Robust PUSCH Codebook Selection for Phase-Coherent 5G Uplink

Resolve Bottlenecks,
Find Innovative Solutions
Generate Solutions

Solution Overview

Problem

In 5G wireless communication systems, phase noise and common phase errors (CPEs) between transmission antenna ports due to different oscillators or large distances lead to difficulties in coherent transmission, especially in mmWave bands, which are not effectively addressed by existing codebook-based transmission methods.

Innovation Solution

A robust codebook design is proposed, incorporating phase tracking reference signals (PT-RS) and different waveforms, allowing for dynamic selection of precoders and waveforms based on UE capabilities, using a two-stage codebook approach to facilitate coherent transmission.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If codebook-based transmission is used in 5G systems, then transmission capacity and connectivity are improved, but phase noise and common phase errors between antenna ports worsen coherent transmission performance

Engineering Contradiction:
Improvetransmission capacityVSAvoidcoherent transmission performance
Core Design Contradiction:
ProductivityVSReliability

Solution Approach 1:

The codebook is divided into multiple codebook subsets, each optimized for specific phase noise conditions. The system segments the overall codebook space to allow selective use of subsets that are robust against phase noise and CPEs, thereby maintaining coherent transmission performance while preserving transmission capacity.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent introduces phase tracking reference signals (PT-RS) and modifies the codebook structure to incorporate parameters that track and compensate for phase noise. By changing the codebook parameters and introducing PT-RS, the system adapts to phase variations and maintains reliable coherent transmission.

Inventive Principle:
Principle #35Parameter changes

2Adaptability or versatility

If different oscillators are used in transmission antenna ports, then transmission flexibility is improved, but phase synchronization between ports deteriorates

Engineering Contradiction:
Improvetransmission flexibilityVSAvoidphase synchronization
Core Design Contradiction:
Adaptability or versatilityVSStability of the object's composition

Solution Approach 1:

Phase tracking reference signals (PT-RS) are introduced to provide feedback mechanisms for monitoring phase variations between antenna ports. The system uses these reference signals to detect phase drift caused by different oscillators and applies compensation to maintain phase synchronization, thereby preserving both flexibility and stability.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The codebook design incorporates preliminary phase compensation measures by pre-defining codebook subsets that account for expected phase variations. This preliminary action allows the system to pre-adapt to oscillator-induced phase differences, maintaining synchronization without real-time intervention.

Inventive Principle:
Principle #10Preliminary action

3Reliability

If PT-RS and waveform selection are incorporated into codebook design, then coherent transmission is improved, but system complexity increases

Engineering Contradiction:
Improvecoherent transmissionVSAvoidcodebook structure
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The codebook is designed to serve multiple functions: it provides both data transmission and phase tracking capabilities through integrated PT-RS. The same codebook structure supports different waveforms and phase compensation mechanisms, reducing the need for separate systems and thereby managing complexity while improving coherent transmission.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Data Source

PatentUS20260005746A1Physical Uplink Shared Channel (PUSCH) Transmission Based on Robust Codebook
Publication Date: 2026.01.01 APPLE INC
  • US20260005746A1 patent drawing
  • US20260005746A1 patent drawing
  • US20260005746A1 patent drawing

AI summary

The present disclosure provides apparatuses, systems, methods, and machine readable storage medium for physical uplink shared channel (PUSCH) transmission between a user equipment (UE) and a base station, based on a robust codebook. In an embodiment, a UE, including circuitry operable to: report a UE capability of the UE to a base station, wherein the UE capability comprises a number of phase tracking reference signal (PT-RS) antenna ports (NPT-RS) supported by the UE; decode control signaling received from the base station, wherein the control signaling comprises at least one parameter to indicate a precoder selected from a codebook based on at least the NPT-RS; and perform physical uplink shared channel (PUSCH) transmission according to the indicated precoder; wherein the codebook is predefined or configured based on different numbers of PT-RS antenna ports and different waveforms, in the UE and the base station.