Acid-Catalyzed Ring-Opening of 4-Hydroxy-6-Substituted-2-Pyrones

Resolve Bottlenecks,
Find Innovative Solutions
Generate Solutions

Solution Overview

Problem

Current methods for producing 2,4-diones like acetylacetone rely on non-renewable petroleum-based feedstocks, necessitating a method to fabricate these compounds in high yield from renewable sources.

Innovation Solution

The method involves acid-catalyzed or thermally induced ring-opening of 4-hydroxy-6-substituted-2-pyrones to produce 2,4-diones, using solid acid catalysts like functionalized styrene-divinylbenzene copolymers and operating under specific temperature and pressure conditions in solvents such as water or tetrahydrofuran.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If conventional methods using petroleum-based feedstocks are used to produce 2,4-diones, then the production process is well-established and straightforward, but the method relies on non-renewable resources and requires high temperature thermal rearrangement

Engineering Contradiction:
Improvemanufacturing process simplicityVSAvoidrenewability of feedstock
Core Design Contradiction:
Ease of manufactureVSQuantity of substance

Solution Approach 1:

The patent changes the chemical pathway parameters by using acid-catalyzed ring-opening of 4-hydroxy-6-substituted-2-pyrones instead of thermal rearrangement of isopropenyl acetate. This allows production from renewable feedstocks at lower temperatures (room temperature to moderate heating) while maintaining manufacturing simplicity through a straightforward one-step reaction.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent introduces acid catalysts (such as p-toluenesulfonic acid, hydrochloric acid, or solid acid catalysts) as intermediaries to facilitate the ring-opening reaction. This enables the reaction to proceed under milder conditions without requiring high temperature thermal rearrangement, thus resolving the contradiction between ease of manufacture and renewability.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Quantity of substance

If acid-catalyzed ring-opening of 4-hydroxy-6-substituted-2-pyrones is used, then renewable feedstocks can be utilized and high yield is achieved, but the method requires specific catalysts and controlled reaction conditions

Engineering Contradiction:
Improveyield of 2,4-dioneVSAvoidreaction condition control
Core Design Contradiction:
Quantity of substanceVSDevice complexity

Solution Approach 1:

The patent employs acid catalysts as intermediaries to achieve high yield production. The catalyst facilitates the ring-opening reaction under mild conditions, enabling high conversion to 2,4-diones without requiring complex reaction condition control. The catalyst can be simple liquids (p-toluenesulfonic acid, hydrochloric acid) or solid acid catalysts, making the system relatively simple while achieving high yield.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The reaction system is designed to be self-regulating through the acid catalyst, which promotes the ring-opening reaction automatically without requiring complex external control systems. The reaction proceeds to high yield through the catalytic action alone, eliminating the need for sophisticated condition control mechanisms.

Inventive Principle:
Principle #25Self-service

3Reliability

If thermal rearrangement of isopropenyl acetate is used, then the process is industrially established, but high temperature (500-600°C) and metal catalysts are required

Engineering Contradiction:
Improveindustrial process stabilityVSAvoidreaction temperature
Core Design Contradiction:
ReliabilityVSTemperature

Solution Approach 1:

The patent fundamentally changes the reaction parameters by replacing thermal rearrangement (high temperature, 500-600°C) with acid-catalyzed ring-opening at much lower temperatures. This maintains industrial reliability through a stable, straightforward reaction mechanism while dramatically reducing the temperature requirement, making the process more energy-efficient and safer.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent substitutes the thermal/mechanical energy input (high temperature heating) with chemical catalysis (acid catalysts). Instead of using high temperature to drive the reaction, the system uses acid catalysts to lower the activation energy barrier, allowing the reaction to proceed at much lower temperatures while maintaining industrial reliability.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

4Quantity of substance

If base-catalyzed condensation of acetone and ethyl acetate is used, then laboratory quantities can be produced, but multiple steps and acidification are required

Engineering Contradiction:
Improveamount of 2,4-dione producedVSAvoidnumber of reaction steps
Core Design Contradiction:
Quantity of substanceVSDevice complexity

Solution Approach 1:

The patent segments the reaction into a single, clean step: acid-catalyzed ring-opening of 4-hydroxy-6-substituted-2-pyrones. This eliminates the need for multiple steps (base-catalyzed condensation followed by acidification) while producing laboratory quantities of 2,4-dione. The segmented approach simplifies the process to one straightforward transformation.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent extracts the essential transformation step from the multi-step base-catalyzed condensation process. By using acid-catalyzed ring-opening of pre-formed 4-hydroxy-6-substituted-2-pyrones, the method isolates and emphasizes the key bond-forming step while eliminating unnecessary intermediate steps (base treatment, acidification), thus reducing complexity while maintaining productivity.

Inventive Principle:
Principle #2Taking out (Extraction)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach allows for high-yield production of 2,4-diones from renewable precursors without the need for distillation, achieving conversions and selectivities of up to 95% and 99% respectively, while using renewable feedstocks.

Implementation Method 1

reacting a 4-hydroxy-6-substituted-2-pyrone in the presence of a solid acid catalyst

Methodology Applied
Scientific EffectAcid catalysis: Catalysis

Implementation Method 2

The reaction of 4-hydroxy-6-methyl-2-pyrone (HMP) with water to give 2,4-pentanedione (acetylacetone)

Methodology Applied
Scientific EffectHydrolysis: Hydrolysis

Implementation Method 3

thermally induced ring-opening of 4-hydroxy-6-substituted-2-pyrones

Methodology Applied
Scientific EffectThermal decomposition: Pyrolysis

Data Source

PatentUS8513467B2Production of 2,4-diones from 4-hydroxy-6-substituted-2-pyrones
Publication Date: 2013.08.20 WISCONSIN ALUMNI RES FOUND
  • US8513467B2 patent drawing
  • US8513467B2 patent drawing
  • US8513467B2 patent drawing

AI summary

Described is a method of making 2,4-diones via acid catalyzed or thermally induced ring-opening of a 4-hydroxy-6-substituted-2-pyrone to yield a 2,4-dione.