Rib Waveguide Shadow Doping for Lithography Limits

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Solution Overview

Problem

The limitations of conventional lithographic techniques restrict the fabrication of high-speed, low-power active silicon photonics devices, such as modulators and photodiodes, due to inaccuracies in dopant positioning and concentration, which hinder the miniaturization of optical components.

Innovation Solution

A method of fabricating rib waveguide devices using shadow doping techniques, where dopants are implanted at angles to create doped slab and sidewall regions close to the ridge, allowing for precise control of dopant placement and concentration, thereby reducing series resistance and junction capacitance.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If conventional lithographic techniques are used for doping, then fabrication process is simple, but manufacturing precision of dopant positioning and concentration deteriorates

Engineering Contradiction:
Improvedopant positioning accuracyVSAvoidfabrication process complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The doping process is segmented into multiple ion implantation steps with different angles and energies. The first implantation creates a preliminary doped region, while subsequent implantations at different angles refine the dopant distribution. This segmentation allows precise control of dopant positioning and concentration profiles that cannot be achieved with conventional single-step lithographic doping.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The invention transitions from planar 2D lithographic patterning to 3D angular ion implantation. By controlling dopant injection from multiple angles (including oblique angles relative to the waveguide surface), the method creates precise three-dimensional dopant distributions. This dimensional approach enables accurate dopant placement near the ridge structure while avoiding contamination of adjacent regions.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

2Speed

If device dimensions are reduced to increase speed, then device performance improves, but manufacturing precision requirements increase beyond lithographic limits

Engineering Contradiction:
Improvedevice speedVSAvoiddopant positioning accuracy
Core Design Contradiction:
SpeedVSManufacturing precision

Solution Approach 1:

The invention changes the fundamental parameters of the doping process by using variable ion implantation angles and energies. Instead of relying on lithographic resolution, the method controls dopant distribution through angular parameters (implantation angle relative to surface normal) and energy parameters (ion acceleration voltage). This allows creation of highly precise dopant profiles at sub-micron dimensions that support faster device operation.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The invention replaces the mechanical lithographic patterning system with a physics-based ion implantation system. Instead of using physical masks and photolithography to define doped regions, the method uses controlled ion beam injection where the dopant distribution is determined by ion trajectory physics. This substitution enables precision beyond the diffraction limits of optical lithography.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

3Reliability

If doped regions are placed closer to the ridge to reduce capacitance, then junction capacitance decreases, but risk of dopant contamination to the ridge increases

Engineering Contradiction:
Improvejunction capacitanceVSAvoiddopant contamination
Core Design Contradiction:
ReliabilityVSObject-affected harmful factors

Solution Approach 1:

The invention uses asymmetric ion implantation angles relative to the ridge structure. By implanting dopants at specific oblique angles, the dopant flux is directed preferentially toward the slab regions while the ridge structure remains in a shadow zone. This asymmetric approach allows doped regions to be positioned very close to the ridge (within 5 μm) without causing contamination, as the angular trajectory naturally protects the ridge from dopant intrusion.

Inventive Principle:
Principle #4Asymmetry

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach achieves a significant reduction in series resistance and junction capacitance, enhancing device speed, linearity, and bandwidth, while allowing for the fabrication of devices with dimensions near the limits of lithographic techniques, improving the performance of active waveguide devices like EAMs and photodetectors.

Implementation Method 1

implanting the first slab region with a dopant at an angle α to the first sidewall of the waveguide

Methodology Applied
Scientific EffectIon implantation: Ion Implantation

Implementation Method 2

using the photoresist as a mask to cast a shadow over regions not to be doped

Methodology Applied
Scientific EffectShadow masking: Shadow

Data Source

PatentEP3548963B1Waveguide device and method of doping a waveguide device
Publication Date: 2022.08.03 ROCKLEY PHOTONICS LTD
  • EP3548963B1 patent drawingFigure 1
  • EP3548963B1 patent drawingFigure 2(a)~2(b)
  • EP3548963B1 patent drawingFigure 3a~3b

AI summary

A waveguide device and method of doping a waveguide device, the waveguide device comprising a rib waveguide region, the rib waveguide region having: a base, and a ridge extending from the base, wherein: the base includes a first slab region at a first side of the ridge and a second slab region at a second side of the ridge; a first doped slab region extends along the first slab region; a second doped slab region extends along the second slab region; a first doped sidewall region extends along a first sidewall of the ridge and along a portion of the first slab, the first doped sidewall region being in contact with the first doped slab region at a first slab interface; and a second doped sidewall region extends along a second sidewall of the ridge and along a portion of the second slab, the second doped sidewall region being in contact with the second doped slab region at a second slab interface; and wherein the separation between the first sidewall of the ridge and the first slab interface is no more than 10 µm; and wherein the separation between the second sidewall of the ridge and the second slab interface is no more than 10 µm.