Closed-Loop Oxygenation Control Using SpO2-to-FiO2 Ratio

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Solution Overview

Problem

Current mechanical ventilation systems often deliver excessive oxygen due to reliance on invasive measurements like PaO2, leading to prolonged ventilation complications and inadequate lung injury assessment, as they struggle to accurately maintain optimal SpO2 levels without masking diagnostic value or causing delays in lung function recognition.

Innovation Solution

The implementation of a closed-loop control system that adjusts FiO2 based on SpO2 readings and the SpO2/FiO2 ratio, using an integrated pulse oximeter and algorithm to maintain SpO2 within a target range of 88-95%, thereby minimizing oxygen consumption and avoiding excessive FiO2 delivery.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If invasive arterial blood sampling (PaO2 measurement) is used to assess oxygenation, then measurement precision is improved, but device complexity and ease of operation deteriorate due to invasive procedures requiring skilled facilities and specialized equipment

Engineering Contradiction:
Improveoxygenation assessment accuracyVSAvoidsystem complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent replaces the invasive mechanical blood sampling system with an optical pulse oximetry system. The pulse oximeter uses light absorption principles to noninvasively measure SpO2, substituting the complex invasive PaO2 measurement system with a simpler optical detection system that maintains measurement capability while eliminating the need for arterial sticks and blood gas machines.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent introduces SpO2 as an intermediary measurement that correlates with PaO2 oxygenation status. Instead of directly measuring PaO2 through invasive means, the system uses SpO2 from pulse oximetry as a surrogate marker, and combines it with FiO2 to calculate the S/F ratio, which serves as an intermediary indicator of lung injury severity and oxygenation adequacy.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Reliability

If high FiO2 is delivered to ensure sufficient oxygenation, then reliability of oxygenation is improved, but object-generated harmful factors worsen due to oxygen toxicity and hyperoxemia

Engineering Contradiction:
Improveoxygenation sufficiencyVSAvoidoxygen toxicity
Core Design Contradiction:
ReliabilityVSObject-generated harmful factors

Solution Approach 1:

The patent implements a closed-loop feedback system where the S/F ratio is continuously calculated from SpO2 and FiO2 measurements. This feedback mechanism allows the system to monitor oxygenation efficiency in real-time and adjust FiO2 delivery accordingly, preventing both hypoxemia and hyperoxemia by maintaining optimal oxygenation levels based on actual physiological response rather than fixed high FiO2 delivery.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The patent changes the control parameter from fixed high FiO2 delivery to dynamic FiO2 adjustment based on the S/F ratio. By monitoring SpO2 and calculating the S/F ratio, the system dynamically modifies the FiO2 parameter to maintain adequate oxygenation while minimizing excessive oxygen delivery, thereby preventing oxygen toxicity and hyperoxemia.

Inventive Principle:
Principle #35Parameter changes

3Reliability

If SpO2 is maintained at very high levels (>95%), then reliability of oxygenation is improved, but measurement precision deteriorates due to masking diagnostic value and discordance between SpO2 and PaO2

Engineering Contradiction:
Improveoxygenation maintenanceVSAvoiddiagnostic accuracy
Core Design Contradiction:
ReliabilityVSMeasurement precision

Solution Approach 1:

The patent applies the principle of partial action by targeting a moderate SpO2 range (88-95%) rather than excessive oxygenation (>95%). This partial approach is sufficient to prevent hypoxemia while avoiding the plateau effect where further SpO2 increases provide no additional diagnostic value. The S/F ratio calculation complements this by providing continuous monitoring of oxygenation efficiency throughout the therapeutic range.

Inventive Principle:
Principle #16Partial or excessive action

4Reliability

If mechanical ventilation is applied to treat respiratory impairment, then reliability of respiratory support is improved, but object-generated harmful factors worsen due to barotrauma, ventilator-associated lung injury, and diaphragm atrophy

Engineering Contradiction:
Improverespiratory supportVSAvoidventilation complications
Core Design Contradiction:
ReliabilityVSObject-generated harmful factors

Solution Approach 1:

The patent implements feedback control using the S/F ratio to monitor lung oxygenation efficiency and guide ventilation parameter adjustments. By continuously calculating S/F from SpO2 and FiO2, the system provides real-time feedback on lung function, enabling timely adjustments to ventilation settings that treat respiratory impairment while minimizing prolonged ventilation exposure and associated complications.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The patent enables earlier recognition of lung function changes through continuous S/F ratio monitoring. By detecting deteriorations in the S/F ratio before severe hypoxemia occurs, the system allows for preliminary adjustments to ventilation settings or escalation to invasive ventilation when appropriate, preventing the need for prolonged mechanical ventilation and reducing associated complications.

Inventive Principle:
Principle #10Preliminary action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach reduces hypoxia, hyperoxia, and FiO2 usage, allowing for more precise oxygenation management, earlier recognition of lung function changes, and timely adjustment of ventilation settings, thus minimizing complications and optimizing respiratory support.

Implementation Method 1

using an integrated pulse oximeter and algorithm to maintain SpO2 within a target range

Methodology Applied
Scientific EffectAbsorption (EM radiation): Absorption (EM radiation)

Data Source

PatentUS10589045B2Smart oxygenation system employing automatic control using SpO2-to-FiO2 ratio
Publication Date: 2020.03.17 UNITED STATES OF AMERICA THE AS REPRESENTED BY THE SEC OF THE ARMY
  • US10589045B2 patent drawing
  • US10589045B2 patent drawing

AI summary

A system for assessing lung function in a patient is enclosed. The oxygen delivery system in the system (e.g., a ventilator or portable standalone system) preferably includes an oximeter sensor for receiving SpO2 from a patient. The assessing lung function in a patient includes an FiO2 adjust algorithm operable in logic circuitry in the ventilator that can control an oxygen fraction FiO2 provided to the patient in a closed loop fashion. In a preferred example, the algorithm controls FiO2 using the SpO2, but also displays a ratio of SpO2-to FiO2 (S/CLCF) as a function of time. One or more S/CLCF ratio threshold may be used to allow the clinician and/or the algorithm to understand a degree of lung injury, and to allow the algorithm to adjust FiO2 appropriately. Preferably, the algorithm keeps SpO2 to a range of 88-95%.