Regulatory Documentation Capture System with Automated Annotation

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Solution Overview

Problem

Individuals and business entities face challenges in staying informed about current legal and regulatory provisions due to the vast volume of news and the difficulty in identifying relevant information, necessitating a mechanism for formatting and annotating documentation to facilitate access to significant information.

Innovation Solution

A method and system for capturing, formatting, and annotating documentation related to legal and regulatory functions, involving a processor that receives inputs, identifies relevant jurisdictions, extracts and formats information from a source database, and annotates it with identifiers, headings, footnotes, internal and external references, and presentational annotations, allowing users to access detailed information through a computer display.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of operation

If regulatory documentation is captured and formatted into a predetermined structure, then information accessibility and organization are improved, but the complexity of the documentation processing system increases

Engineering Contradiction:
Improveinformation accessibilityVSAvoiddocumentation processing system complexity
Core Design Contradiction:
Ease of operationVSDevice complexity

Solution Approach 1:

The system segments regulatory documentation into distinct components including headings, footnotes, internal references, external references, and presentational annotations. Each segment is processed and formatted independently, allowing complex documentation to be broken down into manageable units that can be easily accessed and navigated without overwhelming the user or the processing system.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent introduces an intermediary processing layer that automatically captures, formats, and annotates regulatory documentation before presenting it to users. This intermediary system handles the complexity of documentation processing internally while presenting a simplified, organized interface to users, effectively mediating between the raw documentation and the end user.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Loss of information

If multiple types of annotations are applied to documentation, then information relevance and user understanding are improved, but the time required to process and format documentation increases

Engineering Contradiction:
Improveinformation relevanceVSAvoiddocumentation processing time
Core Design Contradiction:
Loss of informationVSLoss of time

Solution Approach 1:

The system performs preliminary action by automatically capturing and formatting regulatory documentation in advance, applying all necessary annotations including headings, footnotes, and references during the initial processing stage. This preliminary formatting ensures that when users access the documentation, it is already organized and annotated, eliminating the need for manual processing and reducing overall time investment.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent applies parameter changes by transforming raw regulatory documentation into a standardized format with specific structural parameters. The system changes the state of documentation from unstructured text to organized content with defined parameters for headings, footnotes, references, and annotations, enabling efficient processing and retrieval without requiring repeated manual intervention.

Inventive Principle:
Principle #35Parameter changes

3Reliability

If detailed annotations including footnotes and references are added to documentation, then information completeness and accuracy are improved, but the complexity of information retrieval and processing increases

Engineering Contradiction:
Improveinformation accuracyVSAvoidinformation retrieval complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The system implements a universal annotation framework that handles multiple types of annotations (headings, footnotes, internal references, external references, presentational annotations) through a single integrated processing mechanism. This multi-functional approach allows the same system architecture to manage diverse annotation types, reducing retrieval complexity while maintaining information completeness and accuracy.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Data Source

PatentUS11151310B2Method and system for regulatory documentation capture
Publication Date: 2021.10.19 JPMORGAN CHASE BANK NA
  • US11151310B2 patent drawing
  • US11151310B2 patent drawing
  • US11151310B2 patent drawing

AI summary

A method for capturing documentation information is provided. The method includes: receiving an input that relates to a regulatory body; identifying at least one jurisdiction that applies regulations in connection with the regulatory body; extracting, from a source database, at least one publication that includes information that relates to the regulations; formatting the regulations-related information from the extracted publications into a predetermined format; and outputting the formatted information to a computer display.