Spectroscopic Model Selection for Component Identification

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Solution Overview

Problem

Existing spectroscopic methods, such as Raman spectroscopy, face challenges in accurately determining components present in samples due to overfitting or underfitting caused by noise and environmental conditions, leading to incorrect identification of component concentrations, especially when some components are present in trace amounts.

Innovation Solution

A method that balances fit quality improvements with complexity penalties using criteria like Bayesian Information Criterion (BIC) or Akaike Information Criterion (AIC) to select the optimal model from a set of models with varying numbers of component reference spectra, preventing overfitting and underfitting by iteratively refining the model selection.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If Classical Least Squares method is used to analyse Raman spectra, then component concentrations can be determined, but the method produces overfitting where calculated concentrations of all components are non-zero even those not present in the sample

Engineering Contradiction:
Improvecomponent concentration determinationVSAvoidaccuracy of component identification
Core Design Contradiction:
Measurement precisionVSReliability

Solution Approach 1:

The patent implements an iterative feedback mechanism where the model is repeatedly refined by adding and removing component spectra based on statistical criteria (F-test, AIC, BIC). The process continuously evaluates the model fit and automatically adjusts the number of components to prevent overfitting, allowing the system to learn from each iteration and converge on the correct number of components present in the sample.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The patent dynamically changes the parameter of the number of component spectra in the model during the iterative process. By systematically varying this parameter and evaluating model fit using statistical tests, the method automatically determines the optimal number of components to include, transitioning from an initial overfitting state to an accurate representation of the sample composition.

Inventive Principle:
Principle #35Parameter changes

2Measurement precision

If more component reference spectra are added to the model to improve fit quality, then the model can capture more components, but the model complexity increases leading to overfitting or underfitting

Engineering Contradiction:
Improvemodel fit qualityVSAvoidnumber of component reference spectra
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent uses statistical feedback mechanisms (F-test, AIC, BIC) to continuously evaluate whether adding more component spectra improves the model adequately. The feedback loop compares the improvement in fit quality against the increase in model complexity and automatically stops adding components when the marginal benefit diminishes, preventing both overfitting and underfitting.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The patent initially uses an excessive number of component reference spectra in the model, then systematically removes components that do not significantly improve the fit. This partial action approach allows the model to start with a comprehensive set of potential components and iteratively refine it to the optimal subset, ensuring neither overfitting nor underfitting occurs.

Inventive Principle:
Principle #16Partial or excessive action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach effectively identifies genuine components in samples by avoiding model overfitting or underfitting, ensuring accurate component concentration determination even in the presence of noise and environmental variations, thereby improving the reliability of spectroscopic analysis.

Implementation Method 1

The Raman Effect is the inelastic scattering of light by a sample. In Raman Spectroscopy, a sample is irradiated by monochromatic laser light and the scattered light is then dispersed into a Raman spectrum by a dispersive device

Methodology Applied
Scientific EffectRaman Effect: Scattering

Data Source

PatentUS20220252516A1Spectroscopic apparatus and methods for determining components present in a sample
Publication Date: 2022.08.11 RENISHAW PLC
  • US20220252516A1 patent drawing
  • US20220252516A1 patent drawing
  • US20220252516A1 patent drawing

AI summary

A method of determining components present in a sample from spectral data obtained from the sample including resolving each of a plurality of models of the spectral data, the plurality of models including models having a different number of component reference spectra selected from a set of predetermined component reference spectra; selecting a one of the plurality of models based upon a model selection criterion and determining one or more components present in the sample based upon the selected model. The model selection criterion includes a measure for each model, which balances improvements in fit quality of the model to the spectral data against a complexity penalty determined from the number of component reference spectrum used in the model.