Ridge Optical Modulator Electrode Design for Compact LiNbO3

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Solution Overview

Problem

Current lithium niobate (LiNbO3) optical modulators have insufficient modulation efficiency due to poor light confinement and require long chip lengths for adequate half-wavelength voltage, making them unsuitable for compact designs with satisfactory RF characteristics.

Innovation Solution

The design incorporates ridge-type optical waveguides with a signal electrode that covers the top surface and at least one sidewall of the waveguide, providing a wider electrode width than the waveguide to enhance light confinement and reduce the aspect ratio, allowing for efficient voltage application and improved modulation efficiency.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If the width of the signal electrode is increased to reduce electrical attenuation and improve RF characteristics, then the aspect ratio of the electrode becomes excessively high (10 μm or more), making it difficult to form and apply voltage efficiently

Engineering Contradiction:
ImproveRF characteristicsVSAvoidelectrode formation difficulty
Core Design Contradiction:
ReliabilityVSEase of manufacture

Solution Approach 1:

The signal electrode is designed to extend not only in the width direction but also in the height direction by forming it over the ridge waveguide structure. This three-dimensional configuration allows the electrode to achieve sufficient cross-sectional area for low electrical attenuation without requiring an excessively high aspect ratio, as the electrode width is increased horizontally rather than vertically

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Solution Approach 2:

The invention changes the geometric parameters of the ridge waveguide and signal electrode, specifically setting the ridge height to 0.5-2 μm and the signal electrode width to 3-10 μm. These parameter adjustments optimize the balance between light confinement (requiring sufficient ridge height) and electrical performance (requiring sufficient electrode cross-sectional area), while keeping the aspect ratio manufacturable

Inventive Principle:
Principle #35Parameter changes

2Volume of moving object

If the chip length is reduced for compact design, then the half-wavelength voltage Vπ cannot be guaranteed with sufficient modulation efficiency

Engineering Contradiction:
Improvechip sizeVSAvoidmodulation efficiency
Core Design Contradiction:
Volume of moving objectVSReliability

Solution Approach 1:

The invention changes the material and geometric parameters of the ridge waveguide, specifically using a ridge height of 0.5-2 μm and optimized width, which enhances light confinement and increases the interaction between light and the electro-optic material. This allows achieving sufficient modulation efficiency with a shorter interaction length, thereby enabling compact chip design while maintaining reliable modulation performance

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The invention uses a composite structure consisting of a ridge waveguide formed from electro-optic material (such as lithium niobate) on a substrate, with a signal electrode integrated over the ridge. This composite configuration enhances both light confinement and electro-optic interaction efficiency, allowing reduced chip length while maintaining modulation efficiency

Inventive Principle:
Principle #40Composite materials

3Reliability

If ridge waveguides are used to enhance light confinement, then the signal electrode must be formed with high aspect ratio to increase cross-sectional area, but this causes the electrode to fall down and prevents efficient voltage application

Engineering Contradiction:
Improvelight confinementVSAvoidelectrode stability
Core Design Contradiction:
ReliabilityVSStability of the object's composition

Solution Approach 1:

The signal electrode is configured to extend in multiple dimensions, particularly in the width direction (3-10 μm) rather than only in height. This dimensional redistribution allows the electrode to achieve sufficient cross-sectional area for low electrical attenuation while maintaining a stable, manufacturable aspect ratio that prevents electrode collapse and ensures reliable voltage application to the ridge waveguide

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This configuration reduces the half-wave voltage and interaction length, enhancing modulation efficiency and RF characteristics while enabling a more compact optical modulator with lower power consumption.

Implementation Method 1

an optical waveguide of a ridge type formed of a thin film of a dielectric material having an electro-optic effect over a substrate

Methodology Applied
Scientific EffectElectro-optic effect: Electro-Optic Effects

Data Source

PatentUS10754179B2Optical modulator, optical modulator module, and optical transmitter module
Publication Date: 2020.08.25 FUJITSU OPTICAL COMPONENTS LTD
  • US10754179B2 patent drawing
  • US10754179B2 patent drawing
  • US10754179B2 patent drawing

AI summary

An optical modulator includes an optical waveguide of a ridge type formed of a thin film of a dielectric material having an electro-optic effect over a substrate, a buffer layer covering the optical waveguide, and a signal electrode provided over the optical waveguide via the buffer layer, wherein a width of the signal electrode is greater than a ridge width of the optical waveguide and wherein the signal electrode covers at least one of sidewalls of a ridge of the optical waveguide.