Rotatable Magnetron Shutter for Mixed Mode Deposition

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Solution Overview

Problem

Existing coating technologies face challenges in achieving stable and clean mixed mode deposition processes, particularly in mixed mode reactors, where PVD and CVD processes are combined, leading to target contamination and process instability due to the formation of compound layers on the target.

Innovation Solution

The use of a rotatable cylindrical magnetron target with a tubular shutter that can be axially extended or retracted, combined with a magnet array that creates racetracks on the target surface, reducing target contamination by continuously exposing fresh material and allowing for controlled plasma formation between the target and shutter.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Adaptability or versatility

If a mixed mode deposition process is used to deposit complex coating stacks, then coating functionality and performance are improved, but target contamination occurs leading to process instability

Engineering Contradiction:
Improvecoating functionalityVSAvoidprocess stability
Core Design Contradiction:
Adaptability or versatilityVSReliability

Solution Approach 1:

The deposition chamber is segmented into two distinct zones: a sputtering zone containing the target and a CVD zone containing substrates. This spatial segmentation prevents direct interaction between target and CVD atmosphere, eliminating target contamination while enabling mixed mode deposition of complex coating stacks with multiple functionalities.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The harmful CVD atmosphere (hydrocarbon precursors) is extracted from the sputtering zone by confining CVD processes to a separate zone. Only inert sputtering gases are present in the sputtering zone, protecting the target from contamination while still enabling deposition of functional coatings through controlled material transport.

Inventive Principle:
Principle #2Taking out (Extraction)

2Reliability

If a planar target is used in mixed mode deposition, then the target surface gets covered with compound layers, but using a rotatable cylindrical target continuously exposes fresh material

Engineering Contradiction:
Improvetarget cleanlinessVSAvoidtarget structure
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The target is designed as a rotatable cylindrical structure rather than a static planar target. Rotation dynamically exposes fresh target material to the sputtering process, preventing compound layer accumulation and maintaining target cleanliness. The rotational motion transforms a static contamination problem into a dynamically solved issue.

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The target geometry transitions from a flat planar surface to a cylindrical curved surface. This curvature enables rotational motion and continuous exposure of fresh material areas. The cylindrical shape with radius 5-15 cm provides optimal surface area for sputtering while facilitating rotation to prevent contamination.

Inventive Principle:
Principle #14Spheroidality (Curvature)

3Reliability

If the shutter is constantly extended to protect the target, then target contamination is reduced, but coating deposition is blocked

Engineering Contradiction:
Improvetarget protectionVSAvoidcoating deposition
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The shutter operates periodically, extending during sputtering operations to protect the target and retracting during CVD operations to allow coating deposition. This periodic action synchronized with process requirements enables both target protection and productive coating deposition without mutual interference.

Inventive Principle:
Principle #19Periodic action

Solution Approach 2:

The shutter acts as an intermediary component between the sputtering zone and CVD zone. It selectively blocks or permits material transport based on process requirements, enabling clean separation of functions while maintaining system integration. The shutter mediates between conflicting requirements of target protection and coating deposition.

Inventive Principle:
Principle #24Intermediary (Mediator)

4Productivity

If plasma is allowed to contact the target directly, then sputtering efficiency is high, but target erosion and contamination increase

Engineering Contradiction:
Improvesputtering efficiencyVSAvoidtarget erosion
Core Design Contradiction:
ProductivityVSLoss of substance

Solution Approach 1:

The plasma generation and target interaction are segmented from the bulk target environment. Plasma is generated in a controlled sputtering zone with inert gases, maintaining high sputtering efficiency, while the target is protected from contaminating atmospheres. The spatial segmentation allows efficient sputtering without target erosion from reactive gases.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The sputtering zone maintains an inert atmosphere (argon or other noble gases) isolated from CVD precursors. This inert environment enables high sputtering efficiency through plasma-target interaction while preventing target contamination and erosion from reactive hydrocarbon gases used in CVD processes.

Inventive Principle:
Principle #39Inert atmosphere (Inert environment)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This configuration stabilizes the deposition process, reduces target contamination, and enables efficient coating of substrates with uniform layers, including metal carbides, nitrides, and diamond-like coatings, while maintaining a clean environment by controlling the plasma and gas flow.

Implementation Method 1

The plasma can be confined in the vicinity of the target surface by means of magnetic fields originating from magnets placed at the side of the target opposite to the plasma side

Methodology Applied
Scientific EffectMagnetic field confinement: Magnetic Field

Implementation Method 2

The ions gain kinetic energy as they are accelerated towards the negatively biased target and eject the target atoms towards the substrate. Such a process is called 'sputter deposition'.

Methodology Applied
Scientific EffectSputtering: Sputtering

Implementation Method 3

The ions gain kinetic energy as they are accelerated towards the negatively biased target and eject the target atoms towards the substrate

Methodology Applied
Scientific EffectIon acceleration: Ion Beam

Implementation Method 4

Physical vapour deposition relates to processes wherein the coating is built-up by a ballistic shower of the substrate with coating atoms

Methodology Applied
Scientific EffectPhysical vapour deposition: Physical Vapour Deposition

Implementation Method 5

With 'unbalanced' is meant that part of the magnetic field lines do not close on the target surface but fan out to the substrate. Electrons gyrating around these field lines then can reach the substrate and create a local plasma.

Methodology Applied
Scientific EffectUnbalanced magnetron effect: Magnetic Field

Implementation Method 6

A self-bias will then develop that attracts ions to the substrate. Such a current of impinging ions leads to a further densification of the deposited layer, a process that is known as 'ion plating'.

Methodology Applied
Scientific EffectIon plating: Ion Beam

Implementation Method 7

Chemical vapour deposition is in essence a process in which a gaseous precursor—usually a hydrocarbon—is excited so that radicals form that subsequently chemically react at the surface of the blank or already coated substrate.

Methodology Applied
Scientific EffectChemical vapour deposition: Chemical Vapour Deposition

Implementation Method 8

Through excitement in a plasma (plasma activated CVD, PA CVD). To this end a noble gas atoms, usually argon, is mixed with the precursor gas in order to generate a plasma, that subsequently generates radicals in the precursor gas. The plasma can be excited by means of a radiofrequent electromagnetic field (typically 13.56 MHz).

Methodology Applied
Scientific EffectPlasma activated CVD: Plasma

Implementation Method 9

By thermal activation of the precursor. Heating of the gas can be achieved by heating the substrate or the walls of the reactor, or by using heater wires (hot wire CVD). Using heater wires has the additional advantage that thermally emitted electrons add to the activation degree of the precursor gas.

Methodology Applied
Scientific EffectHot wire CVD: Heating

Data Source

PatentUS9082595B2Sputtering apparatus
Publication Date: 2015.07.14 SULZER METAPLAS
  • US9082595B2 patent drawing
  • US9082595B2 patent drawing
  • US9082595B2 patent drawing

AI summary

A coating apparatus is revealed that is designed to coat substrates by means of a physical vacuum deposition process or a chemical vacuum deposition process or a combination thereof. Said coating apparatus is particular in that it uses a rotatable magnetron (14) that is coverable with an axially moveable shutter (18). Such an arrangement enables to keep the magnetron target clean or to clean the target in between or even during subsequent coating steps. The shutter further provides for a controllable gas atmosphere in the vicinity of the target. The arrangement wherein the magnetron is centrally placed is described. Substrates are then exposed to the sputtering source from all angles by hanging them on a planetary carousel (24) that turns around the magnetron.