Regularized Attention Layers to Prevent Rank Collapse in Neural Networks

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Solution Overview

Problem

Deep neural networks with attention layers face challenges in training speed and generalization to unseen data due to regularization issues like rank collapse, often requiring architectural elements such as skip connections and normalization layers, which complicate design and resource usage.

Innovation Solution

Implementing regularized attention layers with shaping constants initialized before training, which regularize output embeddings to prevent rank collapse and reduce the need for skip connections and normalization layers, allowing efficient training and inference without these elements.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If skip connections and normalization layers are added to attention layers, then training stability and prevention of rank collapse are improved, but device complexity and resource usage increase

Engineering Contradiction:
Improvetraining stabilityVSAvoidarchitectural complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent extracts and removes the skip connections and normalization layers from the attention layer architecture, demonstrating that these components are not essential for preventing rank collapse. By eliminating these additional components, the patent achieves the same training stability through a simpler, more efficient attention mechanism design.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent changes the parameters and initialization schemes of the attention mechanism itself, using carefully designed parameter initialization and regularization techniques to achieve training stability without requiring skip connections or normalization layers. This approach maintains reliability while reducing architectural complexity.

Inventive Principle:
Principle #35Parameter changes

2Reliability

If skip connections and normalization layers are used, then rank collapse is prevented, but computational resources and memory requirements increase

Engineering Contradiction:
Improveprevention of rank collapseVSAvoidcomputational resources
Core Design Contradiction:
ReliabilityVSUse of energy by moving object

Solution Approach 1:

The patent removes the computationally expensive skip connections and normalization layers from the architecture, showing that they are unnecessary for preventing rank collapse. The simplified attention mechanism achieves the same reliability outcome with significantly reduced computational resource consumption and memory requirements.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent replaces complex, resource-intensive architectural elements with simpler, more efficient operations that achieve the same effect. The attention mechanism uses lightweight parameter transformations and initialization schemes instead of heavy normalization and skip connection operations.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

3Device complexity

If the neural network architecture is simplified by removing skip connections and normalization layers, then resource usage decreases, but training stability and generalization may worsen

Engineering Contradiction:
Improvearchitectural simplicityVSAvoidgeneralization performance
Core Design Contradiction:
Device complexityVSReliability

Solution Approach 1:

The patent compensates for the removal of skip connections and normalization layers by implementing carefully designed parameter initialization schemes and regularization techniques specific to the attention mechanism. These parameter changes ensure that training stability and generalization performance are maintained despite the simplified architecture.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The attention mechanism becomes self-sufficient by incorporating built-in regularization and stability mechanisms directly into its core operations. The mechanism does not rely on external skip connections or normalization layers, as it maintains training stability and generalization through its own parameter transformations and initialization strategies.

Inventive Principle:
Principle #25Self-service

4Reliability

If attention layers are regularized with shaping constants, then output embeddings are regularized to prevent rank collapse, but the number of parameters increases

Engineering Contradiction:
Improveprevention of rank collapseVSAvoidnumber of parameters
Core Design Contradiction:
ReliabilityVSQuantity of substance

Solution Approach 1:

The patent applies shaping constants locally to specific dimensions of the attention mechanism rather than globally across all parameters. This localized regularization approach prevents rank collapse in critical areas while minimizing the overall increase in parameter count, maintaining efficiency while achieving reliability.

Inventive Principle:
Principle #3Local quality

Data Source

PatentUS20250307603A1Neural networks with regularized attention layers
Publication Date: 2025.10.02 GDM HOLDING LLC
  • US20250307603A1 patent drawing
  • US20250307603A1 patent drawing
  • US20250307603A1 patent drawing

AI summary

Methods, systems, and apparatus, including computer programs encoded on a computer storage medium, for processing a network input using a neural network that includes one or more regularized attention layers. In one aspect, a method comprises: receiving a layer input to a regularized attention layer, wherein the layer input to the regularized attention layer comprises a set of input embeddings; and applying a regularized attention operation over the set of input embeddings to generate a set of output embeddings, comprising: transforming intermediate attention scores using a set of shaping constants to generate a set of transformed attention scores, wherein: values of the shaping constants are initialized prior to training of the neural network and are not adjusted during the training of the neural network; and the values of the shaping constants are selected to regularize the set of output embeddings.