Rib Type Optical Waveguide Polarization Independence

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Solution Overview

Problem

In optical waveguide-based matrix switches, particularly in silica and silicon photonics, polarization dependence and wavelength dependence pose challenges, leading to scattering issues and difficulties in achieving polarization independence over a wide wavelength band, which complicates the design and manufacturing of optical multiplexers/demultiplexers.

Innovation Solution

A rib-type optical waveguide with specific narrow width stepped parts and a rib type MMI region is employed, where the widths and heights of these stepped parts are optimized to minimize effective refractive index differences between E x and E y modes, allowing for polarization-independent operation by adjusting the sectional shapes of the waveguide.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If a conventional optical waveguide with square core layer is used, then coupling efficiency with optical fiber is improved, but polarization dependence and wavelength dependence increase

Engineering Contradiction:
Improvecoupling efficiencyVSAvoidpolarization independence
Core Design Contradiction:
Ease of manufactureVSReliability

Solution Approach 1:

The patent applies asymmetry by forming a rib-type optical waveguide where the core layer has different dimensions in the width direction (horizontal) versus the thickness direction (vertical). Specifically, the rib portion has a width W1 and height H1, creating an asymmetric cross-section that reduces polarization dependence and wavelength dependence while maintaining coupling efficiency with optical fibers.

Inventive Principle:
Principle #4Asymmetry

2Loss of energy

If the rib portion of the optical waveguide is made larger, then confinement of signal light is improved, but scattering at intersections increases

Engineering Contradiction:
Improvesignal light confinementVSAvoidscattering loss
Core Design Contradiction:
Loss of energyVSObject-generated harmful factors

Solution Approach 1:

The patent applies local quality by optimizing the rib portion dimensions (width W1 and height H1) to achieve appropriate confinement of signal light within the core layer while minimizing scattering at waveguide intersections. The specific dimensional relationship between W1 and H1 creates localized optical properties that balance confinement and scattering reduction.

Inventive Principle:
Principle #3Local quality

3Reliability

If polarization independence is achieved through waveguide design, then reliability is improved, but manufacturing precision requirements increase

Engineering Contradiction:
Improvepolarization independenceVSAvoiddimensional control
Core Design Contradiction:
ReliabilityVSManufacturing precision

Solution Approach 1:

The patent applies parameter changes by establishing specific dimensional relationships for the rib portion (width W1 and height H1) that achieve polarization independence. By carefully controlling these geometric parameters and their ratios, the design achieves polarization-insensitive operation while providing clear fabrication guidelines that balance manufacturing precision requirements.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This configuration reduces polarization dependence and wavelength dependence, enabling efficient signal propagation with minimal loss and maintaining optimal performance across a wide wavelength band, thus facilitating the design of practical optical multiplexers/demultiplexers.

Implementation Method 1

signal light is strongly confined into the core layer

Methodology Applied
Scientific EffectTotal internal reflection: Total Internal Reflection

Implementation Method 2

adjusting the sectional shapes of the waveguide to minimize effective refractive index differences between E x and E y modes

Methodology Applied
Scientific EffectRefraction: Refraction

Data Source

PatentEP3203282B1Rib type optical waveguide and optical multiplexer/demultiplexer using same
Publication Date: 2022.01.26 NEC CORP
  • EP3203282B1 patent drawingFigure 1A
  • EP3203282B1 patent drawingFigure 1B
  • EP3203282B1 patent drawingFigure 2A

AI summary

Provided are a practical rib type optical waveguide in which polarization dependence and wavelength dependence and the like are small and an optical multiplexer/demultiplexer using the same. An optical waveguide type optical multiplexer/demultiplexer of the present invention includes a substrate, M input optical waveguides and N output optical waveguides including a single mode rib type optical waveguide, multi-mode optical interference regions including a rib type optical waveguide, and reversible tapered regions that smoothly connect the input/output optical waveguides to the multi-mode optical interference regions and include MxN rib type optical waveguides, and both side surfaces of the multi-mode optical interference region are respectively formed in a stepped shape.