Solvent-Assisted Continuous Emulsification for Polyester Latex

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Solution Overview

Problem

Current processes for producing polyester resin emulsions used in toners are time-consuming, energy-intensive, and environmentally unfriendly, with batch processes facing challenges in scalability and consistency due to variations in resin acid value and solvent usage, and solventless processes leading to incomplete conversion and polymer degradation.

Innovation Solution

A solvent-assisted continuous process involving the use of an extruder to form a pre-blend mixture of polyester resin with a plasticizer and neutralizing agent, followed by surfactant addition and melt-mixing with water to create a high-yield, low-coarse-content oil-in-water emulsion, allowing for continuous recovery of latex particles.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Quantity of substance

If batch solvent-based emulsification processes are used, then polyester resin can be dissolved and emulsified, but the process becomes time-consuming and energy-intensive with large amounts of organic solvents requiring distillation

Engineering Contradiction:
Improveresin dissolutionVSAvoidprocess time
Core Design Contradiction:
Quantity of substanceVSLoss of time

Solution Approach 1:

The patent implements a continuous emulsification process where polyester resin is continuously fed into an extruder along with plasticizer and neutralizing agent, eliminating the need for batch processing. The continuous operation allows for constant emulsification and latex formation without repeated heating and cooling cycles, thereby reducing total process time and energy consumption while maintaining complete resin conversion.

Inventive Principle:
Principle #20Continuity of useful action

Solution Approach 2:

The patent utilizes phase transition of the plasticizer from liquid to vapor through controlled evaporation within the extruder. This phase change enables the plasticizer to dissolve the polyester resin and facilitate emulsification, while the continuous removal of vapor phase plasticizer prevents solvent accumulation and eliminates the need for energy-intensive distillation steps.

Inventive Principle:
Principle #36Phase transitions

2Quantity of substance

If batch solvent-based emulsification processes are used, then polyester resin can be dissolved and emulsified, but large amounts of organic solvents are used requiring energy intensive distillation

Engineering Contradiction:
Improveresin dissolutionVSAvoidenergy consumption
Core Design Contradiction:
Quantity of substanceVSUse of energy by stationary object

Solution Approach 1:

The continuous operation allows for efficient heat transfer and controlled evaporation of plasticizer vapor, eliminating the need for energy-intensive batch distillation. The extruder's heating system continuously maintains optimal temperature for emulsification while minimizing energy waste through controlled thermal processing.

Inventive Principle:
Principle #20Continuity of useful action

Solution Approach 2:

The patent employs controlled evaporation of plasticizer from liquid to vapor phase within the extruder, enabling efficient solvent removal without requiring energy-intensive distillation equipment. The phase transition occurs under controlled conditions, minimizing energy consumption while achieving complete resin conversion.

Inventive Principle:
Principle #36Phase transitions

3Quantity of substance

If batch processes are used, then emulsion can be formed, but scaling up is difficult due to variations in resin acid value and solvent evaporation

Engineering Contradiction:
Improveemulsion formationVSAvoidprocess consistency
Core Design Contradiction:
Quantity of substanceVSReliability

Solution Approach 1:

The continuous process incorporates real-time monitoring and feedback mechanisms to adjust feed rates, temperature, and mixing parameters based on actual resin acid value and process conditions. This feedback control ensures consistent emulsion formation and latex particle characteristics regardless of variations in resin batch composition or environmental conditions.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The patent employs dynamic adjustment of process parameters such as temperature, shear rate, and feed rate ratios to compensate for variations in resin acid value. The continuous process allows for real-time parameter optimization, ensuring consistent emulsion formation and eliminating the need for extensive process reconfiguration when scaling up.

Inventive Principle:
Principle #35Parameter changes

4Loss of time

If solventless latex emulsification is used, then process time is reduced, but coarse material remains un-emulsified requiring additional polishing steps

Engineering Contradiction:
Improveprocess timeVSAvoidemulsion completeness
Core Design Contradiction:
Loss of timeVSManufacturing precision

Solution Approach 1:

The continuous emulsification process ensures complete resin conversion to latex particles through sustained mixing and phase inversion. The continuous operation prevents coarse material formation by maintaining optimal shear rates and mixing conditions throughout the process, eliminating the need for subsequent polishing or homogenization steps.

Inventive Principle:
Principle #20Continuity of useful action

Solution Approach 2:

The patent optimizes process parameters including shear rate, temperature, and plasticizer-to-resin ratio to achieve complete emulsification without forming coarse material. The continuous adjustment of these parameters ensures uniform latex particle formation while maintaining short process times, eliminating the need for additional polishing steps.

Inventive Principle:
Principle #35Parameter changes

5Productivity

If conventional extrusion processes are used, then continuous processing is achieved, but polymer degradation occurs due to base-induced hydrolysis

Engineering Contradiction:
Improvecontinuous processingVSAvoidmolecular weight
Core Design Contradiction:
ProductivityVSStability of the object's composition

Solution Approach 1:

The patent carefully controls the pH level and base concentration during the extrusion process to prevent base-induced hydrolysis of the polyester backbone. By optimizing these parameters, the continuous processing maintains polymer integrity and molecular weight, eliminating degradation while achieving high productivity.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This process enhances efficiency, reduces time, and achieves high product yield with low coarse content, maintaining the molecular weight properties of the starting resin, and eliminates the need for additional steps like filtration or homogenization.

Implementation Method 1

contacting at least one polyester resin with a plasticizer to form a pre-blend mixture

Methodology Applied
Scientific EffectSolvation: Solvation

Implementation Method 2

neutralizing the pre-blend mixture with a neutralizing agent

Methodology Applied
Scientific EffectNeutralization: Chemical Bonding

Implementation Method 3

contacting the pre-blend mixture with a surfactant, melt-mixing the pre-blend mixture, contacting the melt-mixed mixture with de-ionized water to form an oil in water emulsion possessing latex particles

Methodology Applied
Scientific EffectSurfactant action: Surfactant

Implementation Method 4

melt-mixing the pre-blend mixture

Methodology Applied
Scientific EffectHeating: Heating

Implementation Method 5

melt-mixing the pre-blend mixture

Methodology Applied
Scientific EffectShear mixing: Shear Stress

Implementation Method 6

contacting the melt-mixed mixture with de-ionized water to form an oil in water emulsion possessing latex particles

Methodology Applied
Scientific EffectPhase inversion: Phase Change

Data Source

PatentUS8168699B2Solvent-assisted continuous emulsification processes for producing polyester latexes
Publication Date: 2012.05.01 XEROX CORP
  • US8168699B2 patent drawing
  • US8168699B2 patent drawing
  • US8168699B2 patent drawing

AI summary

Various solvent-assisted extrusion processes are disclosed that are suitable for forming high yield, low coarse content, polyester latexes that may be utilized in forming a toner.