Random-Defect Waveguide Spectrometer for Compact Spectrum Reconstruction

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Solution Overview

Problem

Existing spectrometers are large, costly, and inconvenient to carry due to their reliance on grating dispersion and Fourier transform, limiting their application in compact and portable devices.

Innovation Solution

A spectrometer apparatus utilizing defect scattering calculation and reconstruction, employing a light scattering system with a multi-mode waveguide and random defect scattering array, coupled with a photodetector, to achieve high-resolution spectral analysis without traditional light-splitting elements, reducing device count and size.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If traditional grating dispersion and Fourier transform methods are used in spectrometers, then spectral analysis capability is achieved, but device size becomes large and portability is poor

Engineering Contradiction:
Improvespectral analysis capabilityVSAvoiddevice size
Core Design Contradiction:
Measurement precisionVSVolume of moving object

Solution Approach 1:

The patent replaces traditional mechanical optical components (gratings, prisms, mirrors) with an integrated photonic chip that uses waveguide-based light propagation and defect scattering. This substitution of mechanical dispersion systems with integrated photonic structures enables spectral analysis while dramatically reducing device size to chip-scale dimensions.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent implements a nested structure where the photodetector is integrated directly onto the waveguide chip, with the detection system embedded within or adjacent to the light scattering system. This nesting of detection functionality within the optical path eliminates separate external components and achieves compact integration.

Inventive Principle:
Principle #7Nested doll (Nesting)

2Measurement precision

If traditional spectrometer components are used, then spectral detection is achieved, but manufacturing cost and maintenance cost become high

Engineering Contradiction:
Improvespectral detection capabilityVSAvoidmanufacturing and maintenance cost
Core Design Contradiction:
Measurement precisionVSEase of manufacture

Solution Approach 1:

The patent merges multiple discrete optical components (light source coupling, waveguide, defect scattering elements, and photodetector) into a single integrated photonic chip. This consolidation eliminates the need for separate manufacturing and assembly of multiple precision optical components, significantly reducing manufacturing complexity and maintenance requirements.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The patent changes the operational parameters from traditional bulk optics to integrated photonic parameters, using sub-wavelength defect structures (dimensions much smaller than operating wavelength) to create scattering effects. This parameter change enables fabrication using standard semiconductor processing techniques rather than precision optical machining.

Inventive Principle:
Principle #35Parameter changes

3Measurement precision

If high precision optical components are used in traditional spectrometers, then spectral analysis accuracy is improved, but device complexity and size increase

Engineering Contradiction:
Improvespectral analysis accuracyVSAvoidoptical component precision requirements
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent introduces localized defect structures with specific geometric properties (size, shape, distribution) at particular locations within the waveguide to create controlled scattering effects. These local defect characteristics are optimized to achieve spectral resolution without requiring high precision across the entire optical system.

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The patent uses computational methods to create a digital model (transmission matrix) of the defect scattering system during calibration, then uses this copied model to reconstruct spectra from detector signals. This computational copying replaces the need for physically complex precision optical components.

Inventive Principle:
Principle #26Copying

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The apparatus achieves high-resolution spectral analysis with a compact, portable design, low manufacturing precision requirements, and reduced cost, suitable for mass production.

Implementation Method 1

surface defects are used to obtain scattered light

Methodology Applied
Scientific EffectLight scattering: Scattering

Implementation Method 2

the photodetector is arranged on the optical waveguide and is used to detect scattered light

Methodology Applied
Scientific EffectPhotodetection: Photoelectric Effect

Implementation Method 3

the width of the single-mode waveguide satisfies that light propagation on an operating band of a spectrometer is single-mode

Methodology Applied
Scientific EffectWaveguide mode confinement: Waveguide (optics)

Implementation Method 4

the multi-mode interference mainly occurs in a transverse direction of the waveguide

Methodology Applied
Scientific EffectMulti-mode interference: Interference

Data Source

PatentUS20250216255A1Apparatus and method for spectrum detection by defect scattering calculation and reconstruction
Publication Date: 2025.07.03 NANJING INST OF ASTRONOMICAL OPTICS & TECH NAT ASTRONOMICAL OBSE
  • US20250216255A1 patent drawing
  • US20250216255A1 patent drawing
  • US20250216255A1 patent drawing

AI summary

An apparatus and method for spectrum detection by defect scattering calculation and reconstruction. The apparatus includes a photodetector, a light input system, a multi-mode waveguide, a random defect scattering structure and a substrate. The defect scattering structure is a recess with random quantities of size and position on the surface of the optical waveguide. The technical solution reconstructs a target spectrum by introducing random defects onto the surface of the optical waveguide to obtain scattered light, has the advantages of fewer devices, compact spatial optical path and small size compared with the traditional commercial spectrometer, effectively reduces the system complexity and cost of the spectrometer, and improves the portability of the spectrometer. This structure can reproduce an incidence spectrum well when using the calculation and reconstruction method to reconstruct the spectrum, and has a large bandwidth and high spectral resolution.