Carbon-Coated Silicon Particles to Limit Anode Volume Expansion

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Solution Overview

Problem

Lithium-ion batteries face challenges with the low electrochemical capacity and mechanical stress of graphitic carbon anodes, and the high volume changes and irreversible capacity loss of silicon anodes, which limit their energy density and cycling stability.

Innovation Solution

Producing nonaggregated carbon-coated silicon particles through thermal treatment and carbonization of a dry mixture containing silicon particles and polymeric carbon precursors in an oxidative atmosphere, resulting in particles with a high silicon content and a thin, impermeable carbon coating that enhances cohesion and adhesion.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Quantity of substance

If silicon particles are used as anode material to increase electrochemical capacity, then capacity increases, but volume changes up to 300% cause mechanical stress and electrode destruction

Engineering Contradiction:
Improveelectrochemical capacityVSAvoidmechanical stability
Core Design Contradiction:
Quantity of substanceVSStrength

Solution Approach 1:

A thin carbon coating layer is formed on the silicon particle surface through thermal treatment and carbonization. This flexible shell accommodates the volume expansion of silicon during lithiation while maintaining structural integrity, preventing electrode destruction despite the 300% volume change.

Inventive Principle:
Principle #30Flexible shells and thin films

Solution Approach 2:

The anode is designed as a composite structure combining silicon particles with carbon coating and conductive carbon matrix. This composite material leverages the high capacity of silicon while the carbon components provide mechanical stability and electrical conductivity, resolving the contradiction between capacity and strength.

Inventive Principle:
Principle #40Composite materials

2Strength

If carbon coating is applied to silicon particles to reduce volume change impact, then mechanical stability improves, but particle aggregation occurs reducing effectiveness

Engineering Contradiction:
Improvemechanical stabilityVSAvoidparticle dispersion
Core Design Contradiction:
StrengthVSStability of the object's composition

Solution Approach 1:

The carbonization temperature is precisely controlled within 800-1200°C to optimize the carbon coating properties. At this temperature range, the carbon forms a thin, conformal coating that provides mechanical stability without excessive adhesion that would cause aggregation, maintaining particle dispersion while improving strength.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The carbon coating is applied locally as a thin layer on the silicon particle surface rather than as a thick bulk coating. This local application provides mechanical protection where needed while minimizing inter-particle adhesion, preventing aggregation and maintaining dispersion stability.

Inventive Principle:
Principle #3Local quality

3Reliability

If carbon coating is applied to protect silicon surface from electrolyte reaction, then capacity retention improves, but carbon content increases reducing silicon availability

Engineering Contradiction:
Improvecapacity retentionVSAvoidsilicon content
Core Design Contradiction:
ReliabilityVSQuantity of substance

Solution Approach 1:

A thin carbon coating layer is formed on the silicon particle surface through thermal treatment and carbonization. This protective shell prevents direct contact between silicon and electrolyte, reducing SEI formation and irreversible lithium loss, while the thinness ensures minimal silicon content reduction.

Inventive Principle:
Principle #30Flexible shells and thin films

Solution Approach 2:

The carbon coating is applied to a limited extent (thin layer) rather than completely encapsulating the particles. This partial coating provides sufficient protection against electrolyte reaction and capacity fading while leaving the majority of silicon exposed and available for electrochemical reactions.

Inventive Principle:
Principle #16Partial or excessive action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The carbon-coated silicon particles achieve high initial reversible capacities and stable electrochemical behavior with minimal capacity fading in subsequent cycles, improving the energy density and cycling stability of lithium-ion batteries.

Implementation Method 1

thermal treatment and carbonization of a dry mixture comprising silicon particles and one or more polymeric carbon precursors

Methodology Applied
Scientific EffectCarbonization: Pyrolysis

Implementation Method 2

The thermal treatment may include an oxidative atmosphere at a temperature of 200 to 400° C.

Methodology Applied
Scientific EffectOxidation: Oxidation

Data Source

PatentUS20230299271A1Carbon-coated silicon particles for lithium batteries
Publication Date: 2023.09.21 WACKER CHEMIE AG
  • US20230299271A1 patent drawing

AI summary

Non-aggregated carbon-coated silicon particles are prepared, which have average particle diameters d50 of 1 to 15 μm and contain ≤10 wt. % carbon and ≥90 wt. % silicon relative to the total weight of the carbon-coated silicon particles, by treating dry mixtures containing silicon particles and one or more polymeric carbon precursors, which contain one or more oxygen atoms and one or more heteroatoms selected from the group consisting of nitrogen, sulfur and phosphorus, in oxidative atmosphere at a temperature of 200 to 400° C. (thermal treatment) and subsequently performing carbonization in inert atmosphere.