Self-stopping Polishing Composition for 3D NAND Planarization

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Solution Overview

Problem

Current self-stopping CMP compositions face limitations in step height reduction rates due to electrostatic repulsion between abrasives and silicon oxide surfaces, particularly in complex semiconductor devices and 3D NAND technology, necessitating improved polishing compositions and methods for silicon oxide-containing substrates that offer high removal rates with low trench loss and enhanced planarization efficiency.

Innovation Solution

A chemical-mechanical polishing composition comprising an abrasive, a self-stopping agent with specific structural features, and an aqueous carrier, optimized to provide high pattern removal rates that transition to low blanket removal rates, thereby reducing trench loss and improving planarization efficiency, using ceria as the abrasive and incorporating compounds like kojic acid, crotonic acid, or maltol as self-stopping agents.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If conventional CMP compositions are used to increase removal rate, then productivity improves, but trench loss increases and manufacturing precision deteriorates

Engineering Contradiction:
Improveremoval rateVSAvoidtrench loss
Core Design Contradiction:
ProductivityVSManufacturing precision

Solution Approach 1:

The polishing composition dynamically adjusts its removal rate based on the polishing stage: during patterned substrate polishing, the composition maintains high removal rate for productivity, and during blanket substrate polishing, the self-stopping agent reduces removal rate to prevent trench loss. This dynamic behavior resolves the contradiction between productivity and precision.

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The composition changes its chemical parameters through the self-stopping agent (kojic acid, crotonic acid, or maltol) which modifies the polishing chemistry based on substrate conditions. The agent causes the removal rate to naturally transition from high to low as polishing progresses, enabling high productivity during pattern removal while preventing over-polishing and trench loss during blanket polishing.

Inventive Principle:
Principle #35Parameter changes

2Productivity

If high removal rate polishing is used to improve productivity, then manufacturing efficiency increases, but planarization efficiency deteriorates due to excessive material removal

Engineering Contradiction:
Improvemanufacturing efficiencyVSAvoidplanarization efficiency
Core Design Contradiction:
ProductivityVSManufacturing precision

Solution Approach 1:

The self-stopping agent provides inherent feedback control in the polishing process. As the substrate surface transitions from patterned to blanket topology, the chemical environment changes, causing the removal rate to automatically decrease. This feedback mechanism ensures high productivity during pattern removal while preventing excessive material removal that would reduce planarization efficiency.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The polishing composition exhibits dynamic removal rate characteristics that adapt to the polishing stage. The self-stopping agent causes the composition to transition from aggressive removal (high productivity) to gentle removal (high planarization efficiency), resolving the contradiction between manufacturing efficiency and planarization quality.

Inventive Principle:
Principle #15Dynamics

3Manufacturing precision

If electrostatic repulsion between abrasives and silicon oxide is present, then manufacturing precision is maintained, but productivity decreases due to reduced removal rate

Engineering Contradiction:
Improvepolishing controlVSAvoidremoval rate
Core Design Contradiction:
Manufacturing precisionVSProductivity

Solution Approach 1:

The self-stopping agent acts as an intermediary that mediates between the electrostatic repulsion (which maintains precision) and the need for high removal rate (productivity). The agent (kojic acid, crotonic acid, or maltol) modifies the chemical interaction at the polishing interface, enabling high removal rate during pattern polishing while maintaining the precision-controlting electrostatic effects during blanket polishing.

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The proposed composition achieves significant step height reduction with minimal trench loss, enhancing planarization efficiency and device throughput by maintaining high removal rates for patterned areas while reducing overpolishing and trench erosion, thus improving the manufacturing process for advanced semiconductor technologies.

Implementation Method 1

The polishing of the substrate typically is further aided by the mechanical activity of an abrasive suspended in the polishing composition

Methodology Applied
Scientific EffectAbrasion: Abrasion

Implementation Method 2

Current self-stopping CMP compositions face limitations in step height reduction rates due to electrostatic repulsion between abrasives and silicon oxide surfaces

Methodology Applied
Scientific EffectElectrostatic repulsion: Ion Repulsion/Attraction

Implementation Method 3

The polishing of the substrate typically is further aided by the chemical activity of the polishing composition

Methodology Applied
Scientific EffectChemical activity: Chemical Bonding

Data Source

PatentUS10920107B2Self-stopping polishing composition and method for bulk oxide planarization
Publication Date: 2021.02.16 CMC MATERIALS INC
  • US10920107B2 patent drawing
  • US10920107B2 patent drawing
  • US10920107B2 patent drawing

AI summary

The invention provides a chemical-mechanical polishing composition comprising an abrasive, a self-stopping agent, an aqueous carrier, and a cationic polymer. This invention additionally provides a method suitable for polishing a dielectric substrate.