Si Optical Waveguide Stepwise Tapered Light Input Output Part

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Solution Overview

Problem

Current methods for manufacturing Si optical waveguides face challenges in dimensional accuracy and complexity, particularly in spot-size converters, leading to variations in coupling efficiency and polarization dependence.

Innovation Solution

A method involving wet etching of single-crystalline Si using an alkaline solution, where the (111) plane acts as an etch-stop plane, simplifies the process and reduces dimensional variations by forming terraced or tapered patterns, resulting in a Si optical waveguide with improved reproducibility and reduced polarization dependence.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If conventional manufacturing methods are used for Si optical waveguides, then the process can be implemented with standard techniques, but dimensional accuracy and manufacturing precision deteriorate due to variations in coupling efficiency and polarization dependence

Engineering Contradiction:
Improvedimensional accuracyVSAvoidprocess complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent changes the etching parameters by using wet etching with alkaline solution instead of conventional dry etching methods. This parameter change exploits the anisotropic etching characteristics of silicon crystal structures, where the etching rate differs significantly between crystal planes, enabling precise control of waveguide dimensions and reducing manufacturing variations

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent replaces mechanical/dry etching processes with chemical wet etching methods. This substitution allows the chemical reaction to selectively remove material based on crystal plane orientation, achieving superior dimensional accuracy without the limitations of mechanical etching control

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

2Reliability

If spot-size converters are manufactured with conventional methods, then the basic structure can be formed, but coupling efficiency varies and polarization dependence increases

Engineering Contradiction:
Improvecoupling efficiencyVSAvoidpolarization independence
Core Design Contradiction:
ReliabilityVSEase of operation

Solution Approach 1:

The patent applies local quality by creating specific crystal plane orientations at critical locations within the spot-size converter structure. The (111) planes are strategically positioned at the output face to provide uniform light coupling characteristics, while other regions maintain different orientations to achieve the desired size transformation, thereby improving coupling efficiency and reducing polarization dependence

Inventive Principle:
Principle #3Local quality

3Productivity

If the (111) plane is used as etch-stop plane in wet etching, then manufacturing yield and dimensional accuracy improve, but the process requires precise control of etching conditions

Engineering Contradiction:
Improvemanufacturing yieldVSAvoidetching condition control
Core Design Contradiction:
ProductivityVSMeasurement precision

Solution Approach 1:

The patent employs self-service by utilizing the inherent self-limiting nature of anisotropic wet etching. The etching process automatically stops when it encounters the (111) crystal planes, which etch extremely slowly, creating natural etch-stop planes without requiring external control mechanisms. This self-regulating property simplifies process control while achieving high manufacturing yield and dimensional accuracy

Inventive Principle:
Principle #25Self-service

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The method enhances the manufacturing yield and dimensional accuracy of optical devices, allowing for efficient light coupling and reduced radiation loss, while maintaining polarization independence.

Implementation Method 1

A method involving wet etching of single-crystalline Si using an alkaline solution

Methodology Applied
Scientific EffectWet etching:

Implementation Method 2

where the (111) plane acts as an etch-stop plane, simplifies the process and reduces dimensional variations by forming terraced or tapered patterns

Methodology Applied
Scientific EffectAnisotropic etching:

Data Source

PatentUS9869815B2Optical device having a stepwise or tapered light input/output part and manufacturing method therefor
Publication Date: 2018.01.16 OKI ELECTRIC INDUSTRY CO LTD
  • US9869815B2 patent drawing
  • US9869815B2 patent drawing
  • US9869815B2 patent drawing

AI summary

An optical device includes an optical waveguide provided on a principal surface of a substrate. The optical waveguide includes a core and a cladding provided around the core. The cladding is configured by a substance having a refractive index smaller than 71.4% of the refractive index of the core. The core has constituent atoms substantially forming a diamond lattice structure. The optical waveguide has a light input/output part through which a light beam is input and/or output. The light input/output part decreases stepwise in thickness towards an output end while tapering down in its width. The core is provided in the light input/output part to have a (111) plane or an equivalent plane to the (111) plane exposed on a face of a riser of the stepwise thickness of the light input/output part.