Spotsize Converter Tapering via Accelerator Layer Etching

Resolve Bottlenecks,
Find Innovative Solutions
Generate Solutions

Solution Overview

Problem

Existing spotsize converters for planar lightwave circuits (PLCs) face limitations in controlling mode-field dimensions in one dimension only, leading to restricted flexibility and performance, especially in achieving low-loss fiber-to-chip coupling, and are costly due to complex etching methods like shadow-mask etching.

Innovation Solution

A surface waveguide-based spotsize converter with a mode-transition region tapered in one or two dimensions using a controllable etching method, where an accelerator layer is etched at a faster rate than the underlying material, allowing for linear or non-linear tapering, enabling efficient mode-field conversion and adiabatic coupling between waveguides of different index contrasts.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If conventional shadow-mask etching is used to form spotsize converters, then mode-field conversion can be achieved, but manufacturing complexity and cost increase significantly

Engineering Contradiction:
Improvemode-field conversion precisionVSAvoidetching process complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The etching process is segmented into multiple steps with different etchants, each targeting specific layers (accelerator layer first, then core layer). This segmentation simplifies the overall process by breaking down the complex shadow-mask etching into manageable stages with distinct functions, reducing manufacturing complexity while maintaining precision.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

An accelerator layer is introduced as an intermediary between the mask and the core layer. This accelerator layer etches at a faster rate with the first etchant, creating a tapered profile that then guides the second etchant to achieve the final precise mode-field conversion shape. The intermediary layer acts as a mediator that simplifies the direct etching of the core layer.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Reliability

If one-dimensional tapering is used in spotsize converters, then fiber-to-chip coupling can be achieved, but flexibility in controlling mode-field dimensions is restricted

Engineering Contradiction:
Improvefiber-to-chip coupling efficiencyVSAvoidmode-field dimension control flexibility
Core Design Contradiction:
ReliabilityVSAdaptability or versatility

Solution Approach 1:

The invention transitions from one-dimensional lateral tapering to two-dimensional tapering by adding vertical thickness variation to the lateral width variation. The core layer thickness changes along the propagation direction, creating a combined lateral and vertical taper profile. This dimensional expansion provides flexible control over mode-field dimensions in multiple directions, enabling optimized fiber-to-chip coupling while maintaining adaptability for different coupling scenarios.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

3Area of stationary object

If high-contrast surface waveguides are used in PLCs, then small bending radii and high-density integration are enabled, but optical propagation loss increases

Engineering Contradiction:
Improvechip area utilizationVSAvoidoptical propagation loss
Core Design Contradiction:
Area of stationary objectVSLoss of energy

Solution Approach 1:

The waveguide structure employs local quality variation through the accelerator layer, which is positioned only in the taper region where mode-field conversion is needed. The accelerator layer provides enhanced etching control locally without affecting the entire waveguide structure. This localized modification enables precise mode-field matching at coupling points while maintaining the low-loss properties of the main waveguide sections.

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The invention changes the etching parameters by using two different etchants with different selectivity ratios. The first etchant targets the accelerator layer with high selectivity, while the second etchant modifies the core layer. This parameter change enables independent control of the taper profile and core dimensions, allowing optimization of both coupling efficiency and propagation loss through separate parameter adjustments.

Inventive Principle:
Principle #35Parameter changes

4Loss of energy

If low-contrast surface waveguides are used for low propagation loss, then optical transmission efficiency is improved, but bending loss increases and large bending radii are required

Engineering Contradiction:
Improveoptical propagation lossVSAvoidwaveguide routing flexibility
Core Design Contradiction:
Loss of energyVSEase of operation

Solution Approach 1:

The accelerator layer performs preliminary action by creating a tapered profile before the main core layer etching. This preliminary tapering action prepares the waveguide structure for subsequent low-loss operation by establishing optimal mode-field distribution at the input and output sections. The preliminary structuring enables low-contrast waveguides to achieve better coupling efficiency without requiring large bending radii throughout the entire structure.

Inventive Principle:
Principle #10Preliminary action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution enables low-cost, high-volume production of spotsize converters with improved flexibility and reduced fiber-to-chip coupling losses, suitable for both low-loss fiber-to-chip couplers and PLCs, by effectively matching mode profiles across varying index contrasts.

Implementation Method 1

an accelerator layer is etched at a faster rate than the underlying material, allowing for linear or non-linear tapering

Methodology Applied
Scientific EffectDifferential etching rate:

Implementation Method 2

enabling efficient mode-field conversion and adiabatic coupling between waveguides of different index contrasts

Methodology Applied
Scientific EffectAdiabatic coupling:

Implementation Method 3

The shape of the mode and the size of the evanescent field depend strongly on the design of the waveguide

Methodology Applied
Scientific EffectEvanescent field:

Data Source

PatentUS8718432B1Method for forming a spotsize converter
Publication Date: 2014.05.06 LIONIX INT BV
  • US8718432B1 patent drawing
  • US8718432B1 patent drawing
  • US8718432B1 patent drawing

AI summary

A method for forming a tapered region in a first layer of a first material is disclosed. The method comprises forming an accelerator layer of a second material on the first layer and forming a mask layer disposed on the accelerator layer. The accelerator layer is exposed to a first etch that removes the second material in a first region and laterally etches the accelerator layer along a second region to expose the first layer in the second region to the first etch. Since the time for which the first layer is exposed to the first etch in the second region is based on the progress of the lateral etch of the accelerator layer, the first etch tapers the first layer in the second region.