Representative Model Cases for AI Transparency

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Solution Overview

Problem

Complex machine learning models act as 'black boxes,' making it difficult to understand their internal workings, leading to challenges in transparency, explainability, and trustworthiness, particularly in applications where ethical and regulatory compliance is essential.

Innovation Solution

A computer-implemented method for generating representative model cases by determining an input space, expanding initial model cases through stepwise modification, and selecting cases based on model score values and distance measures to provide clarity and transparency into the model's behavior.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If complex machine learning models are used to improve predictive accuracy and functionality, then model performance is improved, but transparency and explainability deteriorate due to the black box nature of these models

Engineering Contradiction:
Improvemodel performanceVSAvoidtransparency
Core Design Contradiction:
ReliabilityVSLoss of information

Solution Approach 1:

The patent introduces representative model cases as an intermediary between the complex machine learning model and the user. These cases serve as a mediator that translates the black box model's behavior into comprehensible scenarios, allowing users to understand model decisions without needing to access internal structures or training data.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent creates simplified copies of the complex model's behavior through representative cases. Instead of exposing the actual complex model internals, it generates representative input-output pairs that copy and reflect the model's decision-making patterns in an understandable format, making the black box transparent through behavioral replication.

Inventive Principle:
Principle #26Copying

2Loss of information

If the internal structure and training data of the machine learning model are made accessible to improve explainability, then transparency is improved, but system complexity and security requirements increase

Engineering Contradiction:
ImproveexplainabilityVSAvoidsystem complexity
Core Design Contradiction:
Loss of informationVSDevice complexity

Solution Approach 1:

The patent extracts only the essential behavioral characteristics of the machine learning model by generating representative model cases. Instead of exposing the entire internal structure and training data, it extracts and presents only the necessary input-output relationships that explain model decisions, reducing complexity while maintaining explainability.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent segments the complex model explanation into discrete representative cases. Rather than presenting the overwhelming complexity of the full model architecture and training data, it divides the explanation into manageable individual cases that collectively illustrate model behavior, making the system more accessible and easier to understand.

Inventive Principle:
Principle #1Segmentation

3Measurement precision

If a large number of model cases are generated to comprehensively cover the input space and improve model understanding, then model score coverage is improved, but computational resources and processing time increase

Engineering Contradiction:
Improvemodel score coverageVSAvoidprocessing efficiency
Core Design Contradiction:
Measurement precisionVSProductivity

Solution Approach 1:

The patent applies partial action by generating a selective subset of representative model cases rather than exhaustively covering the entire input space. It identifies and generates only the most informative cases that provide sufficient model understanding, avoiding the excessive computational cost of comprehensive coverage while maintaining adequate measurement precision.

Inventive Principle:
Principle #16Partial or excessive action

Solution Approach 2:

The patent changes parameters of model cases systematically to explore the input space efficiently. By modifying key parameters and observing model responses, it generates diverse representative cases that maximize informational value per computational unit, improving coverage efficiency without requiring exhaustive generation of all possible cases.

Inventive Principle:
Principle #35Parameter changes

Data Source

PatentUS11651276B2Artificial intelligence transparency
Publication Date: 2023.05.16 INTERNATIONAL BUSINESS MACHINE CORPORATION
  • US11651276B2 patent drawing
  • US11651276B2 patent drawing
  • US11651276B2 patent drawing

AI summary

A computer-implemented method for generating a group of representative model cases for a trained machine learning model may be provided. The method comprising determining an input space, determining an initial plurality of model cases, and expanding the initial plurality of model cases by stepwise modifying field values of the records representing the initial plurality of model cases resulting in an exploration set of model cases. Additionally, the method comprises obtaining a model score value for each record of the exploration set of model cases, continuing the expansion of the exploration set of model cases thereby generating a refined model case set, and selecting the records in the refined model case set based on relative record distance values and related model score values between pairs of records, thereby generating the group of representative model cases.