RIS Codebook Design for Beam Squint and Feedback Overhead

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Solution Overview

Problem

Existing communication systems face challenges in maximizing channel capacity due to varying channel conditions, particularly in areas with shadowing, and current codebook designs in 5G and 6G terahertz communication systems are inadequate for handling beam squint phenomena with large numbers of antennas and wide frequency bands.

Innovation Solution

A method and apparatus for codebook design in a communication system using a reconfigurable intelligent surface (RIS) that estimates and adjusts phase characteristics of RIS elements, employing a codebook generation technique to optimize signal reflection and minimize beam squint.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If the base station quantizes all 360 degrees of phase to control the RIS, then the phase control precision is improved, but the radio resource consumption increases and becomes challenging

Engineering Contradiction:
Improvephase control precisionVSAvoidradio resource consumption
Core Design Contradiction:
Measurement precisionVSQuantity of substance

Solution Approach 1:

The patent applies partial action by quantizing only the necessary phase range rather than all 360 degrees. The base station determines a reduced phase quantization range based on channel conditions and RIS characteristics, achieving adequate control precision while consuming fewer radio resources for feedback transmission

Inventive Principle:
Principle #16Partial or excessive action

Solution Approach 2:

The patent changes the parameter of phase quantization from a fixed 360-degree range to a dynamic reduced range. The base station adjusts the phase quantization parameters based on channel state information and communication requirements, optimizing the balance between control precision and resource consumption

Inventive Principle:
Principle #35Parameter changes

2Weight of moving object

If the RIS incorporates passive elements, then the device size and weight are reduced, but the power adjustment capability is limited

Engineering Contradiction:
ImproveRIS weightVSAvoidpower adjustment limitation
Core Design Contradiction:
Weight of moving objectVSObject-generated harmful factors

Solution Approach 1:

The patent replaces active power adjustment mechanisms with passive electromagnetic field manipulation. The RIS uses passive reflecting elements that manipulate signal phases and directions through electromagnetic induction rather than active power amplification, achieving beamforming without requiring power-intensive components

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent introduces the passive RIS as an intermediary between the base station and terminal. The RIS reflects and redirects signals using passive elements, mediating the communication path to overcome shadowing and improve coverage without requiring active power generation or amplification capabilities

Inventive Principle:
Principle #24Intermediary (Mediator)

3Quantity of substance

If the codebook uses a subset of representative phase values, then the radio resource consumption is reduced, but the phase control precision deteriorates

Engineering Contradiction:
Improveradio resource consumptionVSAvoidphase control precision
Core Design Contradiction:
Quantity of substanceVSMeasurement precision

Solution Approach 1:

The patent dynamically changes the phase quantization parameters based on communication requirements and channel conditions. The base station determines an optimized phase quantization range and step size that achieves adequate precision while minimizing the codebook size and feedback overhead, adapting to different operational scenarios

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent applies partial quantization by focusing phase resolution only where needed within a reduced phase range. Rather than uniformly quantizing all 360 degrees, the system applies finer quantization to critical phase regions while using coarser quantization elsewhere, reducing overall resource consumption while maintaining necessary precision

Inventive Principle:
Principle #16Partial or excessive action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

Improves network performance by enhancing signal transmission and reception, particularly in environments with obstacles, and addresses the limitations of existing codebook designs in 5G and 6G systems.

Implementation Method 1

The RIS has the ability to reflect input signals in a desired direction. It comprises multiple elements, and can adjust the phases of the signals based on these elements to achieve the desired signal reflection.

Methodology Applied
Scientific EffectSignal reflection with phase adjustment: Reflection

Implementation Method 2

To steer signals effectively, the RIS's controller adjusts the impedances of its elements, thereby altering the phases of the signals. Beamforming is achieved by the RIS using phase information transmitted from a base station.

Methodology Applied
Scientific EffectImpedance adjustment for phase control:

Data Source

PatentUS12368473B2Method and apparatus for codebook design in communication system
Publication Date: 2025.07.22 ELECTRONICS & TELECOMM RES INST
  • US12368473B2 patent drawing
  • US12368473B2 patent drawing
  • US12368473B2 patent drawing

AI summary

Disclosed are a method and an apparatus for codebook design in a communication system. A method of a base station may comprise: transmitting a pilot signal to a terminal by using a reconfigurable intelligent surface (RIS); receiving, from the terminal, channel information measured based on the pilot signal; estimating characteristics of elements of the RIS based on the channel information; generating a codebook based on the estimated characteristics of the elements; and transmitting the codebook to a controller of the RIS.