Print Analyzer for Enterprise Document Security Control

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Solution Overview

Problem

Existing content management systems in enterprises are ineffective in controlling and securing documents that originate outside the managed ecosystem, particularly due to the risk of unauthorized printing, which is a significant cause of data loss and breaches.

Innovation Solution

A print analyzer is deployed on printers within the enterprise environment to analyze documents in real-time, applying rules to detect sensitive information and take actions such as redaction or alerting, and sending documents to a content management system for storage and further analysis, thereby controlling and understanding the printing of documents across the enterprise.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If content management systems are used to manage documents, then access control and versioning are improved, but documents originating outside the enterprise ecosystem cannot be controlled

Engineering Contradiction:
Improvedocument security controlVSAvoidcoverage of document sources
Core Design Contradiction:
ReliabilityVSAdaptability or versatility

Solution Approach 1:

The patent introduces print drivers and print analyzers as intermediary components between external document sources and the content management system. These intermediaries capture documents at the printing stage, enabling control of documents that originate outside the enterprise ecosystem without requiring integration with all external sources.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The system performs preliminary analysis and control actions at the print driver level before documents enter the content management system. By analyzing documents during the printing process and applying rules in advance, the system can prevent unauthorized printing before documents are fully processed or distributed.

Inventive Principle:
Principle #10Preliminary action

2Reliability

If print analyzers are deployed on printers, then unauthorized printing control is improved, but system complexity increases

Engineering Contradiction:
Improveunauthorized printing preventionVSAvoidprinter system architecture
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The print analyzer is deployed directly on the printer, enabling the printer to autonomously analyze and control documents without requiring external analysis servers. This self-service approach simplifies the overall system architecture by distributing intelligence to the endpoint device.

Inventive Principle:
Principle #25Self-service

Solution Approach 2:

The print driver serves multiple functions: it acts as a document converter, a security filter, an analyzer trigger, and a communication bridge. This multi-functionality reduces the need for separate dedicated components, thereby managing system complexity while maintaining comprehensive control capabilities.

Inventive Principle:
Principle #6Universality (Multi-functionality)

3Reliability

If real-time document analysis is performed, then security risk reduction is improved, but processing time increases

Engineering Contradiction:
Improvesecurity risk reductionVSAvoiddocument processing time
Core Design Contradiction:
ReliabilityVSLoss of time

Solution Approach 1:

The system applies partial analysis by focusing on specific high-risk document characteristics rather than performing complete document analysis. Rules are applied selectively based on document type, sensitivity indicators, and risk profiles, reducing processing overhead while maintaining effective security control.

Inventive Principle:
Principle #16Partial or excessive action

Solution Approach 2:

The patent replaces complex mechanical document handling with automated digital analysis through print drivers and analyzers. This substitution enables rapid real-time processing by using software-based document inspection instead of physical document review, significantly reducing processing time while maintaining security effectiveness.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Data Source

PatentUS10659624B2System and method for controlling the printing of documents, and performing analytics regarding documents printed, in a distributed enterprise environment
Publication Date: 2020.05.19 ROCKET SOFTWARE CANADA INC (SUCCESSOR BY AMALGAMATION WITH AMC CONNECTIVITY SOFTWARE (CANADA) ULC
  • US10659624B2 patent drawing
  • US10659624B2 patent drawing

AI summary

Embodiments of a print analysis system are disclosed herein. Embodiments of these print analysis systems may include a print analyzer deployed on one or more printers within an enterprise environment and executing on the printers themselves. The print analyzer on the printer may then apply one or more print analysis rules to a document. Additionally, or alternatively, the print analyzer may send the document to a content management system for storage in a workspace or other storage area corresponding to printed documents of the enterprise. The documents in the workspace on the content management system may be evaluated or analyzed to provide understanding or insight into the documents printed in the enterprise environment.