Single-Solvent Polyester Latex Emulsification Process

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Solution Overview

Problem

Current solvent-based processes for emulsifying crystalline polyester resins in toner production are inefficient due to high energy consumption, solvent waste, and molecular weight degradation, particularly in the absence of a sharp melting point and high viscosities, which hinder the formation of stable latexes.

Innovation Solution

A process involving the use of a single organic solvent, such as isopropanol, with a controlled solvent-to-resin ratio, melt mixing, neutralization, and subsequent contact with de-ionized water to form a stable emulsion, allowing for continuous recovery of latex particles and recycling of the solvent, thereby reducing waste and energy requirements.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If solvent-based batch processes (flash emulsification or phase inversion emulsification) are used to emulsify crystalline polyester resins, then the resins can be formulated into emulsions, but the process is time-consuming and energy-intensive requiring large amounts of organic solvents and subsequent distillation

Engineering Contradiction:
Improveemulsion formulation capabilityVSAvoidprocess efficiency
Core Design Contradiction:
Ease of manufactureVSProductivity

Solution Approach 1:

The patent implements a continuous emulsification process where crystalline polyester resin is continuously fed into a mixer with organic solvent and neutralizing agent, followed by continuous addition of water and continuous recovery of latex particles. This eliminates the batch processing steps and enables uninterrupted production, significantly improving productivity while reducing time and energy consumption compared to traditional batch flash emulsification or phase inversion emulsification processes

Inventive Principle:
Principle #20Continuity of useful action

Solution Approach 2:

The patent divides the emulsification process into distinct functional zones: a mixing zone where resin, solvent, and neutralizing agent are combined, an emulsification zone where water is added and particles form, and a recovery zone where latex particles are separated. This segmentation allows each zone to be optimized independently and enables continuous operation, resolving the contradiction between manufacturability and productivity

Inventive Principle:
Principle #1Segmentation

2Ease of manufacture

If large amounts of organic solvents are used to dissolve the resins in batch processes, then the resins can be emulsified, but subsequent energy intensive distillation is required to form the latexes

Engineering Contradiction:
Improveresin dissolution and emulsificationVSAvoiddistillation energy consumption
Core Design Contradiction:
Ease of manufactureVSUse of energy by stationary object

Solution Approach 1:

The patent optimizes the organic solvent to resin ratio to a specific range (0.1:10 to 20:10) and controls the neutralization ratio (25% to 500%) to achieve effective emulsification with minimal solvent. The continuous process allows for efficient solvent recovery and recycling, dramatically reducing the energy required for distillation compared to traditional batch processes that require large solvent amounts and extensive distillation

Inventive Principle:
Principle #35Parameter changes

3Ease of manufacture

If solventless latex emulsions are formed through batch or extrusion process with neutralizing solution and surfactant, then some resins can be processed, but resins with substantial viscosities at 100° C. do not exhibit sharp melting point and are difficult to process, and certain resins are more susceptible to molecular weight degradation

Engineering Contradiction:
Improveemulsion formation capabilityVSAvoidprocessability of high viscosity resins
Core Design Contradiction:
Ease of manufactureVSReliability

Solution Approach 1:

The patent introduces an organic solvent as an intermediary substance that facilitates the processing of high viscosity crystalline polyester resins. The solvent acts as a medium that reduces viscosity during mixing and emulsification, enabling proper particle formation. The neutralizing agent serves as another intermediary that modifies the resin properties to enable stable emulsion formation. This intermediary approach allows resins that would be difficult or impossible to process in solventless conditions to be successfully emulsified

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent controls specific parameters including organic solvent to resin ratio (0.1:10 to 20:10), neutralization ratio (25% to 500%), and temperature to optimize the processing of high viscosity resins. By precisely controlling these parameters, the process achieves reliable emulsification of resins with substantial viscosities at 100° C. that lack sharp melting points, while preventing molecular weight degradation through optimized processing conditions

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach enhances the yield and particle size distribution of polyester latexes, reduces solvent waste by at least 50%, and simplifies the recycling and separation of solvents, leading to a more efficient and cost-effective toner production process.

Implementation Method 1

contacting at least one crystalline polyester resin with an organic solvent wherein the ratio of solvent to resin is from about 0.1:10 to about 20:10

Methodology Applied
Scientific EffectSolvation: Solvation

Implementation Method 2

melt mixing the mixture

Methodology Applied
Scientific EffectHeating: Heating

Implementation Method 3

contacting the melt mixed mixture with a neutralizing agent

Methodology Applied
Scientific EffectNeutralization reaction: Chemical Bonding

Implementation Method 4

contacting the neutralized mixture with de-ionized water to form an emulsion

Methodology Applied
Scientific EffectEmulsion formation: Emulsion

Implementation Method 5

continuously recovering latex particles

Methodology Applied
Scientific EffectFiltration: Filter (physical)

Data Source

PatentUS8338071B2Processes for producing polyester latexes via single-solvent-based emulsification
Publication Date: 2012.12.25 XEROX CORP
  • US8338071B2 patent drawing
  • US8338071B2 patent drawing
  • US8338071B2 patent drawing

AI summary

A process for making a latex emulsion suitable for use in a toner composition includes contacting at least one crystalline polyester resin with an organic solvent to form a resin mixture, adding a neutralizing agent, and deionized water to the resin mixture, removing the solvent from the formed latex, and continuously recovering latex particles.