Roots Vacuum Pump Stator Surface Hardening for Clash Mitigation

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Solution Overview

Problem

Pumps with small clearance gaps between the rotor and stator are prone to clashing due to differential thermal expansion, leading to damage, seizing, and burr generation, especially when using softer materials like aluminium for the stator.

Innovation Solution

The stator surface is treated to harden it, particularly at areas where clashing is most likely to occur, ensuring that any clashing happens between the rotor and the hardened stator surface, thereby preventing damage and seizing.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If the stator is formed of a softer material like aluminium, then the stator can accommodate thermal expansion differences, but it becomes prone to damage, gouging, and seizing when clashing occurs with the rotor

Engineering Contradiction:
Improvethermal expansion accommodationVSAvoidresistance to damage and seizing
Core Design Contradiction:
ReliabilityVSStrength

Solution Approach 1:

The stator is treated to harden only the specific surface areas where clashing is most likely to occur, while the bulk material remains soft to accommodate thermal expansion. This localized hardening through surface treatment resolves the contradiction by providing hardness where needed for clash resistance while maintaining overall softness for thermal accommodation.

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The stator effectively becomes a composite structure with a soft bulk aluminium material and a hardened surface layer. This composite approach allows the interior material to handle thermal expansion while the exterior hardened surface resists damage and seizing during clashing events.

Inventive Principle:
Principle #40Composite materials

2Productivity

If the clearance gaps between rotor and stator are reduced to improve pumping performance, then leakage is reduced, but the risk of clashing increases due to differential thermal expansion

Engineering Contradiction:
Improvepumping performanceVSAvoidrisk of clashing
Core Design Contradiction:
ProductivityVSReliability

Solution Approach 1:

The stator surface is pre-hardened in areas where clashing is most likely to occur, creating a protective layer before any clash happens. This preliminary hardening prevents the harmful effects of clashing (gouging, burr generation, seizing) that would otherwise occur when tight clearances cause contact during thermal expansion.

Inventive Principle:
Principle #9Preliminary anti-action

3Strength

If the rotor is formed of a harder material to resist damage during clashing, then damage resistance improves, but differential thermal expansion with the stator increases

Engineering Contradiction:
Improvedamage resistance during clashingVSAvoiddifferential thermal expansion
Core Design Contradiction:
StrengthVSTemperature

Solution Approach 1:

Instead of changing the rotor material properties, the solution extracts the hardness requirement from the rotor and applies it selectively to the stator surface. This separates the functions: the rotor maintains its original material properties for thermal compatibility, while the stator surface gains the necessary hardness through surface treatment.

Inventive Principle:
Principle #2Taking out (Extraction)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This solution effectively mitigates the risk of damage and seizing by ensuring that clashing occurs on a hardened stator surface, reducing the likelihood of burr generation and maintaining pump performance.

Implementation Method 1

said stator and rotor are configured so that any clashing that does occur occurs between the rotor and an anodised portion of the stator

Methodology Applied
Scientific EffectAnodising: Anodising

Implementation Method 2

A problem associated with small clearances arises due to differential thermal expansion of the different components of the pump. This may be due to different components heating up at different speeds and by different amounts during operation of the pump and/or to different materials with different coefficients of thermal expansion being used for the different components.

Methodology Applied
Scientific EffectThermal expansion: Thermal Expansion

Data Source

PatentEP4081713B1Pump configured to mitigate the effect of any rotor and stator clash and its method of manufacture
Publication Date: 2025.02.05 EDWARDS SRO
  • EP4081713B1 patent drawingFigure 1
  • EP4081713B1 patent drawingFigure 2
  • EP4081713B1 patent drawingFigure 3

AI summary

A multiple stage roots-type vacuum pump and method of manufacturing a pump are disclosed. The pump comprises: a rotor rotatably mounted within a stator; the stator being formed of a material that is softer than a material of the rotor. At least a portion of the surface of the stator is treated to harden the surface. The rotor and stator are configured such that clashing will preferentially occur between the rotor and the at least a portion of the stator surface that has been treated. Said stator and said rotor are configured such that axial clearance tolerances are selected to be lowest between said rotor and a higher vacuum side of one of said vacuum stages of said stator and between said rotor and a lower vacuum side of another one of said vacuum stages of said stator, such that clashes preferentially occur between the rotor and these selected sides of these stages.