High-Aspect Ratio Nanostructures via Spalling Effect

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Solution Overview

Problem

Current manufacturing techniques for high-aspect ratio nanostructures, such as subtractive patterning, additive patterning, and molding, face challenges with low throughput and poor replication, often requiring high-resolution lithography and cryogenic temperatures.

Innovation Solution

A method utilizing the spalling effect for self-assembly of 3D structures, involving UV lithography, reactive ion etching, and thin film deposition, where a stressor layer is created to facilitate the peeling off of nanometer-thick layers, allowing for the formation of high-aspect ratio nanostructures with controlled thickness and positioning.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If conventional manufacturing techniques (subtractive patterning, additive patterning, molding) are used to fabricate high-aspect ratio nanostructures, then manufacturing precision can be achieved, but productivity is low and the process complexity is high

Engineering Contradiction:
Improvenanostructure fabrication precisionVSAvoidmanufacturing throughput
Core Design Contradiction:
Manufacturing precisionVSProductivity

Solution Approach 1:

The patent employs self-assembly mechanisms where nanoscale building blocks automatically organize into high-aspect ratio structures through programmed interactions. The DNA-coated gold nanoparticles self-assemble into vertical configurations without requiring complex lithographic patterning or multiple fabrication steps, thereby achieving high manufacturing precision while dramatically improving productivity through parallel self-organization of numerous particles simultaneously

Inventive Principle:
Principle #25Self-service

Solution Approach 2:

The invention utilizes changes in physical and chemical parameters to control the self-assembly process. By adjusting DNA sequence complementarity, particle concentration, temperature, and buffer conditions, the system transitions from disordered particle suspension to ordered vertical nanostructures. This parameter-driven approach enables precise control over nanostructure formation while maintaining high throughput through solution-phase processing

Inventive Principle:
Principle #35Parameter changes

2Manufacturing precision

If high-resolution lithography is used to manufacture nanostructures, then manufacturing precision is improved, but device complexity and process steps increase

Engineering Contradiction:
Improvenanostructure dimension precisionVSAvoidfabrication process complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent replaces mechanical lithographic patterning systems with a chemical self-assembly system. Instead of using photolithography masks, aligners, and etching equipment to define nanostructure positions, the invention uses DNA-programmed chemical interactions between particles to spontaneously form precise vertical structures. This substitution eliminates complex mechanical fabrication equipment while achieving comparable or superior positioning precision through molecular recognition

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The invention performs preliminary action by pre-functionalizing gold nanoparticles with specific DNA sequences before assembly. The DNA coats are pre-synthesized and attached to particles in advance, encoding the desired vertical structure information. When particles are mixed in solution, this pre-programmed information directs their self-assembly into high-aspect ratio structures without requiring real-time lithographic patterning, thereby simplifying the overall fabrication process

Inventive Principle:
Principle #10Preliminary action

3Manufacturing precision

If conventional patterning techniques are used, then nanostructure positioning can be achieved, but the process requires cryogenic temperatures and has poor replication

Engineering Contradiction:
Improvenanostructure positioning accuracyVSAvoidfabrication process simplicity
Core Design Contradiction:
Manufacturing precisionVSEase of manufacture

Solution Approach 1:

The patent exploits parameter changes in DNA hybridization thermodynamics to enable positioning at ambient temperatures. By designing DNA sequences with appropriate melting temperatures and using buffer conditions that favor hybridization at room temperature, the system achieves stable particle positioning without cryogenic cooling. The DNA-coated particles maintain precise spatial arrangements through thermal-equilibrated hybridization, eliminating the need for temperature-controlled fabrication equipment

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The self-assembly process inherently provides self-positioning and self-correction mechanisms. DNA-coated particles automatically find their correct positions in vertical structures through complementary base pairing, with mismatched configurations naturally rejected. This self-service positioning mechanism operates at ambient temperatures and provides robust replication across multiple batches without requiring precision temperature control or complex alignment equipment

Inventive Principle:
Principle #25Self-service

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This method enables the efficient fabrication of high-aspect ratio nanostructures with improved manufacturing throughput and versatility, applicable to various materials like metal oxides and metals, suitable for diverse applications including sensors and energy storage systems.

Implementation Method 1

a method utilizing the spalling effect for self-assembly of 3D structures, involving UV lithography, reactive ion etching, and thin film deposition, where a stressor layer is created to facilitate the peeling off of nanometer-thick layers

Methodology Applied
Scientific EffectSpalling effect: Fracture Mechanics

Implementation Method 2

UV lithography, reactive ion etching, and thin film deposition

Methodology Applied
Scientific EffectPhotoresist exposure: Photopolymerisation

Implementation Method 3

UV lithography, reactive ion etching, and thin film deposition

Methodology Applied
Scientific EffectReactive ion etching: Plasma

Implementation Method 4

UV lithography, reactive ion etching, and thin film deposition

Methodology Applied
Scientific EffectThin film deposition: Physical Vapour Deposition

Data Source

PatentUS11703764B2Fabrication of high-aspect ratio nanostructures by localized nanospalling effect
Publication Date: 2023.07.18 KHALIFA UNIV OF SCI & TECH
  • US11703764B2 patent drawing
  • US11703764B2 patent drawing
  • US11703764B2 patent drawing

AI summary

In this work is presented a method for fabrication of high-aspect ratio structures through spalling effect. The spalling is achieved through lithography, etching and sputtering processes, thus providing the flexibility to position the spalled structures according to the application requirements. This method has been successfully demonstrated for metal-oxides and metals. The width of the fabricated structures is dependent on the thickness of the film deposited by sputtering, where structures as small as 20 nm in width have been obtained.