Smart Meter Phase Identification Using Constrained Clustering

Resolve Bottlenecks,
Find Innovative Solutions
Generate Solutions

Solution Overview

Problem

Current methods for phase identification in electric power distribution systems are inaccurate due to phasing errors, computational complexity, and high costs associated with equipment installation, especially when dealing with distributed energy resources and changing network connectivity.

Innovation Solution

A phase identification algorithm using constrained k-means clustering of smart meter data, which extracts features from voltage time series and applies clustering techniques to accurately identify phase connectivity without the need for expensive equipment, leveraging network connectivity information to avoid mislabeling and reduce computational workload.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If traditional phase identification methods are used, then equipment installation is required, but costs and device complexity increase

Engineering Contradiction:
Improvephase identification accuracyVSAvoidequipment installation complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent replaces physical measurement equipment (phase identification devices, sensors, and hardware installations) with a computational algorithm that processes smart meter data. The phase identification is achieved through software-based constrained k-means clustering rather than mechanical or electrical measurement devices, eliminating the need for additional physical equipment while maintaining identification accuracy.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent uses existing smart meter voltage time series data as a proxy for direct phase measurements. Instead of installing dedicated phase measurement equipment, the system copies and analyzes the electrical characteristics already being captured by smart meters, extracting phase connectivity information from existing data streams without requiring additional hardware.

Inventive Principle:
Principle #26Copying

2Measurement precision

If comprehensive phase identification is performed across the entire network, then accuracy improves, but computational complexity increases

Engineering Contradiction:
Improvephase identification accuracyVSAvoidcomputational complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent segments the phase identification problem by first grouping smart meters into clusters based on voltage time series similarity, then identifying phases at the cluster level rather than individually for each smart meter. This hierarchical segmentation reduces the computational scope from O(n) individual identifications to O(n/k) cluster-level identifications, where k is the number of clusters.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent applies partial action by using constrained clustering that leverages existing network connectivity information to guide the phase identification process. Instead of performing exhaustive analysis on all possible phase configurations, the algorithm uses constraints derived from known network topology to focus computational effort only on plausible phase assignments, reducing the search space significantly.

Inventive Principle:
Principle #16Partial or excessive action

3Reliability

If phase identification is performed frequently to capture changing network configurations, then reliability improves, but loss of time and computational resources increases

Engineering Contradiction:
Improvephase identification reliabilityVSAvoidcomputation time
Core Design Contradiction:
ReliabilityVSLoss of time

Solution Approach 1:

The patent performs preliminary action by pre-processing smart meter data to extract voltage time series features and organizing them for efficient clustering analysis. The constrained k-means algorithm pre-computes distance metrics and uses network connectivity information to establish initial constraints, so that when phase identification is triggered, the computational work is minimized and can be completed quickly even as network configurations change.

Inventive Principle:
Principle #10Preliminary action

Data Source

PatentUS11740274B2Phase identification in power distribution systems
Publication Date: 2023.08.29 RGT UNIV OF CALIFORNIA
  • US11740274B2 patent drawing
  • US11740274B2 patent drawing
  • US11740274B2 patent drawing

AI summary

Techniques for phase identification using feature-based clustering approaches are disclosed. Embodiments employ linear and nonlinear dimensionality reduction techniques to extract feature vectors from raw time series. In an embodiment, a constrained clustering algorithm separates smart meters into phase connectivity groups. Another embodiment clusters smart meter data, where voltage measurements are collected from smart meters and a SCADA system. Then, customer voltage time series are normalized and linear or nonlinear dimensionality reduction is applied to the normalized time series to extract key features. Next, constraints in the clustering process are defined by inspecting network connectivity data. Then, a constrained clustering method is applied to partition customers into clusters. Lastly, each clusters phase is identified by solving a minimization problem. In another embodiment, a machine learning algorithm generalizes a subset of phase connectivity measurements to a distribution network, the algorithm being an extension of a Mapper algorithm in topological data analysis.