Pullulan Hard Capsule Shell Strength and Brittleness

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Solution Overview

Problem

Existing pullulan hard capsule shells suffer from inadequate mechanical strength, brittleness, and high loss-on-drying (LOD) issues, particularly at low moisture levels, which affects manufacturing efficiency and quality, and are not compatible with automatic high-speed filling equipment.

Innovation Solution

The use of a mono-, di-, and oligosaccharides-free pullulan with a specific molecular weight range and a setting system in an aqueous composition for dip-molding to create hard capsule shells with improved mechanical properties, reduced brittleness, and lower LOD, along with enhanced surface properties and compatibility with high-speed filling equipment.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Strength

If conventional pullulan grades are used in hard capsule shells, then the shell can be manufactured, but the shell exhibits high brittleness and poor mechanical strength especially at low moisture levels

Engineering Contradiction:
Improveshell mechanical strengthVSAvoidshell brittleness
Core Design Contradiction:
StrengthVSReliability

Solution Approach 1:

The patent changes the molecular weight parameter of pullulan from conventional ranges to a specific range of 200,000-400,000 Daltons, and controls the degree of substitution parameter to 0.0-0.2. These parameter changes result in improved shell mechanical strength and reduced brittleness, particularly at low moisture levels, while maintaining manufacturability.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent creates a composite material system by combining pullulan with a specific setting system comprising transglutaminase enzyme and calcium ions. This composite approach enhances the shell's mechanical properties and reduces brittleness without compromising the overall capsule performance.

Inventive Principle:
Principle #40Composite materials

2Object-affected harmful factors

If the shell LOD is reduced to encapsulate water-sensitive substances, then water sensitivity is improved, but shell brittleness increases and manufacturing losses rise

Engineering Contradiction:
Improvewater sensitivityVSAvoidshell brittleness
Core Design Contradiction:
Object-affected harmful factorsVSReliability

Solution Approach 1:

The patent optimizes the moisture content parameter to a specific range of 8-12% LOD, which balances water sensitivity protection with mechanical strength maintenance. This parameter optimization prevents excessive brittleness while still providing adequate protection against water-sensitive substances.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The setting system acts as an intermediary between the pullulan matrix and moisture, using transglutaminase enzyme and calcium ions to create cross-linked structures that maintain shell integrity at lower moisture levels, thereby reducing brittleness while still protecting water-sensitive contents.

Inventive Principle:
Principle #24Intermediary (Mediator)

3Ease of manufacture

If conventional pullulan compositions are used, then manufacturing is simpler, but capsule surface properties are insufficient for automatic high-speed filling equipment

Engineering Contradiction:
Improvemanufacturing simplicityVSAvoidcapsule surface properties
Core Design Contradiction:
Ease of manufactureVSEase of operation

Solution Approach 1:

The patent adjusts the surface properties by controlling the degree of substitution parameter (0.0-0.2) and molecular weight (200,000-400,000 Daltons), which improves capsule surface characteristics for automatic high-speed filling equipment while maintaining manufacturing simplicity through a standardized dip-molding process.

Inventive Principle:
Principle #35Parameter changes

4Object-affected harmful factors

If the shell is dried to lower LOD, then water sensitivity is improved, but shell transparency and gloss deteriorate

Engineering Contradiction:
Improvewater sensitivityVSAvoidshell transparency
Core Design Contradiction:
Object-affected harmful factorsVSIllumination intensity

Solution Approach 1:

The patent optimizes the molecular weight parameter to 200,000-400,000 Daltons and controls moisture content to 8-12% LOD, which maintains shell transparency and gloss even at reduced moisture levels. This parameter optimization ensures that water sensitivity improvement does not come at the cost of aesthetic quality.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution results in hard capsule shells with improved mechanical strength, reduced brittleness, and lower LOD, ensuring better manufacturing efficiency and quality, while maintaining compatibility with automatic high-speed filling equipment and maintaining specific capsule dimensions.

Implementation Method 1

Thanks to the addition of a particularly selected setting system, WO2005105051 capsules are inter alia endowed with an improved chemical stability (e.g. no polymer cross-linking as with conventional gelatin)

Methodology Applied
Scientific EffectEnzyme cross-linking: Enzyme

Implementation Method 2

dip-molding process for the manufacture thereof

Methodology Applied
Scientific EffectCapillary action: Capillary Action

Implementation Method 3

aqueous dispersions for use in the dip-molding process

Methodology Applied
Scientific EffectSurface tension: Surface Tension

Implementation Method 4

drying the composition adhered on the dipping pins so as to obtain a shell

Methodology Applied
Scientific EffectEvaporation: Evaporation

Data Source

PatentUS10568839B2Hard capsules
Publication Date: 2020.02.25 CAPSUGEL BELGIUM NV
  • US10568839B2 patent drawing
  • US10568839B2 patent drawing

AI summary

The present disclosure concerns embodiments of hard pullulan capsule shells and capsules comprising (I) moisture, (II) a mono-, di-, and oligosaccharides free pullulan and (III) a setting system. Also provided are an aqueous composition and a dip-molding manufacturing method for the manufacture of such shells and capsules.