Radial Compression of Semiconductor Heterostructures for Strain Relaxation

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Solution Overview

Problem

Multi-layered semiconductor structures with lattice-mismatched layers face strain issues due to misfit dislocations, which degrade the quality and usefulness of the structures, and existing methods fail to effectively relax strain without generating threading dislocations.

Innovation Solution

A process involving the formation of a dislocation source layer in a semiconductor substrate, followed by radial compression to generate and glide dislocations from the source layer toward the surface layer, effectively relaxing the strain between the substrate and the surface layer, thereby reducing the density of threading dislocations.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Adaptability or versatility

If multi-layered semiconductor structures with lattice-mismatched layers are formed, then device functionality and material diversity are improved, but strain and misfit dislocations increase, degrading structure quality

Engineering Contradiction:
Improvematerial diversityVSAvoidstructure quality
Core Design Contradiction:
Adaptability or versatilityVSReliability

Solution Approach 1:

A dislocation source layer is formed in the substrate prior to depositing the surface layer. This preliminary action creates a controlled region where dislocations can be generated and managed, preventing them from forming in the critical surface layer and interface region, thereby maintaining high structure quality while enabling lattice-mismatched heterostructures

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The dislocation source layer acts as an intermediary between the substrate and the surface layer. It serves as a buffer zone that absorbs and confines dislocations, mediating the lattice mismatch between layers with different crystal structures. This intermediary layer prevents direct dislocation formation at the critical interface, enabling reliable heterostructure fabrication

Inventive Principle:
Principle #24Intermediary (Mediator)

2Reliability

If radial compression is applied to generate and glide dislocations from the source layer toward the surface layer, then strain relaxation is improved, but the complexity of the processing apparatus increases

Engineering Contradiction:
Improvestrain relaxationVSAvoidprocessing apparatus complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

A pressure medium is introduced into a chamber formed between the structure holder and the circumferential edge of the substrate. By controlling the pressure of this medium, radial compression forces are generated to drive dislocation glide from the source layer toward the surface layer. This pneumatic/hydraulic approach provides controlled strain relaxation while avoiding the need for complex mechanical compression systems

Inventive Principle:
Principle #29Pneumatics and hydraulics

3Reliability

If dislocations are confined to the substrate through radial compression, then the quality of the surface layer is improved, but the substrate undergoes plastic deformation which may affect subsequent processing

Engineering Contradiction:
Improvesurface layer qualityVSAvoidsubstrate shape
Core Design Contradiction:
ReliabilityVSShape

Solution Approach 1:

The dislocation source layer is positioned at a specific depth within the substrate, creating a localized region for dislocation generation and confinement. This local quality approach ensures that plastic deformation and dislocation activity are concentrated in the substrate bulk, while the surface layer and critical interface regions maintain their structural integrity and suitability for subsequent device fabrication

Inventive Principle:
Principle #3Local quality

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach results in a heterostructure with significantly reduced strain and a lower concentration of misfit dislocations, improving the quality and reliability of the semiconductor structure by confining dislocations to the substrate and avoiding self-relaxation, thus enhancing the performance of semiconductor devices.

Implementation Method 1

The substrate is radially compressed to generate dislocations and glide the dislocations from the dislocation source layer toward the surface layer

Methodology Applied
Scientific EffectDislocation glide: Deformation

Implementation Method 2

The pressure in the peripheral chamber is changed to radially compress the structure

Methodology Applied
Scientific EffectRadial compression: Compression

Data Source

PatentEP4002429B1Apparatus for preparing heterostructures with reduced strain by radial compression
Publication Date: 2024.10.16 GLOBALWAFERS CO LTD
  • EP4002429B1 patent drawingFigure 1
  • EP4002429B1 patent drawingFigure 2
  • EP4002429B1 patent drawingFigure 3

AI summary

Apparatus and processes for preparing heterostructures with reduced strain by radial compression are disclosed. The heterostructures may include a semiconductor structure that conforms to a surface layer having a different crystal lattice constant than the structure to form a relatively low-defect heterostructure.