Ring Resonator Optical Frequency Division for Low-Noise Microwave Signals

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Solution Overview

Problem

Current methodologies for generating ultra-low-noise microwave signals face challenges with noise accumulation from uncorrelated thermal and technical noises, requiring large footprints and relying on electronics for error signal generation and feedback, which are inefficient and cumbersome.

Innovation Solution

The generation of tunable ultra-low-noise microwave signals is achieved through optical frequency division using an optical parametric oscillator-based frequency reference, employing a system with ring resonators and controllable heating elements to reduce noise, and optical synchronization to eliminate the need for electronic feedback.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If two independent lasers with uncorrelated thermal and technical noises are used to generate optical frequencies, then the generation of microwave signals is achieved, but the noise accumulates and the phase noise increases

Engineering Contradiction:
Improvesignal qualityVSAvoidnoise
Core Design Contradiction:
ReliabilityVSObject-generated harmful factors

Solution Approach 1:

The patent combines two independent lasers into a single laser system that generates both optical frequencies simultaneously. This merging eliminates the uncorrelated noise between separate lasers while maintaining the ability to generate multiple optical frequencies through intracavity modulation, thereby reducing accumulated noise in the resulting microwave signal.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The single laser system performs multiple functions: it generates the primary optical frequency, creates the second optical frequency through intracavity modulation, and serves as the common reference for both frequencies. This multi-functionality ensures that both optical frequencies share the same noise characteristics, preventing noise accumulation.

Inventive Principle:
Principle #6Universality (Multi-functionality)

2Reliability

If electronics (e.g., servo controllers) are used for error signal generation and feedback, then frequency stabilization is achieved, but the device footprint increases and complexity increases

Engineering Contradiction:
Improvefrequency stabilityVSAvoidsystem complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent replaces electronic feedback systems with an all-optical feedback mechanism. The optical frequencies are directly modulated within the laser cavity using acoustic waves, eliminating the need for external electronic servo controllers and error signal generation circuits. This substitution dramatically reduces device footprint and complexity while maintaining frequency stability.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The laser system performs its own frequency stabilization through intracavity modulation. The acoustic wave modulates the refractive index within the laser cavity, creating frequency sidebands that serve as the second optical frequency and the microwave signal source. This self-service mechanism eliminates external control electronics.

Inventive Principle:
Principle #25Self-service

3Reliability

If Brillouin lasers are used, then microwave signal generation is achieved, but the footprint is large and phase noise cannot be reduced sufficiently

Engineering Contradiction:
Improvesignal qualityVSAvoidfootprint
Core Design Contradiction:
ReliabilityVSArea of stationary object

Solution Approach 1:

The patent replaces Brillouin laser-based microwave generation with an all-optical modulation approach within a standard laser cavity. By using acoustic wave modulation of the refractive index to create frequency sidebands, the system achieves microwave signal generation in a compact footprint without relying on the complex Brillouin scattering mechanism that requires large optical paths.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach provides high-quality microwave signals within a compact footprint, reducing noise by up to 74 dB and achieving phase noise levels beyond the Phase 2 metric, suitable for applications in communication, radar, and defense systems.

Implementation Method 1

a first waveguide in optical communication with a first ring resonator can be configured to receive a light input and generate frequencies via optical parametric oscillation

Methodology Applied
Scientific EffectOptical parametric oscillation:

Implementation Method 2

a second waveguide with second ring resonator can receive the frequencies and optically synchronize the frequencies via optical frequency division to generate a low frequency signal

Methodology Applied
Scientific EffectOptical frequency division:

Implementation Method 3

one or more heating elements can be connected to each ring resonator to tune the resonators and reduce noise associated with the low frequency signal

Methodology Applied
Scientific EffectThermal tuning: Thermal Expansion

Data Source

PatentUS12449713B2Low frequency wave generation via optical frequency division
Publication Date: 2025.10.21 THE TRUSTEES OF COLUMBIA UNIV IN THE CITY OF NEW YORK
  • US12449713B2 patent drawing
  • US12449713B2 patent drawing
  • US12449713B2 patent drawing

AI summary

Systems, methods, and devices for generating tunable low frequency signals, such as microwave and radiofrequency signals are disclosed. A first waveguide in optical communication with a first ring resonator can be configured to receive a light input and generate frequencies via optical parametric oscillation. A second waveguide with second ring resonator can receive the frequencies and optically synchronize the frequencies via optical frequency division to generate a low frequency signal. One or more heating elements can be connected to each ring resonator to tune the resonators and reduce noise associated with the low frequency signal.