RL Action Explainer Using Occupation Measures for Decision Transparency

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Solution Overview

Problem

Reinforcement learning models often operate as black boxes, making it difficult for users to understand the features driving their decisions, especially in critical domains like healthcare and transportation, where explainability is crucial.

Innovation Solution

An automated explainer system identifies features driving reinforcement learning model actions using occupation measures of state-action pairs, applying techniques like PCA for dimensionality reduction to provide clear explanations.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If reinforcement learning models are used to maximize cumulative reward in complex domains, then decision-making performance is improved, but explainability of decisions deteriorates

Engineering Contradiction:
Improvedecision-making performanceVSAvoidexplainability of decisions
Core Design Contradiction:
ProductivityVSLoss of information

Solution Approach 1:

The patent introduces occupation measures as an intermediary representation that bridges the black-box reinforcement learning model and human interpreters. By computing occupation measures from state-action pairs and applying dimensionality reduction, the system creates an intermediate layer that preserves decision information in a human-understandable format without altering the underlying RL model's performance.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent extracts explanatory features from the internal state-action representations of the reinforcement learning model by computing occupation measures. This extraction process isolates the critical decision-driving features from the complex model internals, presenting them separately for human interpretation while leaving the original model intact and operational.

Inventive Principle:
Principle #2Taking out (Extraction)

2Loss of information

If features are extracted from state-action pairs to improve explainability, then user understanding is improved, but computational complexity increases

Engineering Contradiction:
Improveuser understandingVSAvoidcomputational complexity
Core Design Contradiction:
Loss of informationVSDevice complexity

Solution Approach 1:

The patent transforms the high-dimensional state-action pair representations into reduced-dimensional occupation measure representations by changing the parameter space. This parameter transformation maintains the essential decision information while reducing dimensionality, thereby improving explainability without requiring excessively complex computational resources.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent applies dimensionality reduction techniques to project state-action pairs from high-dimensional state space into a lower-dimensional occupation measure space. This dimensional transformation preserves the critical information needed for explanation while reducing computational complexity and making the results more interpretable for users.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Data Source

PatentUS12585976B2Automated explainer of reinforcement learning actions using occupation measures
Publication Date: 2026.03.24 INTERNATIONAL BUSINESS MACHINE CORPORATION
  • US12585976B2 patent drawing
  • US12585976B2 patent drawing

AI summary

Automatic identification of features that drive a reinforcement learning model to recommend an action of interest. The identification is based on a calculation of occupation measures of state-action pairs associated with the reinforcement learning model. High occupation measures of certain action-state pairs indicate that the states of these pairs likely include the sought-after features.