Ring-Opened Amino Acid Surfactants for Low CMC Wetting

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Solution Overview

Problem

Existing methods struggle to predict the surface-active properties of amino acid derivatives and synthesize high-efficacy surfactants at commercial scale, and there is a need for surfactants with low critical micelle concentrations and reduced surface tension.

Innovation Solution

Derivatives of amino acids, such as 6-(dodecyloxy)-6-oxohexan-1-aminium chloride, are synthesized through ring-opening reactions of lactams, demonstrating surface-active properties with low critical micelle concentrations and reduced surface tension, suitable for various applications.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If amino acid derivatives are synthesized to achieve surface-active properties, then surfactant functionality is obtained, but prediction of surface-active properties and synthesis at commercial scale becomes difficult

Engineering Contradiction:
Improvesurface-active propertiesVSAvoidsynthesis difficulty
Core Design Contradiction:
ReliabilityVSEase of manufacture

Solution Approach 1:

The patent applies parameter changes by systematically varying the hydrophobic chain length (C12, C14, C16, C18 alkyl groups) and amino acid component ratios in the surfactant formulation. By adjusting these chemical parameters, the invention achieves predictable surface tension reduction (to 25-35 mN/m) and critical micelle concentration values, resolving the contradiction between achieving reliable surface-active properties and ease of manufacture through standardized compositional ranges

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent employs composite materials by combining amino acid derivatives with specific hydrophobic chains (dodecyl, tetradecyl, hexadecyl, or stearoyl groups) and co-surfactants in defined ratios. This composite approach creates surfactants with optimized performance characteristics that are reliably predictable and suitable for commercial-scale production in formulations such as shampoos, conditioners, and cleaning agents

Inventive Principle:
Principle #40Composite materials

2Reliability

If high-efficacy surfactants are developed, then surface tension reduction and wetting properties improve, but synthesis complexity increases due to solubility differences of different elements and moieties

Engineering Contradiction:
Improvesurface tension reductionVSAvoidsynthesis complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent applies local quality by designing surfactant molecules with distinct functional regions: a hydrophobic tail (alkyl chain), a polar head group (amino acid derivative), and optionally a co-surfactant portion. This localized functional differentiation allows each component to contribute specifically to surface tension reduction while maintaining overall molecular solubility and compatibility, thereby achieving high efficacy without excessive synthesis complexity

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The patent systematically adjusts compositional parameters including the type of amino acid derivative, hydrophobic chain length, and co-surfactant ratio to optimize surface tension reduction to 25-35 mN/m. These parameter changes enable prediction and control of both surfactant performance and synthesis feasibility, resolving the contradiction between high efficacy and synthesis complexity

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The amino acid derivatives effectively reduce surface tension and form micelles at low concentrations, making them suitable for use in formulations like shampoos, hair conditioners, and cleaning agents, offering improved wetting and foaming properties.

Implementation Method 1

When added to water, the hydrophilic head group extends into the water, while the hydrophobic tail extends into the air. The presence of the surfactant disrupts the intermolecular interaction between water molecules, replacing it with weaker interactions between water molecules and the surfactant. This results in lowered surface tension

Methodology Applied
Scientific EffectSurface tension reduction: Surface Tension

Implementation Method 2

These compounds may adsorb at an interface, such as an interface between two liquids, a liquid and a gas, or a liquid and a solid

Methodology Applied
Scientific EffectAdsorption: Adsorption

Implementation Method 3

At sufficiently high concentrations, surfactants may form aggregates to limit the exposure of the hydrophobic tail to the polar solvent. One such aggregate is a micelle, in which the molecules are arranged in a sphere with the hydrophobic tails inside the sphere and the hydrophilic heads on the outside to interact with a polar solvent

Methodology Applied
Scientific EffectMicelle formation: Self-Assembly

Implementation Method 4

other important characteristics such as interfacial adsorption dynamics, minimum surface tension achievable, and/or ability to wet hydrophobic and/or oleophobic surfaces

Methodology Applied
Scientific EffectWetting: Wetting

Data Source

PatentEP4097074B1Amino acid surfactants
Publication Date: 2026.02.25 ADVANSIX RESINS & CHEMICALS LLC
  • EP4097074B1 patent drawingFigure 1
  • EP4097074B1 patent drawingFigure 2
  • EP4097074B1 patent drawing

AI summary

The present disclosure provides derivatives of amino acids that have surface-active properties. The amino acid can be naturally-occurring or synthetic, or they may be obtained via a ring-opening reaction of a lactam, such as caprolactam. The amino acid may be functionalized to form a compound that is surface-active and have advantageous surfactant characteristics. The compounds of the present disclosure have low critical micelle concentrations (CMC) as well as superior ability to lower the surface tension of a liquid.