Reference Cavities for Passive Optical Alignment

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Solution Overview

Problem

Active alignment processes in opto-electronic assemblies are slow, expensive, and complex, while passive alignment methods add cost and complexity due to the need for alignment fiducials, making wafer level packaging inefficient as the size and complexity of opto-electronic assemblies increase.

Innovation Solution

The use of precision-created reference cavities on a substrate for passive optical alignment, where each optical component is placed within a cavity with a matching perimeter and right-angle corner, eliminating the need for alignment fiducials and allowing for efficient assembly by matching the component's footprint, and optionally incorporating grooves or ribs for adhesive placement.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If active alignment processes are used, then optical alignment precision is achieved, but assembly time and cost increase significantly

Engineering Contradiction:
Improveoptical alignment precisionVSAvoidassembly throughput
Core Design Contradiction:
Measurement precisionVSProductivity

Solution Approach 1:

The patent implements preliminary action by pre-forming alignment fiducials on the substrate and optical components during fabrication, rather than performing alignment during assembly. These fiducials are created in advance using photolithography and etching processes, enabling passive alignment during assembly where the components self-align through the pre-formed fiducial features, eliminating the need for time-consuming active alignment procedures.

Inventive Principle:
Principle #10Preliminary action

2Productivity

If passive alignment with fiducials is used, then assembly time is reduced, but manufacturing complexity and cost increase

Engineering Contradiction:
Improveassembly throughputVSAvoidfabrication complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The patent applies universality by designing fiducials that serve multiple functions: they provide optical alignment references, define component positioning, and can be integrated into the substrate and component fabrication processes. The fiducial structures are designed to be compatible with standard semiconductor manufacturing processes, allowing them to be formed as part of the normal fabrication flow rather than requiring separate specialized steps.

Inventive Principle:
Principle #6Universality (Multi-functionality)

3Productivity

If wafer level packaging is used, then assembly efficiency improves, but alignment complexity increases with larger assemblies

Engineering Contradiction:
Improveassembly efficiencyVSAvoidalignment complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The patent implements segmentation by dividing the large wafer-level assembly into multiple smaller regions, each with its own set of alignment fiducials. This allows independent alignment control for each region while maintaining overall assembly efficiency. The wafer is segmented into multiple chip sites, each with locally defined fiducials that can be aligned independently, reducing the complexity of aligning large-scale assemblies.

Inventive Principle:
Principle #1Segmentation

Data Source

PatentUS9417412B2Arrangement for placement and alignment of opto-electronic components
Publication Date: 2016.08.16 CISCO TECHNOLOGY INC
  • US9417412B2 patent drawing
  • US9417412B2 patent drawing
  • US9417412B2 patent drawing

AI summary

An arrangement for providing passive alignment of optical components on a common substrate uses a set of reference cavities, where each optical device is positioned within a separate reference cavity. The reference cavities are formed to have a predetermined depth, with perimeters slightly larger than the footprint of their associated optical components. The reference cavity includes at least one right-angle corner that is used as a registration corner against which a right-angle corner of an associated optical component is positioned. The placement of each optical component in its own reference cavity allows for passive optical alignment to be achieved by placing each component against its predefined registration corner.