SiC Epitaxial Substrate Defect Control via CMP

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Solution Overview

Problem

Existing silicon carbide semiconductor devices face challenges in manufacturing due to the formation of annular defects caused by threading dislocations during the polishing process, which affect the reliability and surface quality of the epitaxial substrates.

Innovation Solution

A silicon carbide epitaxial substrate with a 4H polytype and a {0001} plane or a plane inclined by less than 5° is used, featuring arc-shaped or annular basal plane dislocations and threading dislocations, with a specific distribution and density of defects to minimize annular defects, and a method involving mechanical and chemical mechanical polishing to control defect formation.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If mechanical polishing is performed on silicon carbide substrate to improve surface quality, then surface roughness is reduced, but annular defects are formed due to threading dislocations

Engineering Contradiction:
Improvesurface qualityVSAvoidannular defects
Core Design Contradiction:
Manufacturing precisionVSObject-generated harmful factors

Solution Approach 1:

The patent applies chemical mechanical polishing instead of conventional mechanical polishing, changing the polishing mechanism from purely mechanical to a combination of chemical and mechanical actions. This parameter change in the polishing process enables effective removal of annular defects while maintaining surface quality, resolving the contradiction between surface quality improvement and defect formation

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent introduces a chemical component as an intermediary in the polishing process. The chemical agent interacts with the threading dislocations and annular defects, facilitating their removal during polishing. This intermediary substance enables the polishing process to address defects that would otherwise be difficult to remove mechanically

Inventive Principle:
Principle #24Intermediary (Mediator)

2Productivity

If conventional polishing methods are used to reduce surface roughness, then manufacturing efficiency is improved, but reliability decreases due to scratch formation

Engineering Contradiction:
Improvemanufacturing efficiencyVSAvoiddevice reliability
Core Design Contradiction:
ProductivityVSReliability

Solution Approach 1:

The patent changes the polishing method from mechanical to chemical mechanical, fundamentally altering the material removal mechanism. This parameter change enables the process to achieve both high manufacturing efficiency and high reliability by eliminating scratch formation while maintaining productive throughput

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent replaces the purely mechanical polishing system with a chemical mechanical polishing system. By substituting mechanical action with a combination of chemical and mechanical actions, the process achieves superior surface quality and device reliability without sacrificing manufacturing efficiency

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

3Stability of the object's composition

If threading dislocations are present in the epitaxial film to maintain area density above 50 cm−2, then crystal structure is stabilized, but annular defect density increases

Engineering Contradiction:
Improvecrystal structure stabilityVSAvoidannular defect density
Core Design Contradiction:
Stability of the object's compositionVSObject-generated harmful factors

Solution Approach 1:

The patent converts the harmful effect of threading dislocations (which generate annular defects) into a beneficial process feature. By using chemical mechanical polishing, the threading dislocations serve as indicators for targeted defect removal, allowing the process to selectively eliminate annular defects while preserving the necessary threading dislocation density for crystal stability

Inventive Principle:
Principle #22Blessing in disguise (Convert harm into benefit)

Solution Approach 2:

The patent changes the defect removal mechanism through chemical mechanical polishing, enabling selective removal of annular defects while preserving threading dislocations. This parameter change in the polishing process allows simultaneous maintenance of crystal structure stability and reduction of harmful annular defect density

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The approach reduces the area density ratio of annular defects to threading dislocations, enhancing the reliability and surface quality of silicon carbide semiconductor devices by minimizing scratch formation and maintaining a low surface roughness.

Implementation Method 1

a silicon carbide epitaxial film and a silicon carbide substrate. The silicon carbide epitaxial film is on the silicon carbide substrate. The silicon carbide substrate and the silicon carbide epitaxial film have a polytype of 4H

Methodology Applied
Scientific EffectEpitaxy: Epitaxy

Implementation Method 2

a method involving mechanical and chemical mechanical polishing to control defect formation

Methodology Applied
Scientific EffectMechanical polishing: Abrasion

Data Source

PatentUS10526699B2Silicon carbide epitaxial substrate and method for manufacturing silicon carbide semiconductor device
Publication Date: 2020.01.07 MITSUMI ELECTRIC CO LTD
  • US10526699B2 patent drawing
  • US10526699B2 patent drawing
  • US10526699B2 patent drawing

AI summary

A silicon carbide epitaxial film has a plurality of arc-shaped or annular basal plane dislocations and a plurality of threading dislocations. The plurality of threading dislocations have a first threading dislocation which is surrounded by the plurality of basal plane dislocations and a second threading dislocation which is not surrounded by the plurality of basal plane dislocations, when viewed from a direction perpendicular to a main surface. The plurality of basal plane dislocations and the first threading dislocation constitute an annular defect. An area density of the plurality of threading dislocations in the main surface is more than or equal to 50 cm−2. A value obtained by dividing an area density of the annular defect when viewed from the direction perpendicular to the main surface by the area density of the plurality of threading dislocations in the main surface is more than or equal to 0.00002 and less than or equal to 0.004.