Semiconductor Surface Roughness Reduction via Aspect Ratio Trapping

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Solution Overview

Problem

The integration of lattice-mismatched semiconductor materials for high-performance devices, such as CMOS field-effect transistors, faces challenges due to high dislocation density and surface roughness, which can lead to device faults and varying device characteristics, necessitating improved surface preparation and defect reduction techniques.

Innovation Solution

The use of Aspect Ratio Trapping (ART) techniques to confine crystalline growth within high aspect ratio openings, trapping defects at the sidewalls and reducing surface dislocation density, combined with pre-bake processes at optimized temperatures to minimize impurities and enhance surface smoothness, facilitates the growth of low-defect, strained semiconductor materials with reduced surface roughness.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Speed

If lattice-mismatched semiconductor materials are integrated for high-performance devices, then carrier mobility is improved, but dislocation density increases causing device faults

Engineering Contradiction:
Improvecarrier mobilityVSAvoiddevice reliability
Core Design Contradiction:
SpeedVSReliability

Solution Approach 1:

The patent segments the semiconductor structure into distinct layers: a first crystalline semiconductor material layer, a second crystalline semiconductor material layer with different lattice constant, and an intermediate layer between them. This segmentation allows each layer to be optimized independently, enabling high carrier mobility in the channel layer while managing dislocation density through the intermediate layer design.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent introduces an intermediate layer between the first and second crystalline semiconductor material layers. This intermediate layer acts as a mediator that gradually transitions between the two different lattice constants, reducing the abrupt lattice mismatch and thereby minimizing dislocation density while preserving the high carrier mobility benefits of the lattice-mismatched structure.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Manufacturing precision

If CMP is used to smooth the surface of lattice-mismatched semiconductor materials, then surface roughness is reduced, but surface impurities are introduced

Engineering Contradiction:
Improvesurface smoothnessVSAvoidsurface impurities
Core Design Contradiction:
Manufacturing precisionVSObject-generated harmful factors

Solution Approach 1:

The patent performs preliminary surface preparation by forming the semiconductor layers with controlled growth conditions that inherently produce smoother surfaces, reducing the need for aggressive CMP processing. The epitaxial growth parameters are optimized to minimize surface roughness before any polishing steps, thereby limiting impurity introduction while achieving the required surface smoothness for device fabrication.

Inventive Principle:
Principle #10Preliminary action

3Object-generated harmful factors

If cleaning is performed on polished surfaces during preparation, then surface impurities are removed, but surface smoothness is impaired

Engineering Contradiction:
Improvesurface impurity removalVSAvoidsurface smoothness
Core Design Contradiction:
Object-generated harmful factorsVSManufacturing precision

Solution Approach 1:

The patent carefully controls the parameters of cleaning processes applied to the semiconductor surfaces. By adjusting cleaning temperature, duration, and chemical composition within optimized ranges, the patent achieves effective impurity removal while minimizing the degradation of surface smoothness. This parameter optimization allows the surface to maintain adequate quality for subsequent device fabrication steps.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach effectively reduces dislocation density and surface roughness, enabling the fabrication of high-quality, low-defect semiconductor materials suitable for advanced device applications, including CMOS technology, while maintaining compatibility with silicon-based integration and minimizing thermal budgets.

Implementation Method 1

planarized heteroepitaxial regions heated under selected conditions suitable for device fabrication

Methodology Applied
Scientific EffectThermal energy: Heating

Implementation Method 2

Aspect Ratio Trapping (ART) techniques to confine crystalline growth within high aspect ratio openings, trapping defects at the sidewalls

Methodology Applied
Scientific EffectPhysical confinement: Physical Containment

Implementation Method 3

improved epitaxial growth or structures may occur over a planarized surface including a semiconductor crystalline material

Methodology Applied
Scientific EffectEpitaxy: Epitaxy

Data Source

PatentUS9984872B2Fabrication and structures of crystalline material
Publication Date: 2018.05.29 TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD
  • US9984872B2 patent drawing
  • US9984872B2 patent drawing
  • US9984872B2 patent drawing

AI summary

A surface of the first semiconductor crystalline material has a reduced roughness. A semiconductor device includes a low defect, strained second semiconductor crystalline material over the surface of the first crystalline material. A surface of the strained second semiconductor crystalline material has a reduced roughness. One example includes obtaining a surface with reduced roughness by creating process parameters that reduce impurities at an interfacial boundary between the first and second semiconductor crystalline materials. In one embodiment, the first semiconductor crystalline material can be confined by an opening in an insulator having an aspect ratio sufficient to trap defects using Aspect Ratio Trapping techniques.