavior through external policy enforcement

Inventive Principle:
Principle #24Intermediary (Mediator)

2Ease of operation

If software agents operate independently, then ease of operation is improved, but control and security worsen in high-assurance environments

Engineering Contradiction:
Improveagent independenceVSAvoidsecurity risks
Core Design Contradiction:
Ease of operationVSObject-affected harmful factors

Solution Approach 1:

The patent segments the agent system into distinct components: autonomous software agents, a policy server, and a policy database. This segmentation allows agents to operate independently while the policy server enforces security constraints, separating operational freedom from security control

Inventive Principle:
Principle #1Segmentation

3Reliability

If policy enforcement is integrated into the agent system, then reliability is improved, but device complexity increases

Engineering Contradiction:
Improvepolicy complianceVSAvoidsystem structure
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The policy server acts as an intermediary that centralizes policy enforcement functionality. Rather than embedding complex policy checking logic in each agent, the system uses the policy server to handle policy evaluation, simplifying individual agent structure while maintaining overall system reliability

Inventive Principle:
Principle #24Intermediary (Mediator)

Data Source

PatentUS12445342B2Policy governed software agent system and method of operation
Publication Date: 2025.10.14 FLORIDA INSTITUTE FOR HUMAN & MACHINE COGNITION INC
  • US12445342B2 patent drawing
  • US12445342B2 patent drawing
  • US12445342B2 patent drawing

AI summary

A system and method for deploying software agents in a policy-governed environment. The use of over-arching policies to control the actions and interactions of the software agents preserves desirable agent autonomy without allowing unwanted and potentially unpredictable (or at least difficult-to-predict) agent behavior. The system allows the agents to be deployed in a high-assurance environment.