Automated Data Extraction from Scanned Documents Using OCR and Layout Analysis

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Solution Overview

Problem

The manual extraction of data from electronic documents, such as scanned images, is time-consuming and prone to errors, leading to inefficiencies and backlogs due to the lack of a text layer and the need for manual page identification and optical character recognition (OCR) correction.

Innovation Solution

A structured data processing system with a data extraction solver that performs image preprocessing, optical character recognition, page classification, layout analysis, and table detection to automatically extract alphanumeric data from scanned documents, using techniques like rotation correction, morphological transformations, and support vector machine classification.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If manual extraction of data from electronic documents is performed, then data can be extracted from scanned images, but the process is time-consuming and costly

Engineering Contradiction:
Improvedata extraction speedVSAvoidtime for manual extraction
Core Design Contradiction:
ProductivityVSLoss of time

Solution Approach 1:

The patent replaces the manual mechanical process of data extraction with an automated computer vision system that uses image processing algorithms, OCR technology, and machine learning models to automatically extract, recognize, and validate data from scanned documents, eliminating the need for human operators to manually transcribe information

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The system enables documents to be processed automatically without human intervention by implementing self-correcting OCR capabilities, automated validation rules that flag anomalies, and intelligent routing that directs complex documents to appropriate handlers, allowing the extraction system to service itself for routine operations

Inventive Principle:
Principle #25Self-service

2Measurement precision

If manual page identification and OCR correction are performed, then accurate text recognition can be achieved, but the process is fraught with error and time-consuming

Engineering Contradiction:
ImproveOCR accuracyVSAvoiderror rate in manual process
Core Design Contradiction:
Measurement precisionVSReliability

Solution Approach 1:

The patent implements feedback mechanisms where extracted data is automatically validated against predefined business rules, data type constraints, and cross-field relationships. Invalid or anomalous data triggers automated correction attempts or flags for review, creating a closed-loop system that continuously improves accuracy through validation feedback

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The system performs preliminary image preprocessing operations including deskewing, de-noising, and contrast enhancement before OCR is applied. Pages are pre-classified by document type and layout pattern, and preprocessing parameters are adjusted in advance based on the detected document characteristics, ensuring optimal OCR conditions before text recognition begins

Inventive Principle:
Principle #10Preliminary action

3Productivity

If automated data extraction is implemented, then efficiency is improved, but the system complexity increases

Engineering Contradiction:
Improveautomation efficiencyVSAvoidsystem complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The patent divides the complex data extraction system into modular functional components: image preprocessing module, document classification module, OCR engine, table detection module, data validation module, and exception handling module. Each module performs a specific function and can be independently configured, maintained, and replaced, reducing overall system complexity through functional segmentation

Inventive Principle:
Principle #1Segmentation

Data Source

PatentUS10740603B2Extracting data from electronic documents
Publication Date: 2020.08.11 ENVERUS INC
  • US10740603B2 patent drawing
  • US10740603B2 patent drawing
  • US10740603B2 patent drawing

AI summary

A structured data processing system includes hardware processors and a memory in communication with the hardware processors. The memory stores a data structure and an execution environment. The data structure includes an electronic document. The execution environment includes a data extraction solver configured to perform operations including identifying a particular page of the electronic document; performing an optical character recognition (OCR) on the page to determine a plurality of alphanumeric text strings on the page; determining a type of the page; determining a layout of the page; determining at least one table on the page based at least in part on the determined type of the page and the determined layout of the page; and extracting a plurality of data from the determined table on the page. The execution environment also includes a user interface module that generates a user interface that renders graphical representations of the extracted data; and a transmission module that transmits data that represents the graphical representations.