Compound Semiconductor Polishing via Electrochemical Etching

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Solution Overview

Problem

Current methods for planarizing the surface of compound semiconductor substrates, particularly those containing Ga, are inefficient in achieving high surface accuracy within a practical time frame, and existing polishing tools tend to scratch the substrate due to burrs and surface irregularities, requiring frequent and costly catalyst replacements.

Innovation Solution

A polishing method involving a polishing pad with an electrically conductive member, used in conjunction with weak acid water or electrolytic ion water, where the substrate and pad are moved relative to each other, and light or voltage is applied to enhance polishing efficiency, allowing for real-time damage level monitoring using photocurrent, photoluminescence, or Raman light-type systems.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If chemical mechanical polishing (CMP) is used to planarize the surface of compound semiconductor substrates, then surface flatness is improved, but polishing time becomes excessively long and surface damage occurs

Engineering Contradiction:
Improvesurface flatnessVSAvoidpolishing time
Core Design Contradiction:
Manufacturing precisionVSLoss of time

Solution Approach 1:

The invention changes the chemical environment parameters by using specific aqueous solutions (hydrofluoric acid, nitric acid, sulfuric acid, phosphoric acid, or their mixtures) and controls pH, temperature, and concentration parameters to achieve optimal polishing rates. This allows faster material removal while maintaining surface quality, resolving the time-flatness contradiction

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The invention replaces traditional mechanical CMP with a chemical etching-based polishing method. By using chemical reactions to remove material instead of mechanical abrasion, the process achieves planarization without the excessive time requirements and surface damage associated with mechanical polishing

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

2Productivity

If traditional polishing tools with catalysts are used, then polishing efficiency is improved, but surface irregularities and burrs scratch the substrate requiring frequent catalyst replacement

Engineering Contradiction:
Improvepolishing efficiencyVSAvoidsurface quality
Core Design Contradiction:
ProductivityVSReliability

Solution Approach 1:

The invention extracts and removes the problematic catalyst component from the polishing tool. By eliminating the catalyst that generates surface irregularities and burrs, the method prevents substrate scratching while maintaining polishing efficiency through chemical etching in aqueous solutions

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

Instead of using expensive catalysts that require frequent replacement due to degradation and surface damage, the invention employs disposable aqueous chemical solutions that can be easily replaced. This eliminates the reliability issues associated with catalyst degradation while maintaining cost-effectiveness

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

3Productivity

If catalysts are attached to polishing tool surfaces to enhance polishing, then polishing rate increases, but catalyst cost and replacement frequency increase

Engineering Contradiction:
Improvepolishing rateVSAvoidcatalyst cost
Core Design Contradiction:
ProductivityVSLoss of substance

Solution Approach 1:

The invention replaces expensive, long-lived catalysts with inexpensive, easily replaceable aqueous chemical solutions. The solutions (hydrofluoric acid, nitric acid, sulfuric acid, phosphoric acid, or their mixtures) are cheap and can be disposed of or replenished without significant cost, eliminating the economic burden of catalyst replacement

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

Solution Approach 2:

The invention substitutes mechanical catalyst-based polishing with chemical etching using aqueous solutions. This eliminates the need for expensive catalyst materials while achieving enhanced polishing rates through controlled chemical reactions

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach enables high-accuracy surface flattening of compound semiconductor substrates within a shorter time, reduces scratching, and allows for cost-effective and durable polishing by replacing only the catalyst pad, while preventing surface irregularities from being transferred to the substrate.

Implementation Method 1

polishing a surface of a substrate made of a compound semiconductor containing either one of Ga, Al, and In by relatively moving the surface of the substrate and a surface of a polishing pad having an electrically conductive member in an area of the surface which is held in contact with the substrate, while holding the surface of the substrate and the surface of the polishing pad in contact with each other, in the presence of weak acid water, water with air dissolved therein, or electrolytic ion water

Methodology Applied
Scientific EffectElectrochemical reaction:

Implementation Method 2

The surface of the substrate (workpiece) is irradiated with light, preferably ultraviolet light, or a voltage is applied between the substrate and the solid catalyst, to promote oxidization of the surface for an increasing machining rate

Methodology Applied
Scientific EffectPhoto-oxidation: Photo-oxidation

Implementation Method 3

measuring a damage level of the surface of the substrate with at least one of damage level measuring systems including a photocurrent-type damage level measuring system for measuring a damage level of the surface of the substrate by measuring the value of a current flowing through a conductive line connecting the substrate and a metal wire on the polishing tool when excitation light is applied to the surface of the substrate

Methodology Applied
Scientific EffectPhotoelectric effect: Photoelectric Effect

Implementation Method 4

a photoluminescence-light-type damage level measuring system for measuring a damage level of the surface of the substrate by measuring photoluminescence light emitted from the surface of the substrate when excitation light is applied to the surface of the substrate

Methodology Applied
Scientific EffectPhotoluminescence: Photoluminescence

Implementation Method 5

a Raman-light-type damage level measuring system for measuring a damage level of the surface of the substrate by measuring Raman light included in reflected light from the surface of the substrate when visible monochromatic light is applied to the surface of the substrate

Methodology Applied
Scientific EffectRaman scattering:

Data Source

PatentUS8912095B2Polishing method, polishing apparatus and polishing tool
Publication Date: 2014.12.16 EBARA CORP
  • US8912095B2 patent drawing
  • US8912095B2 patent drawing
  • US8912095B2 patent drawing

AI summary

A polishing method and a polishing apparatus finish a surface of a substrate of a compound semiconductor containing an element such as Ga or the like to a desired level of flatness, so that the surface can be flattened with high surface accuracy within a practical processing time. In the presence of water, such as weak acid water, water with air dissolved therein, or electrolytic ion water, the surface of the substrate made of a compound semiconductor containing either one of Ga, Al, and In and a surface of a polishing pad having an electrically conductive member in an area of the surface which is held in contact with the substrate) are relatively moved while being held in contact with each other, thereby polishing the surface of the substrate.