Sliding Surface Roughness Control for Precise Lubricated Friction

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Solution Overview

Problem

Existing methods for estimating sliding friction between lubricated sliding surfaces, such as those in tapered roller bearings, are imprecise when using root-mean-square roughness or arithmetic mean roughness parameters, especially for surfaces with biased height distributions, leading to inaccurate friction prediction.

Innovation Solution

A friction design method and surface roughness control method that utilize core portion level differences and reduced peak heights as parameters to calculate target surface roughness values, allowing for precise estimation and control of sliding friction by correlating friction coefficients with oil film parameters, specifically using two-dimensional or three-dimensional roughness parameters like Rk and Rpk.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Device complexity

If root-mean-square roughness or arithmetic mean roughness parameters are used to estimate sliding friction, then the estimation process is simple, but the estimation precision is low especially for surfaces with biased height distributions

Engineering Contradiction:
Improveestimation process complexityVSAvoidfriction estimation precision
Core Design Contradiction:
Device complexityVSMeasurement precision

Solution Approach 1:

The patent changes the roughness parameters from conventional root-mean-square (Rq) or arithmetic mean (Ra) to core portion level difference (Rk) and reduced peak height (Rpk). These parameter changes enable accurate representation of surfaces with biased height distributions, significantly improving friction estimation precision while maintaining reasonable process complexity

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent introduces a new dimensional approach by using Rk and Rpk parameters that separately characterize the core portion and peak portions of surface roughness. This dimensional separation allows for more precise friction estimation by independently evaluating different aspects of surface topology rather than using single-value parameters

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

2Ease of manufacture

If conventional roughness parameters are used, then the measurement and control methods are simple, but the surface roughness management accuracy is insufficient for precise friction control

Engineering Contradiction:
Improvemeasurement and control simplicityVSAvoidsurface roughness control precision
Core Design Contradiction:
Ease of manufactureVSManufacturing precision

Solution Approach 1:

The patent replaces conventional single-parameter roughness specifications (Rq, Ra) with a multi-parameter system (Rk, Rpk). This enables precise control of surface roughness characteristics that directly affect friction, allowing manufacturers to target specific surface profiles optimized for low friction while maintaining manufacturability

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent substitutes empirical, trial-and-error surface roughness control with a theoretically-founded methodology based on oil film parameter calculations. By correlating Rk and Rpk values with predicted friction coefficients, the system replaces mechanical guesswork with scientific prediction, improving manufacturing precision

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

3Loss of energy

If high-viscosity lubricating oil is used to increase oil film thickness, then friction in low rotation range is reduced, but fuel consumption increases and viscosity reduction trends cannot be followed

Engineering Contradiction:
Improvefriction lossVSAvoidfuel consumption
Core Design Contradiction:
Loss of energyVSUse of energy by moving object

Solution Approach 1:

The patent changes the approach from modifying lubricant viscosity to modifying surface roughness parameters. By optimizing Rk and Rpk values, the system achieves low friction performance with low-viscosity lubricants, aligning with fuel efficiency trends while eliminating the need to compromise on viscosity for friction reduction

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent introduces surface roughness parameters (Rk, Rpk) as an intermediary between the sliding surfaces and the lubricant. Instead of relying on high-viscosity oil to bridge surface asperities, the optimized surface parameters enable effective lubrication with low-viscosity oil, reducing both friction and fuel consumption simultaneously

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

Enables high-precision estimation and control of sliding friction between lubricated sliding surfaces, improving the accuracy of friction prediction and surface roughness management in sliding mechanisms, particularly in tapered roller bearings.

Implementation Method 1

making the lubrication conditions between the mutual sliding surfaces of the roller head portions and the large flange portion transition to the hydrodynamic lubrication, in which the sliding surfaces are separated from each other by oil film

Methodology Applied
Scientific EffectHydrodynamic lubrication: Lubrication

Implementation Method 2

uses a level difference Rk of a core portion or Rk+Rpk, which is a sum of the level difference Rk of a core portion and a reduced peak height Rpk, as a parameter representing surface roughness

Methodology Applied
Scientific EffectSurface roughness measurement:

Data Source

PatentUS11586787B2Friction design method and surface roughness control method for sliding member and production method for sliding mechanism
Publication Date: 2023.02.21 NSK LTD
  • US11586787B2 patent drawing
  • US11586787B2 patent drawing
  • US11586787B2 patent drawing

AI summary

Provided is a friction design method capable of estimating sliding friction generated between mutual sliding surfaces of two sliding members lubricated with lubricant with high precision. The friction design method sets a friction coefficient μ in a sliding surface model corresponding to mutual sliding surfaces of two sliding members (2 and 3) lubricated with lubricant (step S1), and, based on a correlation between the friction coefficient μ and an oil film parameter (Λ(Rk) or Λ(Rk+Rpk)) calculated using a core portion level difference (Rk) or a sum of the core portion level difference (Rk) and reduced peak height (Rpk) as a parameter representing surface roughness in the sliding surface model (step S2), sets a target value for surface roughness of the sliding surfaces required to be controlled as a product (steps S3 to S6).