Modular Opto-Electronic Assembly with Self-Aligning Waveguides

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Solution Overview

Problem

Current methods for coupling fibers to Photonic Integrated Circuits (PICs) are expensive and time-consuming due to active alignment, or result in larger coupling losses with passive alignment, leading to inefficient use of space and lower performance.

Innovation Solution

A modular assembly integrating fiber blocks, PIC chips, and waveguide chips using a substrate with bumpers for self-alignment, allowing direct fiber attachment without active or passive alignment, achieved through flip-chip mounting and precise alignment features like trenches and stands.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If active alignment techniques are used to couple fibers to PICs, then coupling precision is improved, but manufacturing cost and time increase

Engineering Contradiction:
Improvecoupling precisionVSAvoidmanufacturing cost and time
Core Design Contradiction:
Manufacturing precisionVSProductivity

Solution Approach 1:

The patent implements preliminary alignment by pre-forming waveguide chips with precise waveguide paths and coupling facets before final assembly. The bumpers are pre-positioned on the substrate to establish alignment references, and fiber blocks are pre-coupled to waveguide chips. This preliminary preparation eliminates the need for time-consuming active alignment during final PIC-to-fiber coupling, as the alignment geometry is already established in advance through precise fabrication of alignment features.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent introduces waveguide chips as intermediary components between fiber blocks and PICs. These waveguide chips serve as alignment mediators that transfer the alignment reference from the fiber block (via bumpers) to the PIC. The intermediary waveguide chip with its precisely formed waveguides and coupling facets enables passive alignment by providing a stable geometric reference, eliminating the need for expensive active alignment equipment while maintaining high coupling precision.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Productivity

If passive alignment techniques are used to couple fibers to PICs, then manufacturing cost decreases, but coupling precision and performance deteriorate

Engineering Contradiction:
Improvemanufacturing costVSAvoidcoupling precision
Core Design Contradiction:
ProductivityVSManufacturing precision

Solution Approach 1:

The waveguide chip acts as an intermediary that enables passive alignment to achieve high precision. The waveguide chip is fabricated with precise waveguide paths and coupling facets that serve as geometric alignment references. By coupling the fiber block to the waveguide chip and the waveguide chip to the PIC through these pre-formed geometric features, the system achieves high coupling precision using simple passive alignment techniques without requiring expensive active alignment equipment.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent replaces the mechanical active alignment system (requiring expensive equipment and manual adjustment) with a geometric alignment system based on precisely fabricated bumpers and coupling facets. The alignment is achieved through mechanical interlocking of these geometric features rather than through active optical feedback and adjustment, thereby reducing manufacturing cost while maintaining precision through superior fabrication accuracy of the alignment features.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

3Manufacturing precision

If active alignment equipment is used, then coupling precision is improved, but device complexity and cost increase

Engineering Contradiction:
Improvecoupling precisionVSAvoidalignment equipment complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The waveguide chip serves as an intermediary that eliminates the need for complex active alignment equipment. By providing pre-formed waveguide paths and coupling facets with precise geometric relationships, the waveguide chip transfers alignment references through simple geometric interlocking. This intermediary structure replaces the need for complex active alignment systems with simple passive geometric alignment, thereby reducing device complexity while maintaining high coupling precision.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The alignment features (bumpers and coupling facets) are designed to self-align the components during assembly. The geometric shapes and positions of these features automatically establish the correct alignment when components are brought together, without requiring external active alignment equipment or manual adjustment. This self-aligning mechanism eliminates complex alignment equipment while achieving high precision through the self-service capability of the geometric features.

Inventive Principle:
Principle #25Self-service

4Manufacturing precision

If more space is allocated for alignment procedures, then coupling precision is improved, but space efficiency of the assembly deteriorates

Engineering Contradiction:
Improvecoupling precisionVSAvoidassembly space
Core Design Contradiction:
Manufacturing precisionVSArea of stationary object

Solution Approach 1:

The patent merges the alignment reference function with the mechanical support structure by integrating bumpers into the substrate and waveguide chip designs. The bumpers serve dual purposes: providing mechanical support/positioning and establishing alignment references simultaneously. This merging eliminates the need for separate alignment structures that would occupy additional space, thereby achieving high coupling precision without increasing the overall assembly footprint.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The alignment features (bumpers and coupling facets) are designed to perform multiple functions: mechanical positioning, alignment reference, and structural support. This multi-functionality eliminates the need for dedicated alignment structures that would consume additional space. The same geometric features that provide mechanical support also establish the alignment geometry, thereby achieving high precision coupling within a compact assembly footprint.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Data Source

PatentUS12461314B2Modular assembly for opto-electronic systems
Publication Date: 2025.11.04 II VI DELAWARE INC
  • US12461314B2 patent drawing
  • US12461314B2 patent drawing
  • US12461314B2 patent drawing

AI summary

A modular assembly for opto-electronic systems has a substrate on which various photonic integrated circuit (PIC) chips and electronic integrated circuit (EIC) chips are mounted. One or more waveguide (WG) chips mounted on the substrate align the optical communication between the PIC chips and fiber blocks for optical fibers. Preconfigured electrical connections in the substrate allow the PIC and EIC chips to communicate with one another and to communicate with solder bumps on the substrate for integration of the modular assembly with other electronic components.