Spot-Size Conversion Optical Waveguide Design

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Solution Overview

Problem

The mismatch in relative refractive-index differences between optical fibers and optical waveguide circuits leads to significant connection losses due to mismatched spot sizes, which existing spot-size conversion optical waveguides struggle to effectively address.

Innovation Solution

A spot-size-converting optical waveguide design featuring a core portion with a first straight portion and a tapered portion, and a second core portion with a straight-portion-coating, tapered-portion-coating, and a second tapered portion, where the refractive index of the second core portion is lower than the first core portion, allowing for efficient light propagation and size conversion to minimize connection losses.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Volume of moving object

If the relative refractive-index difference is increased for down-sizing the optical waveguide circuit, then the device can be miniaturized, but the spot size of propagating light changes causing large connection loss when connecting to optical fiber

Engineering Contradiction:
Improvewaveguide circuit sizeVSAvoidconnection loss
Core Design Contradiction:
Volume of moving objectVSLoss of energy

Solution Approach 1:

The core portion is divided into a first core portion (with high refractive index difference for miniaturization) and a second core portion (with low refractive index difference for compatible spot size). This segmentation allows different regions to serve different functions: the first core enables compact waveguide design while the second core ensures efficient optical fiber coupling, thereby resolving the contradiction between device miniaturization and connection loss reduction.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

Different regions of the waveguide are assigned different refractive index characteristics. The first core portion has a high relative refractive-index difference to enable down-sizing, while the second core portion has a low relative refractive-index difference to maintain a spot size compatible with optical fiber coupling. This local differentiation of material properties allows simultaneous achievement of miniaturization and reduced connection loss.

Inventive Principle:
Principle #3Local quality

2Loss of energy

If a conventional spot-size conversion optical waveguide is used to reduce connection loss, then the connection loss is minimized, but the device complexity increases

Engineering Contradiction:
Improveconnection lossVSAvoidwaveguide structure complexity
Core Design Contradiction:
Loss of energyVSDevice complexity

Solution Approach 1:

The invention merges the spot-size conversion function with the waveguide structure itself by incorporating a second core portion directly into the waveguide. Instead of using a separate conversion component, the waveguide's core is designed with two distinct portions that together achieve both waveguide functionality and spot size matching, thereby reducing overall device complexity while maintaining low connection loss.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The waveguide structure performs multiple functions simultaneously: the first core portion provides waveguide confinement and miniaturization, while the second core portion provides spot size conversion for optical fiber coupling. This multi-functionality eliminates the need for separate components, reducing device complexity while achieving effective connection loss reduction.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The design effectively reduces connection losses by gradually expanding the light spot size, enabling low-loss optical coupling between optical waveguide circuits and optical fibers, even with high refractive-index differences, thereby improving the efficiency of optical communication systems.

Implementation Method 1

Both an optical fiber and a planar lightwave circuit (PLC) or the like as an optical waveguide circuit are optical waveguide elements forming a refractive index difference between a core portion and a cladding portion to confine a light within the core portion

Methodology Applied
Scientific EffectTotal internal reflection: Total Internal Reflection

Implementation Method 2

the first tapered portion is formed to be continuous with the first straight portion and decreases in width and height toward a termination portion... the second tapered portion increases in width and height toward the extension direction

Methodology Applied
Scientific EffectGradual geometric transformation: Geometry

Data Source

PatentUS9417388B2Spot-size conversion optical waveguide
Publication Date: 2016.08.16 FURUKAWA ELECTRIC CO LTD
  • US9417388B2 patent drawing
  • US9417388B2 patent drawing
  • US9417388B2 patent drawing

AI summary

A spot-size-converting optical waveguide includes a core portion. A first core portion of the core portion has a first straight portion and a first tapered portion. The first straight portion extends in a direction, having width and height that are approximately constant in the direction, and the first tapered portion is continuous with the first straight portion and decreases in width and height toward a termination portion. A second core portion of the core portion has a straight-portion-coating portion, a tapered-portion-coating portion, and a second tapered portion, the straight-portion-coating portion covers the first straight portion, the tapered-portion-coating portion covers the first tapered portion continuously with the straight-portion-coating portion and decreases in width and height along the first tapered portion's shape, and the second tapered portion increases in width and height toward the direction. A refractive index of the second core portion is lower than that of the first core portion.