Reference-Driven NLP Topic Categorization for Cold-Start Records

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Solution Overview

Problem

Existing AI models face challenges in accurately categorizing records with variable context, inconsistent terminology, and unstructured data, particularly for new entities, leading to the 'cold start' problem where categories are undefined.

Innovation Solution

A reference-driven NLP-based approach using unsupervised machine learning techniques, including preprocessing, embedding generation, and web scraping to determine similarity indices, enables accurate categorization by leveraging contextual information from the web for new categories.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Adaptability or versatility

If traditional supervised learning models are used for record categorization, then categorization accuracy can be maintained for known entities, but the model fails to classify records from new entities due to undefined categories (cold start problem)

Engineering Contradiction:
Improveability to categorize new entitiesVSAvoidcategorization accuracy
Core Design Contradiction:
Adaptability or versatilityVSReliability

Solution Approach 1:

The system enables itself to learn and adapt to new entities automatically through unsupervised learning. When a new entity is encountered, the model creates new categories autonomously by analyzing the narration text patterns, without requiring pre-defined categories or manual labeling. This self-service mechanism resolves the cold start problem while maintaining accuracy through continuous self-improvement.

Inventive Principle:
Principle #25Self-service

Solution Approach 2:

The model dynamically changes its operational parameters by adjusting the number of categories and their definitions based on the input data. Through unsupervised learning, the system modifies its internal representation of categories to accommodate new entities, transforming from a static predefined category system to a dynamic adaptive system that evolves with the data.

Inventive Principle:
Principle #35Parameter changes

2Adaptability or versatility

If the system uses unsupervised learning to handle new entities, then the cold start problem is resolved, but computational resources are consumed during the learning process

Engineering Contradiction:
Improvehandling of new categoriesVSAvoidcomputational resource consumption
Core Design Contradiction:
Adaptability or versatilityVSUse of energy by moving object

Solution Approach 1:

The system performs unsupervised learning only when necessary (when encountering new entities), rather than continuously training on all data. This partial action approach applies learning algorithms selectively to new categories only, reducing overall computational resource consumption while maintaining the ability to handle new entities effectively.

Inventive Principle:
Principle #16Partial or excessive action

3Measurement precision

If the system processes all records through comprehensive NLP analysis, then categorization accuracy is improved, but processing time increases

Engineering Contradiction:
Improvecategorization accuracyVSAvoidprocessing time
Core Design Contradiction:
Measurement precisionVSLoss of time

Solution Approach 1:

The system performs preliminary NLP processing and category creation in advance when new entities are first encountered. By pre-processing the narration text and establishing categories before they are needed for actual categorization tasks, the system reduces processing time during subsequent categorization operations while maintaining high accuracy through thorough initial analysis.

Inventive Principle:
Principle #10Preliminary action

Data Source

PatentUS20260004063A1Reference driven NLP-based topic categorization
Publication Date: 2026.01.01 ORACLE FINANCIAL SERVICES SOFTWARE
  • US20260004063A1 patent drawing
  • US20260004063A1 patent drawing
  • US20260004063A1 patent drawing

AI summary

A method includes: obtaining a record including text narration; inputting the text narration into an NLP model; generating, by the NLP model, encoded narration based on the text narration; determining similarity index between the encoded narration and each of encoded reference topics; comparing similarity index between the encoded narration and each encoded reference topic to similarity threshold; and determining whether similarity index between the encoded narration and each encoded reference topic is equal to or greater than similarity threshold. When the similarity index is equal to or greater than the similarity threshold, a corresponding reference topic is added to a result group, and, when the similarity index is less than the similarity threshold, the corresponding reference topic is left out of the result group. The record is classified based on the reference topic included in the result group and corresponding to the encoded reference topic having greatest similarity index.