Portable NIR Spectrometer Using Miniature Grating for Rapid Material ID

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Solution Overview

Problem

Existing optical spectroscopic devices for material identification, particularly in the near-infrared range, are costly, large, and lack sufficient portability and spectral resolution, making them unsuitable for quality control and forensic applications, especially in developing countries. Current methods for identifying counterfeit drugs and solid/powdered materials often require time-consuming and destructive sample preparation processes.

Innovation Solution

A low-cost, portable near-infrared diffuse reflection spectroscopy system using a circular ring-shaped LED array and a miniature diffraction grating spectrometer with multivariate calibration methods for rapid material identification, capable of operating within the 700-1100 nm wavelength range, which eliminates the need for sample preparation and provides accurate identification within 10-15 seconds.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If desktop size Fourier-transform or diffraction grating near-infrared spectrometers are used for material identification, then measurement precision and spectral resolution are improved, but device complexity, size, and cost increase significantly

Engineering Contradiction:
Improvespectral resolutionVSAvoiddevice size
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The spectrometer is divided into modular components: a miniature diffraction grating (5mm x 10mm) separated from large optical benches, a compact linear array detector positioned close to the grating, and integrated optical paths. This segmentation enables high spectral resolution without requiring large instrument size, directly resolving the contradiction between measurement precision and device complexity.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent transitions from traditional point-by-point spectral measurement to simultaneous multi-wavelength detection using a linear array detector with multiple elements. This dimensional change from temporal to spatial measurement allows capturing the entire spectrum at once, improving measurement precision while reducing device size and complexity.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

2Ease of operation

If portable spectrometers with reduced size are used, then ease of operation and portability are improved, but measurement precision and spectral resolution deteriorate

Engineering Contradiction:
ImproveportabilityVSAvoidspectral resolution
Core Design Contradiction:
Ease of operationVSMeasurement precision

Solution Approach 1:

The patent changes key physical parameters: using a miniature diffraction grating with optimized groove density, selecting specific LED wavelengths (650-1050 nm) matched to detector sensitivity, and positioning the detector at optimal distances from the grating. These parameter changes maintain high spectral resolution in a portable form factor, resolving the contradiction between portability and measurement precision.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The system combines multiple materials and components with complementary properties: LED light sources for specific wavelength emission, a miniature diffraction grating for spectral dispersion, and a linear array detector for simultaneous detection. This composite approach achieves high spectral resolution in a compact, portable device.

Inventive Principle:
Principle #40Composite materials

3Device complexity

If existing LED spectrometers with 32 wavelength points are used, then device complexity is reduced, but measurement precision and spectral resolution are insufficient

Engineering Contradiction:
Improvedevice simplicityVSAvoidspectral resolution
Core Design Contradiction:
Device complexityVSMeasurement precision

Solution Approach 1:

The patent increases the number of detection points from 32 to 128 wavelength points by using a linear array detector with multiple elements positioned at different locations. This dimensional expansion in the spectral domain provides high spectral resolution while maintaining relatively simple device architecture, resolving the contradiction between device simplicity and measurement precision.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Solution Approach 2:

The miniature diffraction grating and linear array detector combination serves multiple functions: spectral dispersion, simultaneous multi-wavelength detection, and material identification. This universal design achieves high spectral resolution without proportionally increasing device complexity.

Inventive Principle:
Principle #6Universality (Multi-functionality)

4Measurement precision

If conventional spectroscopic methods requiring sample preparation are used, then measurement precision may be improved, but loss of time and productivity are increased

Engineering Contradiction:
Improveidentification accuracyVSAvoidsample preparation time
Core Design Contradiction:
Measurement precisionVSLoss of time

Solution Approach 1:

The system performs self-calibration and automatic baseline correction using the LED light source characteristics and detector response. The multivariate calibration algorithms automatically process raw spectral data without requiring manual sample preparation or complex preprocessing steps, maintaining high identification accuracy while eliminating sample preparation time.

Inventive Principle:
Principle #25Self-service

Solution Approach 2:

The patent replaces mechanical sample preparation processes with optical and computational methods. The LED-based illumination system and multivariate analysis algorithms substitute for physical sample handling, preparation, and processing steps, achieving high identification accuracy without time-consuming mechanical operations.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

5Measurement precision

If high-cost spectrometers are used for quality control applications, then measurement precision is improved, but ease of operation and accessibility in developing countries are reduced

Engineering Contradiction:
Improvematerial identification accuracyVSAvoidaccessibility
Core Design Contradiction:
Measurement precisionVSEase of operation

Solution Approach 1:

The patent employs inexpensive, readily available components: commercial LEDs, a miniature diffraction grating, and a linear array detector. These components can be mass-produced at low cost, making the spectrometer accessible for quality control applications in developing countries while maintaining sufficient measurement precision for material identification.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

Solution Approach 2:

The system optimizes operational parameters to reduce cost: using LED wavelengths (650-1050 nm) that match the detector's sensitivity peak, minimizing optical path lengths, and selecting compact component sizes. These parameter changes reduce material and manufacturing costs while preserving measurement precision, improving accessibility.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The system achieves reliable identification of solid and powdered materials with high accuracy (>90%) and quantification of chemical components in a mixture, offering a cost-effective, portable, and rapid analysis solution for quality control and forensic purposes, outperforming existing technologies in terms of size, cost, and analysis time.

Implementation Method 1

near-infrared reflection spectroscopy

Methodology Applied
Scientific EffectReflectance spectroscopy: Reflection

Implementation Method 2

near-infrared spectra

Methodology Applied
Scientific EffectNear-infrared spectroscopy: Absorption Spectroscopy

Implementation Method 3

miniature diffraction grating spectrometer

Methodology Applied
Scientific EffectDiffraction: Diffraction

Implementation Method 4

photodetector array

Methodology Applied
Scientific EffectPhotoelectric effect: Photoelectric Effect

Data Source

PatentEP2831565B1Optical analyzer for identification of materials using reflectance spectroscopy
Publication Date: 2019.01.23 INNOVATIVE SCI TOOLS
  • EP2831565B1 patent drawingFigure 1
  • EP2831565B1 patent drawingFigure 2A~2C
  • EP2831565B1 patent drawingFigure 3

AI summary

A device and method for identifying solid and powdered materials use near-infrared reflection spectroscopy combined with multivariate calibration methods for analysis of the spectral data. Near-infrared reflection spectroscopy is employed within either the 700 - 1100 nm or the 900 - 1700 nm wavelength range to identify solid or powdered materials and determine whether they match specific known materials. Uses include identifying solid and powdered materials with a fast measurement cycle time of about 2 to 15 seconds and with a method that requires no sample preparation, as well as quantitative analysis to determine the concentration of one or more chemical components in a solid or powdered sample that consists of a mixture of components. A primary application involving identification analysis verification of the identify and purity of powdered materials used for fabricating drug tablets and capsules for quality control purposes.