Industrial Process Set-Point Optimization Using Autoencoder Regularization

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Solution Overview

Problem

Conventional industrial processing systems face inefficiencies and inaccuracies in optimizing operating set-points due to complex relationships between process inputs, set-points, and outputs, particularly in handling nonlinear functions and prediction uncertainties, leading to sub-optimal decision-making and operational inefficiencies.

Innovation Solution

The implementation of a machine learning-based approach that uses autoencoders and regression functions to derive a unified optimization problem, merging historical data from multiple processes to determine optimal set-points, and incorporating regularizers to mitigate model inaccuracies and handle nonlinearities, thereby improving system-wide optimization and operational efficiency.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If conventional optimization methods are used to determine operating set-points, then the system can operate with simple models, but the accuracy of decision-making deteriorates due to inability to handle nonlinear functions and prediction uncertainties

Engineering Contradiction:
Improveaccuracy of decision-makingVSAvoidmodel complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent introduces autoencoders as intermediary components that bridge the gap between simple optimization algorithms and complex nonlinear process relationships. The autoencoders learn latent representations of process data and provide regularized predictions that capture nonlinearities without requiring the optimization algorithm itself to be complex. This mediator enables accurate decision-making while keeping the optimization framework relatively simple.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent transforms the optimization problem by changing parameters from direct process variables to latent space representations learned by autoencoders. By encoding process data into compressed latent features and then decoding them with regularized predictions, the system can handle nonlinear relationships through parameter transformations rather than through complex optimization algorithms.

Inventive Principle:
Principle #35Parameter changes

2Productivity

If historical data from multiple processes is merged to determine optimal set-points, then system-wide optimization improves, but the complexity of the optimization problem increases

Engineering Contradiction:
Improvesystem-wide optimizationVSAvoidoptimization problem complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The patent segments the system-wide optimization problem into individual process-level optimization problems. Each process has its own autoencoder that learns from its historical data, and these localized models are then coordinated through a master optimization framework. This segmentation allows system-wide optimization to benefit from merged historical data while avoiding the computational complexity of a fully integrated monolithic optimization problem.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent moves the optimization problem to another dimension by using latent space representations. Instead of optimizing directly in the high-dimensional space of all process variables, the autoencoders project data into a lower-dimensional latent space where optimization can be performed more efficiently. This dimensional transformation reduces complexity while preserving system-wide optimization capabilities.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

3Reliability

If regularizers are incorporated to mitigate model inaccuracies, then prediction accuracy improves, but the computational burden increases

Engineering Contradiction:
Improveprediction accuracyVSAvoidcomputational time
Core Design Contradiction:
ReliabilityVSLoss of time

Solution Approach 1:

The patent applies preliminary action by training autoencoders with regularizers on historical data before the actual optimization process. The regularized autoencoders learn robust patterns and relationships from past data, capturing nonlinearities and uncertainties in advance. This preliminary learning phase reduces the computational burden during real-time optimization, as the heavy lifting of handling model inaccuracies has already been done during training.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent uses copying by creating latent space representations and regularized predictions that replicate the complex relationships in the data without requiring the full computational complexity during optimization. The autoencoders create simplified copies of the process dynamics in latent space, which can be used for fast optimization while maintaining prediction accuracy.

Inventive Principle:
Principle #26Copying

Data Source

PatentUS12066813B2Prediction and operational efficiency for system-wide optimization of an industrial processing system
Publication Date: 2024.08.20 INTERNATIONAL BUSINESS MACHINE CORPORATION
  • US12066813B2 patent drawing
  • US12066813B2 patent drawing
  • US12066813B2 patent drawing

AI summary

A relationship between an input, a set-point of a plurality of processes and an output of a corresponding process is learned using machine learning. A regression function is derived for each process based upon historical data. An autoencoder is trained for each process based upon the historical data to form a regularizer and the regression functions and regularizers are merged together into a unified optimization problem. System level optimization is performed using the regression functions and regularizers and a set of optimal set-points of a global optimal solution for operating the processes is determined. An industrial system is operated based on the set of optimal set-points.