Ruthenium Catalyst Complex for Mild Ester Hydrogenation

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Solution Overview

Problem

Current methods for producing alcohols from esters or lactones using catalytic hydrogenation face challenges such as high energy requirements, low yield, and inefficient catalytic processes, often necessitating harsh conditions and environmentally unfriendly solvents, while also being economically disadvantageous and prone to side reactions.

Innovation Solution

A method utilizing a ruthenium catalyst complex comprising a ruthenium compound, a bidentate bisphosphine ligand, and an amine, which allows for the hydrogenation of esters or lactones at relatively mild conditions, achieving high yield and catalytic efficiency without the need for unfavorable solvents and minimizing side reactions, particularly effective at low hydrogen pressure and temperature.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If heterogeneous catalyst is used for hydrogenation of esters or lactones, then the reaction can be performed, but severe reaction conditions (high temperature and high pressure) are required

Engineering Contradiction:
Improvehydrogenation reaction efficiencyVSAvoidreaction temperature
Core Design Contradiction:
ProductivityVSTemperature

Solution Approach 1:

The patent changes the catalyst type from heterogeneous to homogeneous, which fundamentally alters the reaction parameters. The homogeneous ruthenium complex catalyst enables the reaction to proceed at lower temperatures (room temperature to moderate temperatures) and pressures compared to heterogeneous catalysts that require severe conditions.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent introduces a specific homogeneous ruthenium complex as an intermediary catalyst that facilitates the hydrogenation reaction under milder conditions. The complex acts as a mediator between hydrogen and the ester/lactone substrate, enabling efficient transformation without requiring high temperature and pressure.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Productivity

If conventional homogeneous catalysts are used, then catalytic hydrogenation can be achieved, but yield and catalytic efficiency are not satisfactory

Engineering Contradiction:
Improvecatalytic efficiencyVSAvoidyield
Core Design Contradiction:
ProductivityVSManufacturing precision

Solution Approach 1:

The patent optimizes the catalyst structure by selecting specific ligand combinations (bidentate phosphine ligands with electron-donating groups combined with nitrogen-containing ligands). This structural parameter change enhances the catalytic activity and selectivity, resulting in both high conversion rates and high yields of alcohol products.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent employs a composite ligand system comprising multiple types of ligands (phosphine ligands with nitrogen-containing ligands) coordinated to the ruthenium center. This composite approach creates a synergistic effect that improves both catalytic efficiency and product yield compared to single ligand systems.

Inventive Principle:
Principle #40Composite materials

3Ease of operation

If fluorine-containing alcohol or 1,4-dioxane is used as solvent, then hydrogenation can be performed, but cost-effectiveness and environmental load are unfavorable

Engineering Contradiction:
Improvesolvent compatibilityVSAvoidenvironmental load
Core Design Contradiction:
Ease of operationVSObject-affected harmful factors

Solution Approach 1:

The patent replaces expensive and environmentally problematic solvents (fluorine-containing alcohols, 1,4-dioxane) with cheaper, environmentally benign alternatives such as common alcohols (methanol, ethanol, isopropanol) or hydrocarbons. This substitution reduces both cost and environmental impact while maintaining reaction effectiveness.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

Solution Approach 2:

The patent creates an inert reaction environment using safe, non-toxic solvents that do not interfere with the catalytic process. The selected solvents provide a benign atmosphere that protects against side reactions while being environmentally friendly and cost-effective.

Inventive Principle:
Principle #39Inert atmosphere (Inert environment)

4Productivity

If high temperature (180 to 200 °C) is used for hydrogenation, then reaction can proceed, but cost-effectiveness and convenience of operation are poor

Engineering Contradiction:
Improvereaction rateVSAvoidreaction temperature
Core Design Contradiction:
ProductivityVSTemperature

Solution Approach 1:

The patent dramatically reduces the reaction temperature parameter from 180-200°C to room temperature or moderate temperatures (0-100°C) by employing the optimized homogeneous ruthenium complex catalyst. This parameter change maintains high reaction rates and yields while dramatically improving energy efficiency, cost-effectiveness, and operational convenience.

Inventive Principle:
Principle #35Parameter changes

5Productivity

If ruthenium complex with phosphorus and nitrogen atoms in same molecule is used, then catalytic activity is achieved, but ligand preparation becomes complicated and difficult

Engineering Contradiction:
Improvecatalytic activityVSAvoidligand preparation
Core Design Contradiction:
ProductivityVSEase of manufacture

Solution Approach 1:

The patent segments the ligand system into separate components: a bidentate phosphine ligand (with electron-donating groups) and a separate nitrogen-containing ligand. These separate ligands are coordinated to the ruthenium center independently, simplifying preparation compared to complex P-N chelating ligands while maintaining high catalytic activity.

Inventive Principle:
Principle #1Segmentation

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This method enables the production of alcohols with high yield and catalytic efficiency under industrially advantageous conditions, preserving optical purity when dealing with optically active substances, and using cost-effective reagents, thus improving the economic and environmental sustainability of the process.

Implementation Method 1

a ruthenium catalyst complex comprising a ruthenium compound, a bidentate bisphosphine ligand, and an amine, which allows for the hydrogenation of esters or lactones

Methodology Applied
Scientific EffectCatalysis: Catalysis

Implementation Method 2

hydrogenation of esters or lactones at relatively mild conditions, achieving high yield and catalytic efficiency

Methodology Applied
Scientific EffectHydrogenation: Hydrogenation

Data Source

PatentEP1970360B1Method for producing alcohols
Publication Date: 2016.08.31 TAKASAGO INTERNATIONAL CORP
  • EP1970360B1 patent drawing
  • EP1970360B1 patent drawing
  • EP1970360B1 patent drawing

AI summary

A method for producing alcohols which comprises reducing esters or lactones with hydrogen gas in the presence of a catalyst comprising (i) a ruthenium compound, (ii) a monodentate monophosphine or a bidentate bisphosphine, and (iii) an amine. Examples of the catalyst include a ruthenium (Ru) complex represented by the formula:RuX1X2(LP)m(LN)n [X1 and X2 each represent an anionic ligand, LP represents a phosphine ligand, m is 1 when LP is bidentate, while m is 2 when LP is monodentate, LN represents an amine ligand, and n is 1 when LN is bidentate, while n is 2 when LN is monodentate.] and a catalyst comprising an amine and a ruthenium (Ru) complex of the formula: RuX1X2 (LP1)r [LP1 represents a monophosphine ligand and r is 3 or 4.].