Polyurethane Thickeners via Single-Stage Catalysis

Resolve Bottlenecks,
Find Innovative Solutions
Generate Solutions

Solution Overview

Problem

Existing polyurethane thickening processes for aqueous preparations, particularly in cosmetics and emulsion paints, face challenges in maintaining effective thickening properties in the presence of salts and surfactants, while also requiring cost-effective and environmentally friendly production methods without the use of tin catalysts.

Innovation Solution

A single-stage process for preparing polyurethanes with at least three hydrophilic and four hydrophobic sections, using alkali or zinc carboxylates as catalysts to create branched structures, which are tin-free and provide enhanced thickening capabilities in aqueous preparations.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If tin catalysts (DBTL) are used in polyurethane preparation, then the thickening effect is improved, but environmental friendliness and production cost are worsened

Engineering Contradiction:
Improvethickening effectVSAvoidenvironmental impact and cost
Core Design Contradiction:
ReliabilityVSObject-affected harmful factors

Solution Approach 1:

The patent changes the catalyst type from tin-based (DBTL) to alternative catalysts, and adjusts the NCO:OH ratio parameter to optimize thickening performance without requiring tin catalysts. This resolves the contradiction by maintaining reliability through parameter optimization while eliminating harmful factors associated with tin catalysts

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent employs readily available, low-cost alternative catalysts that can be easily removed or decomposed, replacing expensive and environmentally persistent tin catalysts. This approach maintains effective thickening while reducing both cost and environmental impact

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

2Reliability

If polyurethanes are prepared in two-stage processes with DBTL catalysis, then the thickening properties are improved, but the process complexity and production time are increased

Engineering Contradiction:
Improvethickening propertiesVSAvoidprocess complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent combines the two-stage preparation process into a single-stage process by simultaneously reacting polyol, isocyanate, and thickening agents in one reaction vessel with alternative catalysis. This merging maintains thickening properties while significantly reducing process complexity and production time

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The patent introduces alternative catalysts that act as effective intermediaries to facilitate the single-stage reaction, enabling the simultaneous formation of polyurethane chains and thickening structures without requiring sequential processing steps

Inventive Principle:
Principle #24Intermediary (Mediator)

3Manufacturing precision

If polyurethanes are prepared in two-stage processes, then the molecular structure control is improved, but the productivity is reduced

Engineering Contradiction:
Improvemolecular structure controlVSAvoidproduction efficiency
Core Design Contradiction:
Manufacturing precisionVSProductivity

Solution Approach 1:

The patent merges molecular structure formation and thickening agent incorporation into a single simultaneous reaction process, achieving both precise molecular structure control and high productivity by eliminating the sequential steps required in traditional two-stage processes

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The patent maintains continuous useful action throughout the single-stage reaction by simultaneously forming polyurethane chains and incorporating thickening agents, ensuring that all reaction time contributes to product formation without idle periods between stages

Inventive Principle:
Principle #20Continuity of useful action

4Reliability

If thickeners are required to maintain effectiveness in high salt concentrations, then the thickening capability is improved, but compatibility with other auxiliaries is reduced

Engineering Contradiction:
Improvethickening capability in salt conditionsVSAvoidcompatibility with salts and surfactants
Core Design Contradiction:
ReliabilityVSAdaptability or versatility

Solution Approach 1:

The patent modifies the polyurethane molecular structure parameters, including hydrophilic-hydrophobic balance and chain architecture, to maintain thickening capability across varying salt concentrations while preserving compatibility with surfactants and other cosmetic auxiliaries

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent creates composite polyurethane structures combining hydrophilic and hydrophobic segments that can adapt to different ionic environments, maintaining thickening effectiveness in high salt conditions while remaining compatible with non-ionic surfactants and other formulation ingredients

Inventive Principle:
Principle #40Composite materials

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The process results in polyurethanes that maintain effective thickening properties even in high salt and surfactant concentrations, offer improved texture and stability, and are produced in a cost-effective and environmentally friendly manner without the use of tin catalysts, suitable for a wide range of applications including cosmetics and emulsion paints.

Implementation Method 1

A single-stage process for preparing polyurethanes with at least three hydrophilic and four hydrophobic sections, using alkali or zinc carboxylates as catalysts to create branched structures

Methodology Applied
Scientific EffectCatalysis: Catalysis

Data Source

PatentUS8871817B2Polyurethane thickeners
Publication Date: 2014.10.28 BASF SE
  • US8871817B2 patent drawing
  • US8871817B2 patent drawing
  • US8871817B2 patent drawing

AI summary

The present invention relates to a single-stage process for preparing polyurethanes which comprise at least three hydrophilic sections, at least four hydrophobic sections, optionally allophanate segments and optionally isocyanurate segments, in the presence of alkali(ne earth) metal carboxylates or zinc carboxylates. Furthermore, the present invention relates to the polyurethanes themselves obtainable in this way, to the use thereof as thickeners for aqueous preparations, and to aqueous preparations comprising polyurethanes of this type.