Optical Ring Resonator Backside Recess Thermal Isolation

Resolve Bottlenecks,
Find Innovative Solutions
Generate Solutions

Solution Overview

Problem

Existing optical ring resonator structures face challenges in heat localization due to heat flow into substrates and metal traces, making it difficult to stabilize resonance frequencies effectively, and current techniques for heat localization are complex and prone to errors.

Innovation Solution

A backside recess on the substrate, centered on the optical ring resonator and extending into metal traces, thermally isolates the resonator from the substrate, reducing heat extraction through metal traces and simplifying the etching process, thereby improving yield and efficiency.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Temperature

If side etching is used to localize heat, then heat localization is improved, but device complexity and manufacturing difficulty increase

Engineering Contradiction:
Improveheat localizationVSAvoidetching complexity
Core Design Contradiction:
TemperatureVSDevice complexity

Solution Approach 1:

Instead of etching from the device side to create isolation structures, the patent inverts the approach by etching recesses from the backside of the substrate. This inversion simplifies the etching process while achieving the same heat localization effect, as the recesses naturally form thermal isolation structures without requiring complex masking and etching control.

Inventive Principle:
Principle #13The other way round (Inversion)

Solution Approach 2:

The patent transitions from two-dimensional side etching to three-dimensional backside recesses. By creating recesses that extend vertically into the substrate from the backside, the solution adds a vertical dimension to heat isolation, effectively blocking heat flow paths without requiring complex lateral etching patterns.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

2Temperature

If side etching is used to isolate heat, then thermal isolation is improved, but manufacturing precision requirements increase

Engineering Contradiction:
Improvethermal isolationVSAvoidetching control precision
Core Design Contradiction:
TemperatureVSManufacturing precision

Solution Approach 1:

By inverting the etching direction to access the substrate from the backside, the patent eliminates the need for precise masking and lateral etching control. The recesses are etched vertically downward, a process that is inherently more controllable and less sensitive to positioning errors compared to side etching.

Inventive Principle:
Principle #13The other way round (Inversion)

3Device complexity

If no recess is used, then device simplicity is maintained, but heat extraction through substrate increases

Engineering Contradiction:
Improvestructure simplicityVSAvoidheat extraction
Core Design Contradiction:
Device complexityVSLoss of energy

Solution Approach 1:

The patent extracts material from the substrate to form recesses beneath the optical ring resonator and heater. By removing substrate material in these locations, heat extraction paths through the substrate are blocked, forcing heat to remain localized at the device while maintaining overall structural simplicity.

Inventive Principle:
Principle #2Taking out (Extraction)

4Loss of energy

If recess extends into metal traces, then heat extraction through traces is reduced, but manufacturing complexity increases

Engineering Contradiction:
Improveheat extraction through tracesVSAvoidrecess geometry complexity
Core Design Contradiction:
Loss of energyVSDevice complexity

Solution Approach 1:

By etching from the backside, the patent can extend recesses laterally under metal traces without affecting the traces themselves. This inverted approach allows the recesses to intercept heat flow paths beneath the traces while keeping the traces intact and simple in geometry.

Inventive Principle:
Principle #13The other way round (Inversion)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The backside recess effectively reduces heat flow into the substrate, enhances thermal isolation, and simplifies the etching process, leading to improved yield and efficiency in stabilizing resonance frequencies and reducing power consumption in optical telecommunications devices.

Implementation Method 1

The optical ring structure is thermally isolated from the substrate by virtue of the recess

Methodology Applied
Scientific EffectThermal insulation: Thermal Insulation

Implementation Method 2

Resonance frequencies of optical ring resonators are stabilized using integrated heaters, which heat an optical ring resonator to a given temperature

Methodology Applied
Scientific EffectJoule heating: Joule Heating

Data Source

PatentEP3510430B1An optical ring resonator structure with a backside recess
Publication Date: 2021.09.01 RANOVUS
  • EP3510430B1 patent drawingFigure 1
  • EP3510430B1 patent drawingFigure 2
  • EP3510430B1 patent drawingFigure 3

AI summary

An optical ring resonator structure with a backside recess is provided at a device. The device includes: a substrate having a device-side and a backside opposite the device-side; an optical ring resonator located on the device-side of the substrate; a heater having a shape complementary to the optical ring resonator, the heater positioned to heat the optical ring resonator; and one or more metal traces that connect at least to the heater, the metal traces configured to provide power to the heater and extending outward from the heater. The device further includes a recess on the backside of the substrate, the recess centered on the optical ring resonator, and having a diameter larger than both respective outer diameters of the optical ring resonator and the heater, the recess further extending laterally into a region of the one or more metal traces.