Security Element with Multi-Layer Optical Coatings

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Solution Overview

Problem

Current security elements for documents of value lack sufficient protection against forgery, particularly in achieving precise registration and multi-layer structures with desired optical effects like color shift and metallic appearances.

Innovation Solution

A method involving a translucent plastic film substrate with a metallic or optically variable coating, incorporating diffractive structures and micromirrors, and a lamination process to create a multi-layer structure with specific layer configurations and materials like platelet-shaped metallic particles or multilayer structures with dielectric layers, enabling enhanced security features like gold-blue effects and holograms.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If a single-layer optically variable coating is applied to the substrate, then the manufacturing process is simple, but the security protection against forgery is insufficient

Engineering Contradiction:
Improveprotection against forgeryVSAvoidmulti-layer structure complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The security element is divided into multiple functional layers: a translucent substrate, a first optically variable coating (interference-capable multi-layer structure with color shift effect), and a second optically variable coating (metallic or diffractive structure). Each layer provides distinct optical properties that collectively enhance security protection while maintaining manageable manufacturing complexity through standardized production processes.

Inventive Principle:
Principle #1Segmentation

2Manufacturing precision

If registration-accurate lamination is performed to achieve precise alignment, then the visual effect and security are enhanced, but the manufacturing time and cost increase

Engineering Contradiction:
Improveregistration accuracyVSAvoidlamination time
Core Design Contradiction:
Manufacturing precisionVSLoss of time

Solution Approach 1:

Registration marks are pre-printed on the substrate before applying the optically variable coatings. These marks serve as alignment guides during the lamination process, enabling rapid and accurate registration without requiring complex real-time alignment systems or extended manual adjustment time, thus balancing precision with manufacturing efficiency.

Inventive Principle:
Principle #10Preliminary action

3Reliability

If diffractive structures and micromirrors are introduced into the substrate, then the optical effects and security features are enhanced, but the manufacturing complexity increases

Engineering Contradiction:
Improvesecurity protectionVSAvoidsubstrate structure complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

Diffractive structures and micromirrors are embedded within or integrated into the translucent substrate, creating a nested configuration where complex optical elements are contained within a simple substrate matrix. This nesting approach allows the substrate to serve dual functions as both the structural base and the carrier of complex optical security features, reducing overall device complexity while enhancing security.

Inventive Principle:
Principle #7Nested doll (Nesting)

4Adaptability or versatility

If multiple optically variable coatings with different effects are applied, then the visual appearance and security features are diversified, but the manufacturing cost and effort increase

Engineering Contradiction:
Improveoptical effect varietyVSAvoidmanufacturing effort
Core Design Contradiction:
Adaptability or versatilityVSEase of manufacture

Solution Approach 1:

Different optically variable coatings are achieved by varying key parameters such as layer thickness, material composition, and structural geometry rather than using fundamentally different manufacturing processes. For example, the interference-capable multi-layer structure uses specific thickness ratios to produce color shift effects, while metallic coatings use different particle sizes and concentrations. This parameter-based differentiation allows diverse optical effects to be produced using similar deposition and lamination techniques, maintaining ease of manufacture while achieving versatility.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The method significantly enhances protection against forgery by creating security elements with precise registration and visually striking effects, such as color shifts and metallic appearances, while minimizing additional costs and efforts through embossing and metallization.

Implementation Method 1

an optically variable coating in the form of an interference-capable, multi-layer structure is applied... the interference-capable, multi-layer structure consists of a reflection layer, a dielectric layer and a partially transparent layer

Methodology Applied
Scientific EffectOptical interference: Interference

Implementation Method 2

diffractive structures known from the prior art or a hologram is embossed

Methodology Applied
Scientific EffectDiffraction: Diffraction

Data Source

PatentEP3290225B1Security element with a plurality of security features
Publication Date: 2020.01.29 GIESECKE & DEVRIENT CURRENCY TECHNOLOGY GMBH

AI summary

The invention relates to a method for manufacturing a security element for security documents, valuables, or the like, comprising a transparent or translucent substrate made of a plastic film, wherein a metallic or optically variable coating is applied to the substrate. According to the invention, a first substrate made of a translucent plastic film is provided, onto which a first metallic or optically variable coating is applied. Furthermore, a second substrate made of a plastic film is provided, onto which a second metallic or optically variable coating is applied, the second metallic or optically variable coating being different from the first metallic or optically variable coating. Subsequently, the first substrate is laminated onto the second substrate with precise registration, resulting in a multilayer structure.The second substrate is then removed from the multi-layered structure.