Waterborne Polyester Emulsion Stabilization

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Solution Overview

Problem

The challenge in developing stable, solvent-free waterborne polyester emulsions for thermosetting coatings is exacerbated by the hydrophilicity of traditional polyester resins, which complicates surfactant selection and leads to instability and performance issues in emulsification processes, particularly in achieving balanced properties for VOC-reducing coatings.

Innovation Solution

The use of polyarylphenol ethoxylate non-ionic emulsifiers with bulky substituents on the benzene ring, combined with a neutralizing agent, to stabilize and effectively emulsify curable polyesters in an aqueous phase, enhancing the stability and performance of the emulsions.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If traditional polyester resins are used in waterborne emulsions, then the emulsion can be formulated, but the emulsion stability deteriorates due to hydrophilicity of the polyester

Engineering Contradiction:
Improveemulsion formulationVSAvoidemulsion stability
Core Design Contradiction:
Ease of manufactureVSStability of the object's composition

Solution Approach 1:

The patent introduces a specific nonionic surfactant as an intermediary substance with a unique molecular structure containing a hydrophobic aromatic core and hydrophilic ethoxylate chains. This surfactant mediates between the hydrophobic polyester resin and the aqueous phase, enabling stable emulsion formation. The surfactant concentration is optimized at 0.1-10 wt% of the polyester resin weight to achieve proper stabilization without excessive surfactant levels.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Stability of the object's composition

If surfactant levels are increased to improve emulsion stability, then emulsion stability improves, but film performance deteriorates due to adhesion and water sensitivity issues

Engineering Contradiction:
Improveemulsion stabilityVSAvoidfilm performance
Core Design Contradiction:
Stability of the object's compositionVSReliability

Solution Approach 1:

The patent optimizes the surfactant concentration parameter within a specific range of 0.1-10 wt% of the polyester resin weight. This parameter optimization achieves the best balance between emulsion stability and film performance. The specific molecular structure parameters of the surfactant (aromatic hydrophobe with controlled ethoxylate chain length) are also optimized to ensure adequate interaction with the polyester while maintaining acceptable film properties.

Inventive Principle:
Principle #35Parameter changes

3Ease of manufacture

If conventional surfactants are used to emulsify polyesters, then emulsification can occur, but stability over the emulsification temperature range deteriorates

Engineering Contradiction:
Improveemulsification capabilityVSAvoidtemperature range stability
Core Design Contradiction:
Ease of manufactureVSStability of the object's composition

Solution Approach 1:

The patent employs a composite surfactant molecule combining a rigid aromatic hydrophobic core (providing thermal stability and strong polyester interaction) with flexible hydrophilic ethoxylate chains (providing water solubility and emulsification capability). This composite structure enables the surfactant to maintain effectiveness across the emulsification temperature range while providing stable emulsions.

Inventive Principle:
Principle #40Composite materials

4Object-generated harmful factors

If waterborne polyesters are formulated to reduce VOC content, then environmental performance improves, but long-term stability deteriorates due to hydrolysis in the presence of water

Engineering Contradiction:
ImproveVOC emissionsVSAvoidlong-term stability
Core Design Contradiction:
Object-generated harmful factorsVSStability of the object's composition

Solution Approach 1:

The nonionic surfactant acts as a protective intermediary layer around the polyester resin particles in the aqueous emulsion. This surfactant coating prevents direct contact between water and the polyester ester bonds, thereby reducing hydrolysis. The surfactant's hydrophobic aromatic core interacts with the polyester while the hydrophilic ethoxylate chains face the aqueous phase, creating a protective barrier that enhances long-term stability while maintaining waterborne, low-VOC formulation.

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach results in stable aqueous polyester emulsions that provide improved water resistance and performance characteristics, addressing the limitations of traditional surfactants and enabling the formulation of high-performance, low-VOC thermosetting coatings.

Implementation Method 1

a non-ionic emulsifier having the structure wherein -Z- Phenyl is a substituent on the benzene ring, each Z is independently a divalent C 1 to C 4 hydrocarbon radical, x is the number of said substituent(s) ranging from 1 to 5, Y is a divalent C 1 to C 4 hydrocarbon radical, and n is an integer from 1 to 100

Methodology Applied
Scientific EffectSurfactant: Surfactant

Data Source

PatentEP3420042B1Thermosetting coating compositions
Publication Date: 2022.06.29 EASTMAN CHEM CO
  • EP3420042B1 patent drawing
  • EP3420042B1 patent drawing
  • EP3420042B1 patent drawing

AI summary

The present invention provides emulsions comprising curable polyesters and certain surfactants. The emulsions are useful as coatings binders in waterborne thermosetting coating compositions and can be used conjunction with cross-linking compounds reactive with curable polyesters. Also provided are shaped or formed articles coated with the waterborne thermosetting coating compositions of the invention.