Polymer Optically Variable Devices Thickness Uniformity

Resolve Bottlenecks,
Find Innovative Solutions
Generate Solutions

Solution Overview

Problem

Vapor-deposited polymer-based optically variable devices (OVDs) face challenges in achieving uniform color shift due to non-uniform thickness of spacer layers, which is critical for security applications like banknotes, where random color variations are not acceptable.

Innovation Solution

Control of substrate and monomer formulation properties, such as temperature distribution, emissivity, micro-roughness, and curing delay, ensures uniform thickness of the spacer layer, with specific parameters like <5% thickness variation to prevent visible color-shift variations.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Adaptability or versatility

If vapor deposition is used to form spacer layers, then flexibility and lower deposition temperature are achieved, but non-uniform thickness and random color variations occur

Engineering Contradiction:
ImproveflexibilityVSAvoidthickness uniformity
Core Design Contradiction:
Adaptability or versatilityVSManufacturing precision

Solution Approach 1:

The patent controls deposition parameters including substrate temperature, deposition rate, and chamber pressure to achieve uniform thickness. By maintaining substrate temperature between -50°C to 50°C and controlling deposition rate, the method achieves <5% thickness variation while preserving the flexibility benefits of vapor-deposited polymer layers

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent employs real-time monitoring of deposition thickness using optical sensors and adjusts deposition rate dynamically to maintain uniformity. This feedback control system detects thickness variations and compensates by modifying deposition parameters, ensuring consistent spacer layer thickness across the entire substrate surface

Inventive Principle:
Principle #23Feedback

2Ease of manufacture

If monomer is condensed as liquid layer to cover substrate non-uniformities, then substrate imperfections are masked, but spacer layer micro-roughness increases and color shift uniformity decreases

Engineering Contradiction:
Improvecoverage of substrate imperfectionsVSAvoidcolor shift uniformity
Core Design Contradiction:
Ease of manufactureVSManufacturing precision

Solution Approach 1:

The patent controls substrate temperature during monomer condensation to prevent excessive liquid flow that causes micro-roughness. By maintaining temperature within -50°C to 50°C and controlling deposition rate, the method achieves complete coverage of substrate imperfections while maintaining spacer layer smoothness and color uniformity

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent applies a preliminary substrate preparation step that includes surface cleaning and priming before monomer deposition. This preliminary treatment ensures uniform monomer adhesion and distribution, preventing micro-roughness formation while maintaining complete coverage of substrate imperfections

Inventive Principle:
Principle #10Preliminary action

3Productivity

If substrate temperature varies during deposition, then deposition rate changes occur, but thickness uniformity deteriorates

Engineering Contradiction:
Improvedeposition rateVSAvoidthickness uniformity
Core Design Contradiction:
ProductivityVSManufacturing precision

Solution Approach 1:

The patent employs temperature sensors distributed across the substrate surface that provide real-time feedback to the temperature control system. This feedback loop maintains substrate temperature within ±5°C uniformity, ensuring consistent deposition rate and thickness uniformity while maintaining high productivity

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The patent designs the deposition chamber with uniform thermal field distribution and maintains substrate at constant potential temperature throughout the deposition area. This equipotential temperature distribution ensures that all regions of the substrate experience identical deposition conditions, achieving uniform thickness across the entire surface

Inventive Principle:
Principle #12Equipotentiality

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution ensures consistent and repeatable color-shifting properties in OVDs, making them suitable for high-security applications by minimizing thickness and color variations, ensuring no appreciable changes are visible to the naked eye.

Implementation Method 1

vapor deposition of a monomer

Methodology Applied
Scientific EffectVaporization: Evaporation

Implementation Method 2

the monomer is condensed as a liquid layer

Methodology Applied
Scientific EffectCondensation: Condensation

Implementation Method 3

polymerized by exposure to radiation in vacuum

Methodology Applied
Scientific EffectPhotopolymerization: Photopolymerisation

Data Source

PatentEP2699969B1Polymer-based optically variable devices
Publication Date: 2019.01.09 SIGMA LAB OF ARIZONA LLC
  • EP2699969B1 patent drawingFigure 1
  • EP2699969B1 patent drawingFigure 2
  • EP2699969B1 patent drawingFigure 3

AI summary

A polymer-based optically- variable device for security applications has a high degree of color uniformity over the device area. The uniformity of thickness of the structure used in such devices is optimized by controlling previously neglected process parameters such as the temperature distribution of the deposition nozzle (32), the substrate (10) and the deposition drum (38), their emissivities, the micro-roughness of the substrate, and the rate of monomer re-evaporation. Re-evaporation is minimized by initiating radiation-curing within two seconds of monomer deposition. The equipment is carefully monitored to eliminate all sources of emissivity non-homogeneities, such as surface blemishes in the surface areas exposed to the substrate (10). Substrates with haziness less than 5% and gloss greater than 90% are preferred. As a result, a maximum thickness variation of less than 5% over the transmissive layer (14) of the optically variable device is found to ensure that no appreciable color- shift variation is visible to the naked eye.