Soft Gelatin Capsule Wall Stability via Sub-Stoichiometric HPBCD

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Solution Overview

Problem

Soft gelatin capsules face challenges with the degradation of active ingredients due to oxygen and moisture exposure, leading to instability and color changes during storage, despite existing attempts using cyclodextrins which have shown modest results in protecting against these phenomena.

Innovation Solution

Incorporating hydroxypropyl beta cyclodextrin (HPBCD) in the capsular wall in sub-stoichiometric amounts (less than 10% by weight) in combination with specific plasticizers like sorbitol and glycerol, forming a synergy that stabilizes the capsule by reducing hygroscopy and protecting the active ingredient from degradation.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If soft gelatin capsules are formulated with conventional gelatin walls, then the capsules provide proper encapsulation and release properties, but the active ingredient degrades due to oxygen and moisture permeability

Engineering Contradiction:
Improvestability of active ingredientVSAvoidoxidation and hydrolysis
Core Design Contradiction:
ReliabilityVSObject-affected harmful factors

Solution Approach 1:

Hydroxypropyl beta cyclodextrin acts as an intermediary substance incorporated into the gelatin wall at sub-stoichiometric amounts (less than 10% by weight). This cyclodextrin forms inclusion complexes with the active ingredient at the wall interface, creating a protective barrier that reduces oxygen and moisture permeability while maintaining the gelatin wall's fundamental encapsulation and release properties

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The capsule wall is formulated as a composite material combining gelatin with hydroxypropyl beta cyclodextrin. This composite structure leverages the film-forming and encapsulation properties of gelatin alongside the inclusion complexation and stability-enhancing properties of cyclodextrin, creating a wall that simultaneously provides proper release characteristics and protection against degradation

Inventive Principle:
Principle #40Composite materials

2Reliability

If cyclodextrins are added to protect active ingredients from degradation, then some protection is achieved, but the capsules still show color variation and modest stability improvement

Engineering Contradiction:
Improveprotection from degradationVSAvoidcolor stability
Core Design Contradiction:
ReliabilityVSStability of the object's composition

Solution Approach 1:

The amount of cyclodextrin is precisely controlled to be sub-stoichiometric (less than 10% by weight of the wall), which is below the threshold needed to form complete inclusion complexes. This parameter optimization prevents the cyclodextrin from undergoing oxidative degradation itself (which would cause color changes) while still providing sufficient protection to the active ingredient at the wall interface

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The cyclodextrin is strategically positioned and concentrated at the gelatin wall interface where contact with the active ingredient occurs. This localized placement provides maximum protective effect precisely where degradation would occur, while minimizing the total amount of cyclodextrin in the system and reducing the risk of cyclodextrin-related color instability

Inventive Principle:
Principle #3Local quality

3Strength

If the capsular wall absorbs moisture from the environment, then the capsule maintains flexibility, but the active ingredient degrades due to increased moisture exposure

Engineering Contradiction:
Improveflexibility of capsular wallVSAvoidmoisture exposure
Core Design Contradiction:
StrengthVSObject-affected harmful factors

Solution Approach 1:

Hydroxypropyl beta cyclodextrin serves as an intermediary layer within the gelatin wall that reduces moisture permeability. The cyclodextrin's hydrophobic cavity and structured arrangement create a barrier that limits water vapor transmission while preserving the gelatin matrix's flexibility and elastic properties

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The moisture permeability of the gelatin wall is modified by incorporating cyclodextrin, which changes the wall's barrier properties without fundamentally altering its mechanical characteristics. The sub-stoichiometric amount ensures the gelatin matrix remains continuous and flexible while the cyclodextrin provides enhanced moisture resistance

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach significantly reduces color variation and weight increase in capsules, ensuring enhanced stability and preventing the formation of non-neutral degradation products, even under stressful storage conditions, thereby maintaining the integrity of the active ingredients like diclofenac and tadalafil.

Implementation Method 1

Cyclodextrins form a cage-like supramolecular structure, whose cavity can host the active ingredient molecule; the resulting complex, externally hydrophilic due to the numerous hydroxyl functions of the cyclodextrin, allows to bring in an aqueous solution the molecule of the active ingredient which, in the absence of cyclodextrin, would be water-insoluble or slightly soluble

Methodology Applied
Scientific EffectInclusion complexation: Solvation

Implementation Method 2

All soft gelatin capsules show a certain permeability to oxygen, and a certain propensity to absorb moisture from the environment

Methodology Applied
Scientific EffectPermeation: Permeation

Implementation Method 3

The aforesaid phenomena can involve various problems, including an undesired exposure of the active ingredient to environmental factors (air, oxygen, moisture) with possible formation of degradation products

Methodology Applied
Scientific EffectOxidation: Oxidation

Data Source

PatentEP3579880B1Soft gelatin capsules containing hydroxypropyl beta cyclodextrin with high stability
Publication Date: 2024.07.03 ALTERGON SA

AI summary

New soft gelatin capsules highly protected against the degradation of the active ingredient contained therein and highly resistant to hydration are described. The capsular wall is characterized by containing hydroxypropyl beta cyclodextrin in low quantity with respect to the weight of the wall and sub-stoichiometric with respect to that necessary for complexing the drug contained within the capsule. The new capsules are storage-stable, avoid the development of active ingredient by-products and maintain a high weight constancy, i.e. low hygroscopy.