PVD Layer Crystallinity via Pulsed Bias Voltage

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Solution Overview

Problem

Arc evaporation deposited PVD layers often have high lattice defect densities and excessive residual compressive stress, which can lead to poor adhesion and wear resistance in cutting tools, despite their benefits in adhesion to substrates.

Innovation Solution

A method for producing a PVD layer by cathodic arc evaporation using a pulsed bias voltage of -40 to -450 V with a duty cycle less than 12% and a frequency less than 10 kHz, resulting in a coating with low defect density and controlled residual stress, enhancing crystallinity and adhesion.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Strength

If arc evaporation process is used to deposit PVD layers, then adhesion to substrate and deposition rate are improved, but lattice defect density and residual compressive stress increase

Engineering Contradiction:
Improveadhesion to substrateVSAvoidlattice defect density
Core Design Contradiction:
StrengthVSReliability

Solution Approach 1:

The patent applies periodic pulsed bias voltage during arc evaporation deposition, switching between positive and negative voltage phases. This periodic action allows controlled ion bombardment during negative phases to reduce lattice defects while maintaining good adhesion, and relaxation during positive phases to reduce residual compressive stress, thereby resolving the contradiction between adhesion improvement and defect reduction

Inventive Principle:
Principle #19Periodic action

2Productivity

If arc evaporation process is used to deposit PVD layers, then deposition rate is improved, but residual compressive stress increases

Engineering Contradiction:
Improvedeposition rateVSAvoidresidual compressive stress
Core Design Contradiction:
ProductivityVSStress or pressure

Solution Approach 1:

The pulsed bias voltage with periodic positive and negative phases allows the deposition process to maintain high rate during material flux while periodically reducing stress accumulation through controlled ion bombardment and adatom mobility enhancement, thus achieving both high productivity and low residual stress

Inventive Principle:
Principle #19Periodic action

3Strength

If high bias voltage is applied to substrate during arc evaporation, then adhesion is improved, but residual compressive stress and lattice defects increase

Engineering Contradiction:
Improveadhesion to substrateVSAvoidresidual compressive stress
Core Design Contradiction:
StrengthVSStress or pressure

Solution Approach 1:

Instead of applying continuous high bias voltage, the patent uses periodic pulsed voltage where negative phases provide controlled ion bombardment to enhance adhesion, while positive phases allow stress relaxation and defect annealing, achieving good adhesion without excessive residual compressive stress

Inventive Principle:
Principle #19Periodic action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The method produces coatings with high crystallinity, faceted crystal grains, and reduced residual stress, improving the adhesion and wear resistance of cutting tools, specifically achieving sharp X-ray diffraction peaks and optimal residual stress levels.

Implementation Method 1

In the arc evaporation process, an arc current is applied to a metal target or targets creating a metal vapour or plasma within a vacuum chamber

Methodology Applied
Scientific EffectArc evaporation: Arc Evaporation

Implementation Method 2

Physical vapour deposition (PVD) is a well-known technique to obtain wear-resistant coatings on a substrate

Methodology Applied
Scientific EffectPhysical vapour deposition: Physical Vapour Deposition

Implementation Method 3

A bias voltage is applied to a substrate while a target acts as a cathode surface. An arc is ignited and a small emitting area is created where vapourised cathode material is leaving the cathode with high velocity towards the substrate

Methodology Applied
Scientific EffectCathodic arc evaporation: Cathodic Arc Deposition

Data Source

PatentUS10837100B2Method of producing a PVD layer and a coated cutting tool
Publication Date: 2020.11.17 SANDVIK INTELLECTUAL PROPERTY AB
  • US10837100B2 patent drawing
  • US10837100B2 patent drawing
  • US10837100B2 patent drawing

AI summary

A method for producing a coating on a substrate, wherein the coating includes a PVD layer (A), deposited by cathodic arc evaporation, being a compound of the formula MexSiyAlzCaNbOc, wherein Me is one or more metals of groups 4, 5 and 6 in the IUPAC periodic table of elements. The PVD layer (A) is deposited by applying a pulsed bias voltage of from about −40 to about −450 V to the substrate and using a duty cycle of less than about 12% and a pulsed bias frequency of less than about 10 kHz. A coated cutting tool having a substrate and a coating is also disclosed, wherein the coating includes the PVD layer (A) with the compound of the formula MexSiyAlzCaNbOc. The PVD layer (A) is crystalline having a FWHM (Full Width at Half Maximum) value for the cubic (111) peak in X-ray diffraction of ≤0.3 degrees (2theta).