Selective Epitaxy for Low-Loss III-Nitride Optical Components

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Solution Overview

Problem

Current state-of-the-art photonic integrated circuit (PIC) components fabricated using III-Nitrides face limitations due to etch-induced defects and side wall roughness from dry etching techniques, leading to increased losses and compromised quality factors in optical devices, especially in the UV/VIS spectral range where high aspect ratios and precise dimensions are required.

Innovation Solution

The method employs selective area epitaxy to grow crystalline optical materials with minimal etching, using a patterned mask to define the shape of optical components, which reduces sidewall roughness and allows for complex heterostructures and high aspect ratios without etch-induced defects, enabling the fabrication of high-quality PIC components with low absorption and scattering.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If dry etching techniques are used to fabricate PIC components, then precise dimensions and high aspect ratios can be achieved, but etch-induced defects and side wall roughness increase leading to higher losses

Engineering Contradiction:
Improvedimensional precisionVSAvoidetch-induced defects and side wall roughness
Core Design Contradiction:
Manufacturing precisionVSObject-affected harmful factors

Solution Approach 1:

The patent extracts and removes the harmful etching step from the fabrication process entirely, replacing it with selective area epitaxy that grows material only where needed, defined by a patterned mask. This eliminates etch-induced defects and side wall roughness while maintaining precise dimensional control through the mask pattern.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

Instead of using subtractive etching to define component shapes, the patent uses additive epitaxial growth confined by a mask. The process inverts the conventional approach by building structures upward only in desired regions rather than carving them out, thereby avoiding the harmful effects of etching.

Inventive Principle:
Principle #13The other way round (Inversion)

2Ease of manufacture

If conventional fabrication methods are used, then manufacturing process is simpler, but material quality deteriorates due to etch-induced defects

Engineering Contradiction:
Improvefabrication simplicityVSAvoidmaterial quality
Core Design Contradiction:
Ease of manufactureVSReliability

Solution Approach 1:

The patent introduces a patterned mask as an intermediary element that enables selective area epitaxy. The mask serves as a mediator that defines where crystalline material should grow, allowing precise control over component geometry while avoiding direct contact between the substrate and harmful etching processes.

Inventive Principle:
Principle #24Intermediary (Mediator)

3Reliability

If high aspect ratios are required for UV/VIS operation, then optical performance improves, but side wall roughness from etching increases scattering losses

Engineering Contradiction:
Improveoptical performanceVSAvoidscattering losses
Core Design Contradiction:
ReliabilityVSObject-affected harmful factors

Solution Approach 1:

The patent extracts the harmful etching process from the fabrication sequence, replacing it with mask-defined selective epitaxy. This allows high aspect ratio structures to be formed with smooth side walls that follow the mask contours, eliminating scattering losses while maintaining the high aspect ratios needed for UV/VIS optical performance.

Inventive Principle:
Principle #2Taking out (Extraction)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach results in PIC components with improved material quality, reduced scattering, and the ability to achieve extreme aspect ratios, enabling efficient operation in the UV/VIS spectral range with superior fabrication finishes and complex heterostructures for active and passive PIC functions.

Implementation Method 1

The mask material is temperature annealed to reduce sidewall roughness of the mask material surrounding the voids

Methodology Applied
Scientific EffectTemperature annealing: Annealing

Implementation Method 2

The crystalline optical material is selectively grown in the one or more regions to form the one or more optical components

Methodology Applied
Scientific EffectSelective area epitaxy: Epitaxy

Data Source

PatentUS11988868B2Forming optical components using selective area epitaxy
Publication Date: 2024.05.21 GENESEE VALLEY INNOVATIONS LLC
  • US11988868B2 patent drawing
  • US11988868B2 patent drawing
  • US11988868B2 patent drawing

AI summary

A mask material is deposited on a substrate or growth template. The substrate or growth template is compatible with crystalline growth of a crystalline optical material. Patterned portions of the mask material are removed to expose one or more regions of the substrate or growth template. The one or more regions have target shapes of one or more optical components. The crystalline optical material is selectively grown in the one or more regions to form the one or more optical components.