Silicon-Rich Silicon Nitride Cladding for Smooth Electro-Optic Waveguides

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Solution Overview

Problem

The challenge of achieving smooth sidewalls in electro-optic material waveguides during etching, particularly for lithium niobate crystals, which affects optical coupling efficiency, and the limitations of silicon-rich silicon nitride in lacking electro-optic effects and rough sidewall repair.

Innovation Solution

A compound waveguide structure with a silicon-rich silicon nitride cladding encapsulating an electro-optic material core, utilizing refractive index matching and a preparation method that includes dry etching and planarization to form a smooth cladding structure.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If dry etching is used to form electro-optic material waveguides, then waveguide structures can be formed, but rough sidewalls are created that cannot be improved by adjusting etching parameters

Engineering Contradiction:
Improvesidewall smoothnessVSAvoidetching process complexity
Core Design Contradiction:
Manufacturing precisionVSEase of manufacture

Solution Approach 1:

The waveguide structure is divided into two functional parts: a core region made of electro-optic material and a cladding region made of silicon-rich silicon nitride. This segmentation allows each material to be optimized for its specific function while avoiding the need to achieve perfect sidewall smoothness in the entire waveguide structure through a single etching process.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

Silicon-rich silicon nitride is introduced as an intermediary cladding material that can be deposited conformally to fill in the rough sidewalls of the etched electro-optic material core. This intermediary layer acts as a mediator that masks the surface roughness and provides a smooth outer surface for optical coupling.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Manufacturing precision

If chemical mechanical polishing is used to smooth etched sidewalls, then surface smoothness can be improved, but densely stacked gap structures cannot be restored to smooth sidewalls

Engineering Contradiction:
Improvesidewall smoothnessVSAvoidstructure density
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

Instead of attempting to permanently modify the electro-optic material sidewalls through complex polishing processes, the patent uses a deposited cladding layer that provides the necessary smooth surface. This cladding layer can be removed or modified independently if needed, making the process more flexible and less damaging to the underlying structure.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

Solution Approach 2:

The waveguide is constructed as a composite structure combining electro-optic material (for nonlinear optical effects) with silicon-rich silicon nitride (for structural support and smooth outer surface). This composite approach allows each material to contribute its strengths while compensating for the weaknesses of the other.

Inventive Principle:
Principle #40Composite materials

3Ease of manufacture

If traditional silicon-based waveguides are used, then mature CMOS processes can be utilized, but electro-optic effects and second-order nonlinear effects are lacking

Engineering Contradiction:
ImproveCMOS compatibilityVSAvoidelectro-optic functionality
Core Design Contradiction:
Ease of manufactureVSAdaptability or versatility

Solution Approach 1:

The electro-optic functionality is localized to the core region where the electro-optic material is deposited, while the cladding region uses standard silicon-rich silicon nitride that is compatible with CMOS processes. This local quality differentiation allows the system to achieve both CMOS manufacturability and enhanced electro-optic functionality where needed.

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The patent creates a hybrid waveguide structure that combines materials with different properties: electro-optic material provides the desired optical functionality while silicon-rich silicon nitride provides structural integrity and CMOS compatibility. This composite material approach enables simultaneous achievement of manufacturability and functionality.

Inventive Principle:
Principle #40Composite materials

4Reliability

If refractive index matching is achieved between cladding and core, then optical coupling efficiency is improved, but material selection becomes more constrained

Engineering Contradiction:
Improveoptical coupling efficiencyVSAvoidmaterial selection flexibility
Core Design Contradiction:
ReliabilityVSAdaptability or versatility

Solution Approach 1:

The patent changes the compositional parameters of the silicon-rich silicon nitride cladding material to adjust its refractive index. By varying the silicon content in the silicon nitride, the refractive index can be tuned to match that of the electro-optic material core, thereby optimizing optical coupling efficiency without constraining the choice of electro-optic material.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The method achieves smooth sidewalls without grinding, reduces etching difficulty, and enables efficient optical coupling, suitable for large-scale nonlinear optoelectronic chips compatible with CMOS technology.

Implementation Method 1

employing a silicon-rich silicon nitride cladding to achieve refractive index matching with the electro-optic material core, enabling the preparation of a cladding-core compound waveguide structure

Methodology Applied
Scientific EffectRefractive index matching: Refraction

Data Source

PatentUS20250271726A1Compound waveguide structure with electro-optic material core, preparation method, and use thereof
Publication Date: 2025.08.28 TROE PHOTONICS HANGZHOU LTD
  • US20250271726A1 patent drawing
  • US20250271726A1 patent drawing
  • US20250271726A1 patent drawing

AI summary

Provided are a compound waveguide structure with an electro-optic material core, a preparation method and use thereof. The compound waveguide structure comprises a silicon substrate layer, an insulator, and a silicon-rich silicon nitride cladding structure from bottom to top. The silicon-rich silicon nitride cladding structure is formed by encapsulating an electro-optic material core within a silicon-rich silicon nitride layer. The material of the electro-optic material core is characterized by its ability to alter the refractive index in directionally applied electric fields. This compound waveguide structure can reduce sidewall roughness caused by etching processes. The method features simple preparation, low environmental requirements, and cost-effectiveness, making it applicable to the preparation of optoelectronic chips with various optoelectronic device structures.